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draft-george-sigtran-m2peer-01

Description: Request For Comments

You can download source copies of the file as follows:

draft-george-sigtran-m2peer-01.txt in text format.

Listed below is the contents of file draft-george-sigtran-m2peer-01.txt.


Network Working Group                                      Tom George
INTERNET-DRAFT                                                Alcatel
                                                            Ram Dantu
                                                             IPmobile
                                                      Malleswar Kalla
                                                            Telcordia
                                           Hanns Juergen Schwarzbauer
                                                              Siemens
                                                      Greg Sidebottom
                                                      Nortel Networks
                                                        Ken Morneault
                                                        Cisco Systems

                                                              
Expires November 2000                                    May 22, 2000

                  SS7 MTP2-User Peer-to-Peer Adaptation Layer
                  <draft-george-sigtran-m2peer-01.txt>

Status of This Memo

This document is an Internet-Draft and is in full conformance with all 
provisions of Section 10 of RFC 2026. Internet-Drafts are working
documents of the Internet Engineering Task Force (IETF), its areas,
and its working groups.  Note that other groups may also distribute
working documents as Internet-Drafts.

Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time.  It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as 'work in progress.'

The list of current Internet-Drafts can be accessed at
http://www.ietf.org/ietf/1id-abstracts.txt

The list of Internet-Draft Shadow Directories can be accessed at
http://www.ietf.org/shadow.html.

To learn the current status of any Internet-Draft, please check the
'1id-abstracts.txt' listing contained in the Internet- Drafts Shadow
Directories on ftp.is.co.za (Africa), nic.nordu.net (Europe),
munnari.oz.au (Pacific Rim), ftp.ietf.org (US East Coast), or
ftp.isi.edu (US West Coast).

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Abstract

This Internet Draft defines a protocol supporting the transport of SS7
MTP Layer 3 signaling messages over IP using the services of the
Stream Control Transmission Protocol (SCTP).  This protocol would be
used between SS7 Signaling Points employing the MTP Level 3
protocol. The SS7 Signaling Points may also employ standard SS7 links
using the SS7 Message Transfer Part (MTP) Layer 2 to provide transport
of MTP Layer 3 signaling messages.

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Internet Draft  SS7 MTP2-User Peer-to-Peer Adaptation Layer  May 2000

                        TABLE OF CONTENTS

1.  Introduction............................................. 4
  1.1  Scope................................................. 4
  1.2  Terminology........................................... 4
  1.3  Abbreviations......................................... 5
  1.4  Signaling Transport Architecture...................... 5
  1.5  Services Provided by the MTP2 User Adaptation Layer... 7
  1.6  Functions Provided by the MTP2 User Adaptation Layer.. 8
  1.7  Definition of the M2UA Boundaries..................... 8
2.  Protocol Elements........................................ 8
  2.1  Common Message Header................................. 9
  2.2  M2UA Messages......................................... 9
3.  Procedures...............................................10
  3.1  Procedures to Support MTP2 Features...................11
  3.2  Procedures to Support the MTP3/MTP2 Interface.........13
4.  Examples of MTP2 User Adaptation (M2UA) Procedures.......16
  4.1  Link Initialization (Alignment).......................16
  4.2  Message Transmission and Reception....................18
  4.3  Link Status Indication................................18
  4.4  Link Status Message (Processor Outage)................19
  4.5  Congestion Notification to Upper layer................20
  4.6  Link Deactivation.....................................21
  4.7  Link Changeover.......................................21
5.  Security.................................................23
6.  IANA Considerations......................................23
7.  Acknowledgements.........................................23
8.  References...............................................23
9.  Author's Addresses.......................................24

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Internet Draft  SS7 MTP2-User Peer-to-Peer Adaptation Layer  May 2000

1. Introduction

1.1 Scope

There is a need for Switched Circuit Network (SCN) signaling protocol
delivery over an IP network.  This includes delivery from a Signalling
Gateway (SG) to a Media Gateway Controller (MGC) or IP Signaling
Point, as described in the Framework Architecture for Signalling
Transport [1].  . This could allow for convergence of some signaling
and data networks. SCN Signaling nodes would have access to databases
and other devices in the IP network domain that do not employ SS7
signaling links. There may also be operational cost and performance
advantages when traditional signaling links are replaced by IP network
"connections".

The delivery mechanism described in this document allows for full MTP3
message handling and network management capabilities between any two
SS7 nodes, communicating over an IP network. An SS7 node equipped with
an IP network connection is called an IP Signaling Point (IPSP). The
IPSPs function as traditional SS7 nodes using the IP network instead
of SS7 links.

The delivery mechanism should

   * Support seamless operation of MTP3 protocol peers over an IP
     network connection.

   * Support the MTP Level 2 / MTP Level 3 interface boundary.

   * Support management of SCTP transport associations and traffic
     instead of MTP2 Links.

   * Support asynchronous reporting of status changes to management.

Throughout this document, M2UA is used to refer to the MTP 2 User
Peer-to-Peer case. This should not be confused with the MTP 2 User
Backhauling case described in [6].

1.2 Terminology

MTP - The Message Transfer Part of the SS7 protocol [2]. 

MTP2 - MTP Level 2, the MTP signaling link layer.

MTP3 - MTP Level 3, the MTP signaling network layer.

MTP2-User - A protocol that normally uses the services of MTP Level
2. The only MTP2 user is MTP3.

Signaling End Point (SEP) - A node in an SS7 network that originates

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or terminates signaling messages.  One example is a central office
switch.

IP Signaling Point (IPSP) - An SS7 Signaling Point with an IP
network connection used for SS7 over IP. 

Signaling Gateway (SG) - A signaling agent that receives/sends SCN
native signaling at the edge of the IP network [4]. In this context,
an SG is an SS7 Signaling Point that has both an IP network connection
used for SS7 over IP, and a traditional (non-IP) link to an SS7
network.

Signaling Transfer Point (STP) - A node in an SS7 network that routes
signaling messages based on their destination point code in the SS7
network.

Association - An association refers to a SCTP association [5]. The
association providea the transport for MTP3 protocol data units and
M2UA adaptation layer peer messages.

Network Byte Order - Most significant byte first, also known as "Big
Endian".

Stream - A stream refers to a SCTP stream [5].  

1.3 Abbreviations

SCN    - Switched Circuit Network

SCTP   - Stream Control Transmission Protocol

SS7    - Signaling System 7

1.4 Signaling Transport Architecture

The architecture that has been defined [4] for Switched Circuit
Network (SCN) signaling transport over IP uses multiple components,
including an IP transport protocol, the Stream Control Transmission
Protocol (SCTP), and an adaptation module to support the services
expected by a particular SCN signaling protocol from its underlying
protocol layer.

Within this framework architecture, this document defines an SCN
adaptation module that is suitable for the transport of SS7 MTP3
messages.

Figure 1 shows the seamless interworking at the MTP3 layer.  MTP3 is
adapted to the SCTP layer using the MTP2 User Adaptation Layer (M2UA).
All the primitives between MTP3 and MTP2 are supported by M2UA.  The
SCTP association acts as an SS7 link between the IPSPs. The
association contains two streams, one in each direction.

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            ********   IP   ********
            * IPSP *--------* IPSP *
            ********        ********
            		    
            +------+        +------+
            | MTP3 |        | MTP3 | 
            +------+        +------+    
            | M2UA |        | M2UA |    
            +------+        +------+    
            | SCTP |        | SCTP | 
            +------+        +------+
            | IP   |        | IP   |
            +------+        +------+

    IP    - Internet Protocol
    IPSP  - IP Signaling Point
    SCTP  - Stream Control Transmission Protocol
            (see Reference [5])

         Figure 1:  M2UA Symmetrical Peer-to-Peer Architecture

An IPSP may have SCCP and other SS7 layers above MTP3. Figure 2 shows
an example. The Signaling Gateway is an IPSP equipped with both
traditional SS7 and IP network connections.  In effect, the Signaling
Gateway acts as an STP.  Any of the nodes in the diagram could have
SCCP or other SS7 layers. STPs may or may not be present in the SS7
path between the SEP and the SG.

    ********  SS7   ***************   IP   ********
    * SEP  *--------*     SG      *--------* IPSP *
    ********        ***************        ********

    +------+                               +------+
    | TCAP |                               | TCAP |
    +------+                               +------+
    | SCCP |                               | SCCP |
    +------+        +-------------+        +------+
    | MTP3 |        |    MTP3     |        | MTP3 | 
    +------+        +------+------+        +------+    
    | MTP2 |        | MTP2 | M2UA |        | M2UA |    
    +------+        +------+------+        +------+    
    | MTP1 |        | MTP1 | SCTP |        | SCTP | 
    |      |        |      +------+        +------+
    |      |        |      | IP   |        | IP   |
    +------+        +------+------+        +------+

    SEP   - SS7 Signaling Endpoint

         Figure 2:  M2UA in IP Signaling Gateway

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Figure 2 is only an example. Other configurations are possible. For
example, IPSPs without traditional SS7 links could use the protocol
layers MTP3/M2UA/SCTP/IP to route SS7 messages in a network with all
IP links. 

Another example, related to Figure 2, is that two SGs could be
connected over an IP network to form an SG mated pair similar to the
way STPs are provisioned in traditional SS7 networks.

1.4.1  Point Code Representation

The MTP specification requires that each node with an MTP3 layer is
represented by an SS7 point code.

1.5 Services Provided by the MTP2 User Adaptation Layer

The SS7 MTP3/MTP2 (MTP2-User) interface is retained at the termination
point in the IP network. The M2UA protocol layer is required to
provide the equivalent set of services to its user as provided by MTP
Level 2 to MTP Level 3.

These services are described in the following subsections.

1.5.1 Support for MTP Level 2 / MTP Level 3 interface boundary

This interface is the same as the MTP2/MTP3 interface described in
[2], with the addition of support for larger sequence numbers in
[7]. 

Because SCTP uses larger sequence numbers than MTP, the MTP3
Changeover procedure must use the Extended Changeover Order and
Extended Changeover Acknowledgment messages described in [7]. This
will allow for use of the SCTP stream sequence numbers in the
changeover messages.

1.5.2 Support for peer-to-peer communication

In SS7, MTP Level 2 sends three types of messages, known as signal
units: Message Signal Units (MSUs), Link Status Signal Units (LSSUs),
and Fill-In Signal Units (FISUs).

MSUs originate at a higher level than MTP2, and are destined for a
peer at another node. Likewise, M2UA passes these messages from MTP3
to SCTP as data for transport across a link.

LSSUs allow peer MTP2 layers to exchange status
information. Analogous messages are needed for M2UA.

FISUs are sent when no other signal units are waiting to be sent. This
purpose is served by the heartbeat messages in SCTP. FISUs also carry

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acknowledgment of messages. This function is performed by
SCTP. Therefore, it is unnecessary for M2UA to send FISUs.

To perform the function of MTP2 in traditional SS7, the following
protocol element is defined.

Link Status

This element performs a function similar to the LSSU in MTP2. It
provides a means for asychronous notification of link state to an M2UA
peer.  An example would be the reporting of a local processor outage.

1.6 Functions Provided by the MTP2 User Adaptation Layer

1.6.1 Mapping

For each IP link, the M2UA layer must maintain a map of the SS7 link
to its SCTP association and its corresponding IP destination.
 
1.6.2 SCTP Stream Management

SCTP allows user specified number of streams to be opened during the
initialization.  It is the responsibility of the M2UA layer to ensure
proper management of the two streams allowed within each association.

1.6.3  Retention of MTP3 in the SS7 Network 

M2UA allows MTP3 to perform all of its Message Handling and Network
Management functions with IPSPs as with other SS7 nodes.

1.7 Definition of the M2UA Boundaries

1.7.1 Definition of the M2UA / MTP Level 3 boundary

The upper layer primitives provided by M2UA are the same as those
provided by MTP2 to MTP3 [2].

1.7.2 Definition of the Lower Layer Boundary between M2UA and SCTP

The upper layer primitives provided by SCTP are described in Reference
[5] Section 10 "Interface with Upper Layer".

2.  Protocol Elements

This section describes the format of various messages used in this 
protocol.

All fields in an M2UA message must be transmitted in the network byte
order, i.e., most significant byte first, unless otherwise stated.

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2.1 Common Message Header

The protocol messages for MTP2 User Adaptation require a message
header structure which contains a version, message type and message
length.  This message header is common among all SCN adaptation
layers. The header structure is shown in Figure 3.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Version    |     Spare     |         Message Type          |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        Message Length                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |

                 Figure 3:  Common Message Header

2.1.1  Version

The version field (vers) contains the version of the M2UA adapation 
layer.  The supported versions are:

      01   Release 1.0 of M2UA adaptation protocol

2.1.2  Message Type

The valid message types are defined below and the message contents are
described in Section 2.2.  Each message can contain parameters.

The following list contains the message types for the defined messages.

     MTP2 User Adaptatation Messages

        Type                     Value (Hex)

        User Data                0601
        Link Status              0602

       
2.1.3  Message Length

The Message length defines the length of the message in octets, not 
including the header.

2.2 M2UA Messages

The following section defines the messages and parameter contents.  The

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M2UA messages will use the command header and the M2UA specific header.

2.2.1 User Data 

The User Data parameter is the data sent from the MTP3 in the form of
the contiguous SIO and SIF fields of the MSU ([2] Q.703, section 2.2
Signal Unit Format). The format for the Data message is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                   ...
   |                           User Data                           |
                                   ...
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

No padding is added to the MTP3 message.

Note that the User Data field contains only the SIF and SIO
octets. The other components of the message transmitted by MTP2 (the
Flag, BSN, BIB, FSN, FIB, LI, CK) are not included in M2UA.

2.2.2  Link Status

The MTP2 Link Status message can be sent between M2UA peers to
indicate link status. It is the equivalent of the Link Status Signal
Unit in MTP2.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                          Link Status                          |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The valid values for State are shown in the following table. All
values defined in the MTP2 Link Status Signal Unit have an equivalent
in this M2UA Link Status message. This does not imply that all values
must be used by M2UA.

    Value  Description

     1     In Alignment
     2     In Service
     3     Processor Outage
     4     Processor Outage Ended

3.  Procedures

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3.1 Procedures to Support MTP2 Features

3.1.1 Signal Unit Format, Delimitation, Acceptance

Messages for transmission across the network must follow the format
described in section 2.

SCTP provides reliable, in-sequence delivery. Therefore the related
functionality of MTP2 is not needed. SCTP does not provide functions
related to Link State Control in MTP2. These functions must be
provided by M2UA.

3.1.2 Link Alignment

To begin alignment in M2UA, M2UA sends the ASSOCIATE primitive to SCTP
if the SCTP association is not already established. The association
shall contain one stream in each direction. If SCTP fails to establish
the association, M2UA shall report to MTP3 that the link is out of
service.

Once the association is established, M2UA has the option of sending
Link Status messages with status In Alignment. These messages can be
used for proving the link. If M2UA receives a Link Status In
Alignment, it should ignore the message.

Once the association is established and In Alignment messages (if any)
have been sent, if MTP3 has not deactivated the link, M2UA sends a
Link Status of In Service to its peer.

The link is ready for traffic when the association is established,
M2UA has sent Link Status In Service to its peer, and has received
Link Status In Service from its peer. Then M2UA sends Link In Service
to its MTP3.

If M2UA receives a Link Status of Processor Outage during alignment,
M2UA shall report to MTP3 that the link is out of service.

M2UA shall ignore the Emergency and Emergency Ceases commands from
MTP3.

3.1.3 Processor Outage

A processor outage occurs when M2UA cannot transfer messages because
of a condition at a higher layer than M2UA.

When M2UA detects a local processor outage, it sends a Link Status
message to its peer with status Processor Outage. It discards any
messages received. 

The peer M2UA, upon receiving the Link Status Processor Outage
message, notifies its MTP3. It ceases sending Data messages.

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When the processor outage ceases, MTP3 sends a Local Processor
Recovered indication to M2UA. The local M2UA notifies its peer by
sending a Link Status message with status Processor Outage Ended.  The
peer notifies its MTP3 that the remote processor outage has ceased.

3.1.4 Level 2 Flow Control

Notification of receive congestion from M2UA to MTP3 is implementation
dependent.

3.1.5 Error monitoring

If M2UA loses the SCTP association for a link, M2UA shall report to
MTP3 that the link is out of service.

3.1.6  Transmission Priorities

Link Status messages have priority over User Data messages ([2] Q.703,
section 11.2). To achieve this, Link Status messages shall be sent
via SCTP using the unordered delivery option.

User Data messages shall be sent via SCTP using ordered delivery.

It is recommended that SCTP give higher transmission priority to
unordered messages. In other words, SCTP should follow the
Implementation Note in [5] section 6.6, "Ordered and Un-ordered
Delivery".

3.1.7  MTP2 Timers in M2UA

This section explains which MTP2 timers are needed in M2UA.

3.1.7.1  T2 Not Aligned, T3 Aligned

Timers T2 and T3 are used to verify that the other end of the link is
communicating. In MTP2, if either of timers T2 or T3 expire, alignment
is not possible, so MTP2 reports to MTP3 that the link is out of
service ([2] Q.703, Figures 8 and 9).

Timer T2 is used to verify that the remote end responds to the initial
attempt to align the link. Timer T3 is used to verify that the remote
end is proving the link along with the local end. 

Both timers T2 Not Aligned and T3 Aligned are implemented in M2UA.

Recommended value of T2 is 5-150 seconds.
Recommended value of T3 is 1-2 seconds.

These are the same values recommended in [2] Q.703.

3.1.7.2  T4 Proving Period

Since M2UA directs the Proving procedure, timer T4 Proving Period is

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implemented in M2UA as in MTP2.

Recommended values are:

    normal proving period: 7.5-9.5 seconds
    emergency proving period: 400-600 milliseconds

These are the same values recommended in [2] Q.703.

3.1.7.3  T1 Alignment Ready

In MTP2, timer T1 is started when alignment is complete. If T1 expires
before an MSU or FISU is received, MTP2 LSC reports to MTP3 that the
link is out of service ([2] Q.703, Figure 8, sheet 6).

M2UA does not send FISUs. The purpose of FISUs is served by the
Heartbeats in SCTP. SCTP uses the Heartbeats to determine if
communication has been lost on the connection.  M2UA does not need to
verify that the link is in service. Therefore it is not necessary to
implement timer T1 in M2UA.

3.1.7.4  T5 Sending SIB

Since SCTP provides congestion control, it is not necessary to
implement timer T5 in M2UA.

3.1.7.5  T6 Remote Congestion

MTP2 uses T6 to determine if a link has been congested so long that it
should be failed.

Since SCTP determines when an association has failed, it is not
necessary to implement timer T6 in M2UA.

3.1.7.6  T7 Excessive Delay of Acknowledgement

SCTP performs acknowledgements and retransmissions. Therefore it is
not necessary to implement timer T7 in M2UA.

3.2 Procedures to Support the MTP3/MTP2 Interface

3.2.1  Sending/receiving messages

When MTP3 sends a message for transmission to M2UA, M2UA adds the M2UA
header to the message, then passes the message to SCTP using the SEND
primitive.

When M2UA receives a Data message from SCTP, M2UA removes the M2UA
header and passes the message to MTP3.

3.2.2  Link activation and restoration

When MTP3 requests that M2UA activate or restore a link by a Start

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command, M2UA shall follow the alignment procedure in section 3.1.2.

3.2.3  Link deactivation

When MTP3 requests that M2UA deactivate a link by a Stop command, M2UA
shall send an ABORT primitive to SCTP.

3.2.4  Flush buffers

Processing of the Flush Buffers request from MTP3 is implementation
dependent.

3.2.5 Signaling Link Congestion

Notification of transmit congestion from SCTP to its upper layer
(M2UA) is implementation dependent. Nevertheless, M2UA should receive
notification from SCTP adequate to allow MTP3 to meet its requirements
for signaling link transmit congestion in [2] Q.704, section 3.8.

3.2.6 Changeover

The objective of the changeover is to ensure that signaling traffic
carried by the unavailable signaling link is diverted to the
alternative signaling link as quickly as possible while avoiding
message loss, duplication, or mis-sequencing.  For this purpose, the
changeover procedure includes data retrieval, which is performed
before reopening the alternative signaling links to the diverted
traffic.  Data retrieval consists of these steps:

   (1) buffer updating, i.e., identifying all those User Data 
       messages in the retransmission buffer of the unavailable
       signaling link which have not been received by the far end
       SCTP, as well as untransmitted messages, and

   (2) transferring those messages to the transmission buffers of the
       alternate links.

Note that only User Data messages are retrieved and transmitted over
the alternate links. Link Status messages shall not be transmitted
over the alternate links. Since Link Status messages are sent with the
unordered delivery option of SCTP, they do not have Stream Sequence
Numbers. 

In order to support changeover in M2UA, the SCTP Stream Sequence
Numbers must be used in place of the Forward and Backward Sequence
Numbers (FSN/BSN) of SS7.

Stream Sequence Numbers used by SCTP are 16 bits long.  MTP2's Forward
and Backward Sequence Numbers are only seven bits long.  Hence it is
necessary for MTP3 to accomodate the larger SSNs. This is done through
the use of the Extended Changeover Order (XCO) and Extended Changeover
Acknowledgement (XCA) messages instead of the Changeover Order (COO)
and Changeover Acknowledgement (COA) messages. The XCO and XCA

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messages are specified in Reference [7] section 9.8.1. Only the XCO
and XCA messages from [7] are used. These messages have a 24-bit field
for the sequence number. The upper 8 bits of the 24 bit field should
be set to 0, and the SSN placed in the lower 16 bits.

For data retrieval, MTP3 requests Backward Sequence Number (BSN) from
M2UA.  This is the sequence number of the last message received by the
local end.  Normally, SCTP delivers ordered messages to the
application.  However, during congestion or failure condition, the
sequence numbers of the acknowledged messages may have gaps.  In
particular, the SACK (selective acknowledgement message) message can
have several of these gaps.  Hence, it is important to scan through
these gaps and find the sequence number before the first gap.  This is
the number from which the remote end has to transmit the messages.  So
this is the number considered as the Backward Sequence Number and
communicated to the remote end.  In a similar way, the remote end also
detects the BSN and indicates to the local end. As soon as the MTP3 of
the local end receives this BSN, MTP3 retrieves all the unacknowledged
messages starting from BSN.  This is accomplished through a Retrieval
Request and FSNC request.  After all the messages are sent from M2UA
to MTP3, a Retrieval Complete indication is sent.

Note that the sequence numbers and messages requested by MTP3 are sent
from SCTP to M2UA in the Communication Lost primitive. Retrieval of
messages is an optional feature in SCTP. To perform data retrieval, it
is necessary that this option be implemented, and that the SSNs of the
messages are identified.

If M2UA receives a Retrieve BSNT request from MTP3, M2UA responds with
the BSNT indication. The BSNT value is the SCTP stream sequence number
of the last message received by SCTP before any gaps in the stream
sequence numbers. 

(Note that any messages with stream sequence number greater than this
BSNT value have been acknowledged by SCTP, but have not been passed up
to M2UA. Therefore these messages should be retransmitted by the far
end on the alternate link.)

If M2UA receives a Retrieval Request and FSNC request from MTP3, M2UA
retrieves from SCTP:

       (a) any transmitted but unacknowledged messages beginning with
	   the stream sequence number FSNC + 1, and

       (b) any untransmitted messages in SCTP.

Each of these messages is sent to MTP3, first (a), then (b). Then M2UA
sends the Retrieval Complete indication to MTP3.

Note: The changeover procedure makes it impossible for M2UA to have
multiple streams in a direction for one link. Buffer updating would
have to be done for each stream separately to avoid duplication of
messages. But there is only one XCO message for sending the

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last-received SSN.

4.  Examples of MTP2 User Adaptation (M2UA) Procedures

In general, messages passed between MTP3 and M2UA are the same as
those passed between MTP3 and MTP2.  M2UA interprets messages from MTP3
and sends the appropriate message to SCTP. Likewise, messages from
SCTP are used to generate a meaningful message to MTP3.

Note that throughout this section, the primitives between MTP3 and
M2UA are named using the MTP terminology [1][2]. Communications
between M2UA and SCTP are named using SCTP terminology.

4.1  Link Initialization (Alignment)

An example of the message flow to bring an SS7 link in-service is
shown below. Proving is done by both ends of the link. To simplify the
diagram, proving is shown on one end only. It is assumed in this
example that SCTP has been initialized.

    MTP3        M2UA        SCTP        SCTP        M2UA        MTP3
    ----        ----        ----        ----        ----        ----

     Out of Service
     <------------

     Emergency OR
     Emergency Ceases
     ------------>

     Start
     ------------>

                 Associate
                 ------------>

                             (SCTP Association
                              procedure)

                 Communication Up        Communication Up
                 <------------           ------------>

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Even though the SCTP association is established, it is important that
M2UA not send MTP3 data at this point. It must be confirmed that both
ends of the link are ready for traffic. Otherwise, messages could be
lost. Therefore proving begins at this time:

    MTP3        M2UA        SCTP        SCTP        M2UA        MTP3
    ----        ----        ----        ----        ----        ----

                 Link Status In Alignment
                 ------------------------------------>
                 ------------------------------------>
                 ------------------------------------>
                 :
                 ------------------------------------>

                 Link Status In Alignment messages are  
                   sent for period T4.

                 Status
                 ------------>

                 Link Status In Service
                 ------------------------------------>

                                Link Status In Service
                 <------------------------------------

     In Service
     <------------

At this point, MTP3 may begin sending data messages.

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4.2  Message Transmission and Reception

Messages are transmitted using the Data Request primitive from MTP3 to
M2UA. The diagram shows the case where the Link is In Service. The
message is passed from MTP3 of the source to MTP3 of the destination.

    MTP3        M2UA        SCTP        SCTP        M2UA        MTP3
    ----        ----        ----        ----        ----        ----

     Message for 
     transmission
     ------------>

                 Send
                 (Data Message)
                 ------------>

                             (SCTP sends message)

                                         Receive
                                         ------------>

                                                  Received message
                                                     ------------>

4.3  Link Status Indication

If SCTP sends a Communication Lost primitive to M2UA, M2UA notifies
MTP3 that the link is out of service. MTP3 responds in its usual way.

    MTP3        M2UA        SCTP        SCTP        M2UA        MTP3
    ----        ----        ----        ----        ----        ----

                 Communication Lost
                 <------------

     Out of Service
     <------------

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4.4  Link Status Message (Processor Outage)

This example shows how M2UA responds to a local processor outage. M2UA
sends a Link Status message to its peer. The peer M2UA notifies MTP3
of the outage. MTP3 can then follow the processor outage procedures in
[2].

    MTP3        M2UA        SCTP        SCTP        M2UA        MTP3
    ----        ----        ----        ----        ----        ----

             M2UA detects 
             Local Processor 
             Outage

                 Link Status
                 ------------>

                             (SCTP sends message)

                                         Receive
                                         ------------>

                                                  Remote Processor
                                                  Outage
                                                     ------------>

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4.5  Congestion Notification to Upper layer

MTP3 layer expects notification of the link congestion.  For example,
this is accomplished by two messages 1) Link Congestion Onset 2) Link
Congestion Abated.  Congestion is assumed if M2UA layer notices
repeated failures to send requests to SCTP (this is implementation
dependent and it is assumed that the SEND Failure has an error code
"life time expired").  Subsequently M2UA can start polling status of
SCTP.  If all the messages are successfully transmitted over a period
of time (implementation dependent) then it is assumed that the
congestion is abated.  If the congestion condition should continue,
the link will be taken out of service.  In this case, it is possible
to start the link changeover procedure.

The US National version of SS7 has congestion levels. For US National
SS7, the Indication primitive for Congestion Onset should report the
congestion level.

In the example below, M2UA has sent a message to SCTP.

    MTP3        M2UA        SCTP        SCTP        M2UA        MTP3
    ----        ----        ----        ----        ----        ----

                 Implementation dependent 
                 indication of congestion 
                 <------------

     Congestion Onset
     <------------

                 Status
                 ------------>
                 Status
                 ------------>
                 :
                 :
                 Status
                 ------------>
                 polled for certain time until
                 congestion ceases -
                 implementation dependent

     Congestion Abatement
     <------------

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4.6  Link Deactivation

The MTP3 can request that a SS7-IP link be taken out-of-service.  It
uses the Release Request message as shown below.

    MTP3        M2UA        SCTP        SCTP        M2UA        MTP3
    ----        ----        ----        ----        ----        ----

     Stop
     ------------>

                 Terminate
                 ------------>

                           (SCTP performs its
                           termination procedure)

                 Communication Lost
                 <------------

     Out of Service
     <------------

4.7  Link Changeover

In this example, MTP3 performs a changeover because the link went out
of service. MTP3 selects a different link for retransmitting the
unacknowledged messages.

Note that the sequence numbers and messages requested by MTP3 are sent
from SCTP to M2UA in the Communication Lost primitive.

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    MTP3        M2UA        SCTP        SCTP        M2UA        MTP3
    ----        ----        ----        ----        ----        ----

                 Communication Lost
                 <------------

     Out of Service
     <------------

     Retrieve BSN
     ------------>

                 (M2UA locates
                  first gap in
                  received messages)

     Indicate BSN
     <------------

     XCO (BSN) on another link
     ------------------------------------------------------------>

                                                      Retrieve BSN
                                                     <------------

                                                      Indicate BSN
                                                     ------------>

                                                         XCA (BSN)
     <------------------------------------------------------------

     Retrieve FSN
     ------------>

                 (M2UA locates
                  first gap in
                  acknowledgements)

     Retrieved Message
     <------------
     
     Retrieved Message
     <------------

     Retrieval Complete
     <------------

     Send messages on another link.

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5. Security

SCN adaptation layers rely on SCTP to provide security.
 

6.  IANA Considerations

The SCTP (and UDP/TCP) Registered User Port Number Assignment for M2UA
is TBD.

The value assigned by IANA for the Payload Protocol Identifier in the
SCTP Payload Data chunk is 

        M2UA Peer    TBD

The SCTP Payload Protocol Identifier is included in each SCTP Data
chunk, to indicate which protocol the SCTP is carrying. This Payload
Protocol Identifier is not directly used by SCTP but may be used by
certain network entities to identify the type of information being
carried in a Data chunk.

The User Adaptation peer may use the Payload Protocol Identifier as a
way of determining additional information about the data being
presented to it by SCTP.

7.  Acknowledgements

The authors would like to thank Ian Rytina for his valuable comments
and suggestions.

8.  References

[1] ITU-T Recommendation Q.700, 'Introduction To ITU-T Signalling 
    System No. 7 (SS7)'

[2] ITU-T Recommendation Q.701-Q.705, 'Signalling System No. 7 
    (SS7) - Message Transfer Part (MTP)'

[3] Bellcore GR-246-CORE 'Bell Communications Research Specification
    of Signaling System Number 7', Volume 1, December 1995

[4] RFC 2719, Framework Architecture for Signaling Transport, 
    October 1999

[5] Stream Control Transmission Protocol,
    draft-ietf-sigtran-sctp-09.txt, April 19, 2000

[6] SS7 MTP2-User Adaptation Layer, draft-ietf-sigtran-m2ua-00.txt, 
    March 2000

[7] ITU-T Recommendation Q.2210, 'Message transfer part level 3
    functions and messages using the services of ITU-T 
    Recommendation Q.2140'

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9.  Author's Addresses

Tom George                                        Tel: +1-972-519-3168
Alcatel USA                          EMail: tom.george@usa.alcatel.com
1000 Coit Road          
Plano, TX 75075    
USA

Ram Dantu, Ph.D.                    Tel: +1-972-234-6070 extension 211
IPmobile                                    EMail: rdantu@ipmobile.com
1651 North Glenville, Suite 216
Richardson, TX 75081
USA

Malleswar Kalla                                   Tel: +1-973-829-5212
Telcordia Technologies             EMail: kalla@research.telcordia.com
MCC 1J211R
445 South Street
Morristown, NJ 07960
USA

Hanns Juergen Schwarzbauer                       Tel: +49-89-722-24236
SIEMENS AG                    HannsJuergen.Schwarzbauer@icn.siemens.de
Hofmannstr. 51
81359 Munich
Germany

Greg Sidebottom                                   Tel: +1-613-763-7305
Nortel Networks                     EMail: gregside@nortelnetworks.com
3685 Richmond Rd,
Nepean, Ontario 
Canada  K2H5B7

Ken Morneault                                     Tel: +1-703-484-3323
Cisco Systems Inc.                           EMail: kmorneau@cisco.com
13615 Dulles Technology Drive
Herndon, VA. 20171
USA

This Internet Draft expires November 2000.

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