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draft-ietf-sigtran-m2ua-11

Description: Request For Comments

You can download source copies of the file as follows:

draft-ietf-sigtran-m2ua-11.txt in text format.

Listed below is the contents of file draft-ietf-sigtran-m2ua-11.txt.


Network Working Group                                   Ken Morneault
INTERNET-DRAFT                                          Cisco Systems
                                                            Ram Dantu
                                                              NetRake
                                                      Greg Sidebottom
                                                  gregside consulting
                                                           Tom George
                                                              Alcatel
                                                       Brian Bidulock
                                                              OpenSS7
                                                          Jacob Heitz
                                                               Lucent

Expires in May 2002                                          Nov 2001

                  SS7 MTP2-User Adaptation Layer
                  <draft-ietf-sigtran-m2ua-11.txt>

Status of This Memo

This document is an Internet-Draft and is in full conformance with all
provisions of Section 10 of RFC 2026. Internet-Drafts are working
documents of the Internet Engineering Task Force (IETF), its areas,
and its working groups.  Note that other groups MAY also distribute
working documents as Internet-Drafts.

Internet-Drafts are draft documents valid for a maximum of six months
and MAY be updated, replaced, or obsoleted by other documents at any
time.  It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as 'work in progress'.

The list of current Internet-Drafts can be accessed at
http://www.ietf.org/ietf/1id-abstracts.txt

The list of Internet-Draft Shadow Directories can be accessed at
http://www.ietf.org/shadow.html.

To learn the current status of any Internet-Draft, please check the
'1id-abstracts.txt' listing contained in the Internet- Drafts Shadow
Directories on ftp.is.co.za (Africa), nic.nordu.net (Europe),
munnari.oz.au (Pacific Rim), ftp.ietf.org (US East Coast), or
ftp.isi.edu (US West Coast).

Abstract

This Internet Draft defines a protocol for backhauling of SS7 MTP2
User signalling messages over IP using the Stream Control
Transmission Protocol (SCTP).  This protocol would be used between a
Signalling Gateway (SG) and Media Gateway Controller (MGC).  It is
assumed that the SG receives SS7 signalling over a standard SS7
interface using the SS7 Message Transfer Part (MTP) to provide
transport.  The Signalling Gateway would act as a Signalling Link
Terminal.

Morneault, et al                                                [Page 1]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

                        TABLE OF CONTENTS

1.  Introduction..............................................3
  1.1  Scope..................................................3
  1.2  Terminology............................................3
  1.3  Signalling Transport Architecture......................5
  1.4  Services Provide by the M2UA Adaptation Layer..........7
  1.5  Function Provided by the M2UA Layer....................9
  1.6  Definition of the M2UA Boundaries.....................11
2.  Conventions..............................................13
3.  Protocol Elements........................................13
  3.1  Common Message Header.................................13
  3.2  M2UA Message Header...................................17
  3.3  M2UA Messages.........................................18
4.  Procedures...............................................48
  4.1  Procedures to Support the M2UA-User Layer.............49
  4.2  Receipt of Primitives from the Layer Management.......49
  4.3  AS and ASP State Maintenance..........................51
  4.4  Link Key Management Procedures........................62
5.  Examples of MTP2 User Adaptation (M2UA) Procedures.......63
  5.1  Establishment of associations between SG and MGC......63
       examples
  5.2  MTP Level 2 / MTP Level 3 Boundary Examples...........66
  5.3  Layer Management Communication Examples...............66
6.  Timers...................................................71
7.  Security Considerations..................................71
  7.1 Threats................................................71
  7.2 Protecting Confidentiality.............................72
8.  IANA Considerations......................................72
  8.1 SCTP Payload Protocol Identifier.......................72
  8.2 IUA Protocol Extensions................................72
9.  Acknowledgements.........................................74
10. References...............................................74
11. Author's Addresses.......................................75

Morneault, et al                                                [Page 2]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

1.  Introduction

This draft defines a protocol for the backhauling of SS7 [1] MTP2 User 
[2] [3] (i.e. MTP3) signalling messages over IP using the Stream Control
Transmission Protocol (SCTP) [5].  This protocol would be used between 
a Signalling Gateway (SG) and Media Gateway Controller (MGC). 

1.1 Scope

There is a need for Switched Circuit Network (SCN) signalling protocol
delivery from an Signalling Gateway (SG) to a Media Gateway 
Controller (MGC) [6].  The delivery mechanism addresses the following 
objectives:

*  Support for MTP Level 2 / MTP Level 3 interface boundary
*  Support for communication between Layer Management modules on SG 
   and MGC
*  Support for management of SCTP active associations between the SG and 
   MGC

The SG will terminate up to MTP Level 2 and the MGC will terminate 
MTP Level 3 and above.  In other words, the SG will transport MTP 
Level 3 messages over an IP network to a MGC.

1.2 Terminology

Application Server (AS) - A logical entity serving a specific application
instance.  An example of an Application Server is a MGC handling the
MTP Level 3 and call processing for SS7 links terminated by the
Signalling Gateways.  Practically speaking, an AS is modeled at the SG
as an ordered list of one or more related Application Server Processes
(e.g., primary, secondary, tertiary, ...).

Application Server Process (ASP) - A process instance of an Application
Server.  Examples of Application Server Processes are active or standby
MGC instances.

Association - An association refers to a SCTP association.  The
association will provide the transport for the delivery of protocol
data units for one or more interfaces.

Backhaul - Refers to the transport of signalling from the point of
interface for the associated data stream (i.e., SG function in the MGU)
back to the point of call processing (i.e., the MGCU), if this is not
local [4].

Fail-over - The capability to reroute signalling traffic as required
to an alternate Application Server Process within an Application Server 
in the event of failure or unavailability of a currently used Application 
Server Process.  Fail-back MAY apply upon the return to service of a 
previously unavailable Application Server Process.

Host - The computing platform that the ASP process is running on.

Interface - For the purposes of this document, an interface is a SS7
signalling link.

Morneault, et al                                                [Page 3]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

Interface Identifier - The Interface Identifier identifies the physical 
interface at the SG for which the signalling messages are sent/received. 
The format of the Interface Identifier parameter can be text or integer, 
the values of which are assigned according to network operator policy.  
The values used are of local significance only, coordinated between the 
SG and ASP.

Layer Management - Layer Management is a nodal function in an SG or
ASP that handles the inputs and outputs between the M2UA layer and a
local management entity.

Link Key - The link key is a locally unique (between ASP and SG) 
value that identifies a registration request for a particular 
Signalling Data Link and Signalling Terminal pair.  

MTP - The Message Transfer Part of the SS7 protocol

MTP2 - MTP Level 2, the signalling datalink layer of SS7

MTP3 - MTP Level 3, the signalling network layer of SS7

MTP2-User - A protocol that uses the services of MTP Level 2 
(i.e. MTP3).

Network Byte Order: Most significant byte first, a.k.a Big Endian.

Signalling Data Link - An SDL refers to a specific communications
facility that connects two Signalling Link Terminals.

Signalling Gateway (SG) - An SG is a signalling agent at the edge of 
the IP network.  An SG appears to the SS7 as one or more Signalling 
Link Terminals that are connected to one or more Signalling Data Links 
in the SS7 network.  An SG contains a set of one or more unique
Signalling Gateway Processes, on which one or more is normally
actively processing traffic.  Where an SG contains more than one SGP,
the SG is a logical entity.
 
Signalling Gateway Process (SGP) - A process instance that uses M2UA to
communicate to and from a Signalling Link Terminal.  It serves as an
active, backup or load-sharing proces of a Signalling Gateway.

Signalling Link Terminal (SLT) - Refers to the means of performing all
of the functions defined at MTP level 2 regardless of their
implementation [2].

Stream - A stream refers to an SCTP stream; a unidirectional logical
channel established from one SCTP endpoint to another associated SCTP
endpoint, within which all user messages are delivered in-sequence
except for those submitted to the unordered delivery service.

Morneault, et al                                                [Page 4]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

1.3  M2UA Overview

The framework architecture that has been defined for SCN signalling
transport over IP [6] uses two components:  a signalling common 
transport protocol and an adaptation module to support the services 
expected by a particular SCN signalling protocol from its underlying 
protocol layer.

Within this framework architecture, this document defines a SCN
adaptation module that is suitable for the transport of SS7 MTP2 User
messages.  The only SS7 MTP2 User is MTP3.  The M2UA uses the services
of the Stream Control Transmission Protocol [5] as the underlying 
reliable signalling common transport protocol.

In a Signalling Gateway, it is expected that the SS7 MTP2-User signalling
is transmitted and received from the PSTN over a standard SS7 network
interface, using the SS7 Message Transfer Part Level 1 and Level 2 [3,4]
to provide reliable transport of the MTP3-User signalling messages to and
from an SS7 Signalling End Point (SEP) or Signalling Transfer Point (STP).
The SG then provides a interworking of transport functions
with the IP transport, in order to transfer the MTP2-User signalling
messages to and from an Application Server Process where the peer MTP2-
User protocol layer exists.

1.3.1  Example - SG to MGC

In a Signalling Gateway, it is expected that the SS7 signalling is
received over a standard SS7 network termination, using the SS7 Message
Transfer Part (MTP) to provide transport of SS7 signalling messages to
and from an SS7 Signalling End Point (SEP) or SS7 Signalling Transfer
Point (STP).  In other words, the SG acts as a Signalling Link Terminal
(SLT) [2].  The SG then provides interworking of transport functions
with IP Signalling Transport, in order to transport the MTP3 signalling
messages to the MGC where the peer MTP3 protocol layer exists, as shown
below:

    ******    SS7    ******      IP     *******
    *SEP *-----------* SG *-------------* MGC *
    ******           ******             *******

    +----+                              +----+
    |S7UP|                              |S7UP|
    +----+                              +----+
    |MTP +                              |MTP |
    | L3 |            (NIF)             |L3  |
    +----+         +----+----+          +----+
    |MTP |         |MTP |M2UA|          |M2UA|
    |    |         |    +----+          +----+
    |L2  |         |L2  |SCTP|          |SCTP|
    |L1  |         |L1  +----+          +----+
    |    |         |    |IP  |          |IP  |
    +----+         +---------+          +----+

    NIF  - Nodal Interworking Function
    SEP  - SS7 Signalling Endpoint
    IP   - Internet Protocol
    SCTP - Stream Control Transmission Protocol (Reference [5])

        Figure 1  M2UA in the SG to MGC Application

Note: STPs MAY be present in the SS7 path between the SEP and the SG.

Morneault, et al                                                [Page 5]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

It is recommended that the M2UA use the services of the Stream
Control Transmission Protocol (SCTP) as the underlying reliable
common signalling transport protocol.  The use of SCTP provides
the following features:

  - explicit packet-oriented delivery (not stream-oriented)
  - sequenced delivery of user messages within multiple streams,
    with an option for order-of-arrival delivery of individual
    user messages,
  - optional multiplexing of user messages into SCTP datagrams,
  - network-level fault tolerance through support of multi-homing
    at either or both ends of an association,
  - resistance to flooding and masquerade attacks, and
  - data segmentation to conform to discovered path MTU size

There are scenarios without redundancy requirements and
scenarios in which redundancy is supported below the transport
layer.  In these cases, the SCTP functions above MAY NOT be a
requirement and TCP can be used as the underlying common
transport protocol.

Morneault, et al                                                [Page 6]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

1.3.2  ASP Fail-over Model and Terminology

The M2UA layer supports ASP fail-over functions in order to support a 
high availability of call and transaction processing capability.  All 
MTP2-User messages incoming to a SGP from the SS7 network are assigned 
to the unique Application Server, based on the Interface Identifier of 
the message.

The M2UA layer supports a n+k redundancy model (active-standby, 
loadsharing, broadcast) where n is the minimum number of redundant 
ASPs required to handle traffic and k ASPs are available to take over 
for a failed or unavailable ASP.  Note that 1+1 active/standby 
redundancy is a subset of this model.  A simplex 1+0 model is also 
supported as a subset, with no ASP redundancy.

1.3.3  Client/Server Model

It is recommended that the SGP and ASP be able to support both client
and server operation.  The peer endpoints using M2UA SHOULD be
configured so that one always takes on the role of client and the
other the role of server for initiating SCTP associations.  The
default orientation would be for the SGP to take on the role of server
while the ASP is the client.  In this case, ASPs SHOULD initiate the
SCTP association to the SGP.

The SCTP and TCP Registered User Port Number Assignment for M2UA
is 2904.

1.4  Services Provided by the M2UA Adaptation Layer

The SS7 MTP3/MTP2(MTP2-User) interface is retained at the termination
point in the IP network, so that the M2UA protocol layer is required to
provide the equivalent set of services to its users as provided by the
MTP Level 2 to MTP Level 3.

1.4.1  Support for MTP Level 2 / MTP Level 3 interface boundary

M2UA supports a MTP Level 2 / MTP Level 3 interface boundary that enables 
a seamless, or as seamless as possible, operation of the MTP2-User peers 
in the SS7 and IP domains.  An example of the primitives that need to be
supported can be found in [7].

1.4.2  Support for communication between Layer Management modules
       on SG and MGC

The M2UA layer needs to provide some messages that will facilitate 
communication between Layer Management modules on the SG and MGC.

Morneault, et al                                                [Page 7]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

To facilitate reporting of errors that arise because of backhauling MTP
Level 3 scenario, the following primitive is defined:

M-ERROR

The M-ERROR message is used to indicate an error with a received
M2UA message (e.g., an interface identifier value is not known to the 
SG).

1.4.3  Support for management of active associations between SG and MGC

The M2UA layer on the SG keeps the state of the configured ASPs.  A set 
of primitives between M2UA layer and the Layer Management are defined 
below to help the Layer Management manage the association(s) between 
the SG and the MGC. The M2UA layer can be instructed by the Layer 
Management to establish a SCTP association to a peer M2UA node.  This 
procedure can be achieved using the M-SCTP ESTABLISH primitive.

M-SCTP_ESTABLISH

The M-SCTP_ESTABLISH primitive is used to request, indicate and confirm
the establishment of a SCTP association to a peer M2UA node.

M-SCTP_RELEASE

The M-SCTP_RELEASE primitives are used to request, indicate, and
confirm the release of a SCTP association to a peer M2UA node.

The M2UA layer MAY also need to inform the status of the SCTP
association(s) to the Layer Management.  This can be achieved using
the following primitive.

M-SCTP_STATUS

The M-SCTP_STATUS primitive is used to request and indicate the status
of underlying SCTP association(s).

The Layer Management MAY need to inform the M2UA layer of an AS/ASP
status (i.e., failure, active, etc.), so that messages can be exchanged 
between M2UA layer peers to stop traffic to the local M2UA user.  This 
can be achieved using the following primitive.

Morneault, et al                                                [Page 8]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

M-ASP_STATUS

The ASP status is stored inside M2UA layer on both the SG and MGC
sides.  The M-ASP_STATUS primitive can be used by Layer Management to
request the status of the Application Server Process from the M2UA
layer.  This primitive can also be used to indicate the status of the
Application Server Process.

M-ASP_MODIFY

The M-ASP_MODIFY primitive can be used by Layer Management to modify
the status of the Application Server Process.  In other words, the
Layer Management on the ASP side uses this primitive to initiate
the ASPM procedures.

M-AS_STATUS

The M-AS_STATUS primitive can be used by Layer Management to request
the status of the Application Server.  This primitive can also be
used to indicate the status of the Application Server.

1.5  Functions Provided by the M2UA Layer

1.5.1  Mapping

The M2UA layer MUST maintain a map of a Interface ID to a physical
interface on the Signalling Gateway.  A physical interface would be a
V.35 line, T1 line/timeslot, E1 line/timeslot, etc.   The M2UA layer
MUST also maintain a map of Interface Identifier to SCTP association
and to the related stream within the association.

The SGP maps an Interface Identifier to an SCTP association/stream
only when an ASP sends an ASP Active message for a particular Interface
Identifier.  It MUST be noted, however, that this mapping is dynamic
and could change at any time due to a change of ASP state.  This mapping
could even temporarily be invalid, for example during failover of one
ASP to another.  Therefore, the SGP MUST maintain the states of AS/ASP
and reference them during the routing of an messages to an AS/ASP.

Note that only one SGP SHOULD provide Signalling Link Terminal
services to an SS7 link.  Therefore, within an SG, an Application
Server MUST be active for only one SGP at any given point in time.

An example of the logical view of relationship between SS7 link, 
Interface Identifier, AS and ASP in an SGP is shown below:

Morneault, et al                                                [Page 9]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

            /-------------------------------------------------+
           /   /----------------------------------------------|--+
          /   /                                               v  |
         /   /    +----+             act+-----+   +-------+ -+--+|-+-  
SS7 link1-------->|IID |-+          +-->| ASP |-->| Assoc |      v
           /      +----+ |  +----+  |   +-----+   +-------+ -+--+--+-
          /              +->| AS |--+                        Streams 
         /        +----+ |  +----+   stb+-----+
SS7 link2-------->|IID |-+              | ASP |
                  +----+                +-----+

where IID = Interface Identifier

A SGP MAY support more than one AS.  An AS MAY support more than
one Interface Identifier. 

1.5.2  Support for the management of SCTP associations between the 
       SGPs and ASPs

The M2UA layer at the SG maintains the availability state of all
configured ASPs, in order to manage the SCTP associations and the 
traffic between the SG and ASPs.  As well, the active/inactive state 
of remote ASP(s) are also maintained.  The Active ASP(s) are the 
one(s) currently receiving traffic from the SG.

The M2UA layer MAY be instructed by local management to establish an
SCTP association to a peer M2UA node.  This can be achieved using the 
M-SCTP_ESTABLISH primitive to request, indicate and confirm the
establishment of an SCTP association with a peer M2UA node.

The M2UA layer MAY also need to inform local management of the status of
the underlying SCTP associations using the M-SCTP_STATUS request and
indication primitive. For example, the M2UA MAY inform local management
of the reason for the release of an SCTP association, determined either
locally within the M2UA layer or by a primitive from the SCTP.

Also the M2UA layer may need to inform the local management of the 
change in status of an ASP or AS.  This may be achieved using the M-ASP 
STATUS request or M-AS_STATUS request primitives.

1.5.3 Status of ASPs

The M2UA layer on the SG MUST maintain the state of the ASPs it is
supporting.  The state of an ASP changes because of reception of
peer-to-peer messages (ASPM messages as described in Section 3.3.2)
or reception of indications from the local SCTP association.  ASP
state transition procedures are described in Section 4.3.1.

At a SGP, an Application Server list MAY contain active and inactive
ASPs to support ASP fail-over procedures.  When, for example, both 
a primary and a backup ASP are available, M2UA peer protocol is 
required to control which ASP is currently active.  The ordered 
list of ASPs within a logical Application Server is kept updated in 
the SGP to reflect the active Application Server Process.

Also the M2UA layer MAY need to inform the local management of the
change in status of an ASP or AS.  This can be achieved using the M-ASP
STATUS or M-AS_STATUS primitives.

1.5.4  SCTP Specifics

1.5.4.1  SCTP Stream Management

SCTP allows a user specified number of streams to be opened during 
initialization of the association.  It is the responsibility of the 
M2UA layer to ensure proper management of these streams.  Because of 
the unidirectional nature of streams, a M2UA layer is not aware of the 
stream information from its peer M2UA layer.  Instead, the Interface 
Identifier is in the M2UA message header.

The use of SCTP streams within M2UA is recommended in order to minimize
transmission and buffering delay, therefore improving the overall 
performance and reliability of the signalling elements.  A separate
SCTP stream can be used for each SS7 link.  Or, an implementation may 
choose to split the SS7 link across several streams based on SLS.  
This method may be of particular interest for high speed SS7 links 
(MTP3b) since high speed links have a 24-bit sequence number and the 
stream sequence number is 16-bits.

Morneault, et al                                               [Page 10]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

SCTP Stream '0' SHOULD NOT be used for MTP2 User Adaptation (MAUP) 
messages (see Section 3) since stream '0' SHOULD only be used for ASP 
Management (ASPM) messages (see Section 4.3.3).
  
1.5.5  Seamless SS7 Network Management Interworking

The M2UA layer on the SGP SHOULD pass an indication of unavailability 
of the M2UA-User (MTP3) to the local Layer Management, if the 
currently active ASP moves from the ACTIVE state.  The actions taken by 
M2UAon the SGP with regards to MTP Level 2 should be in accordance 
with the appropriate MTP specifications.

1.5.6  Flow Control / Congestion

It is possible for the M2UA layer to be informed of IP network 
congestion onset and abatement by means of an implementation dependent 
function (i.e. an indication from the SCTP).  The handling of
this congestion indication by M2UA is implementation dependent.
However, the actions taken by the SG should be accordance with the 
appropriate MTP specification and should enable SS7 functionality 
(e.g. flow control) to be correctly maintained.

1.5.7  Audit of SS7 Link State

After a failover of one ASP to another ASP, it may be necessary for the 
M2UA on the ASP to audit the current SS7 link state to ensure consistency.
The M2UA on the SGP would respond to the audit request with information
regarding the current state of the SS7 link (i.e. in-service, 
out-of-service, congestion state, LPO/RPO state).

1.6  Definition of the M2UA Boundaries

1.6.1  Definition of the M2UA / MTP Level 3 boundary

DATA
ESTABLISH
RELEASE
STATE
DATA RETRIEVAL
DATA RETRIEVAL COMPLETE

1.6.2  Definition of the M2UA / MTP Level 2 boundary

DATA
ESTABLISH
RELEASE
STATE
DATA RETRIEVAL
DATA RETRIEVAL COMPLETE

1.6.3  Definition of the Lower Layer Boundary between M2UA and SCTP

The upper layer and layer management primitives provided by SCTP are
provided in Reference [5] Section 9.

Morneault, et al                                               [Page 11]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

1.6.4  Definition of Layer Management / M2UA Boundary

   M-SCTP_ESTABLISH request
   Direction: LM -> M2UA
   Purpose: LM requests ASP to establish an SCTP association with an
            SGP.
  	
   M-SCTP_ESTABLISH confirm 
   Direction: M2UA -> LM
   Purpose: ASP confirms to LM that it has established an SCTP 
            association with an SGP.

   M-SCTP_ESTABLISH indication 
   Direction: M2UA -> LM
   Purpose: SGP informs LM that an ASP has established an SCTP 
            association.

   M-SCTP_RELEASE request 
   Direction: LM -> M2UA
   Purpose: LM requests ASP to release an SCTP association with SGP.

   M-SCTP_RELEASE confirm
   Direction: M2UA -> LM
   Purpose: ASP confirms to LM that it has released SCTP association 
            with SGP.

   M-SCTP_RELEASE indication
   Direction: M2UA -> LM
   Purpose: SGP informs LM that ASP has released an SCTP association.

   M-SCTP_RESTART indication
   Direction: M2UA -> LM
   Purpose: M2UA informs LM that a SCTP Restart indication has
            been received.

   M-SCTP_STATUS request 
   Direction: LM -> M2UA
   Purpose: LM requests M2UA to report status of SCTP association.

   M-SCTP_STATUS indication 
   Direction: M2UA -> LM
   Purpose: M2UA reports status of SCTP association.

   M-ASP_STATUS request 
   Direction: LM -> M2UA
   Purpose: LM requests SGP to report status of remote ASP.

   M-ASP_STATUS indication 
   Direction: M2UA -> LM
   Purpose: SGP reports status of remote ASP.

   M-AS_STATUS request 
   Direction: LM -> M2UA
   Purpose: LM requests SG to report status of AS.

Morneault, et al                                               [Page 12]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

   M-AS_STATUS indication 
   Direction: M2UA -> LM
   Purpose: SG reports status of AS.

   M-NOTIFY indication 
   Direction: M2UA -> LM
   Purpose: ASP reports that it has received a NOTIFY message 
            from its peer.

   M-ERROR indication 
   Direction: M2UA -> LM
   Purpose: ASP or SGP reports that it has received an ERROR 
            message from its peer.

   M-ASP_UP request 
   Direction: LM -> M2UA
   Purpose: LM requests ASP to start its operation and send an ASP UP
            message to the SGP.

   M-ASP_UP confirm
   Direction: M2UA -> LM
   Purpose: ASP reports that it has received an ASP UP Acknowledgement
            message from the SGP.

   M-ASP_DOWN request 
   Direction: LM -> M2UA
   Purpose: LM requests ASP to stop its operation and send an ASP DOWN 
            message to the SGP.

   M-ASP_DOWN confirm
   Direction: M2UA -> LM
   Purpose: ASP reports that is has received an ASP DOWN Acknowledgement
            message from the SGP.

   M-ASP_ACTIVE request 
   Direction: LM -> M2UA
   Purpose: LM requests ASP to send an ASP ACTIVE message to the SGP.

   M-ASP_ACTIVE confirm
   Direction: M2UA -> LM
   Purpose: ASP reports that is has received an ASP ACTIVE Acknowledgement
            message from the SGP.  

   M-ASP_INACTIVE request 
   Direction: LM -> M2UA
   Purpose: LM requests ASP to send an ASP INACTIVE message to the SGP.

   M-ASP_INACTIVE confirm
   Direction: M2UA -> LM
   Purpose: ASP reports that is has received an ASP INACTIVE 
            Acknowledgement message from the SGP.

   M-LINK_KEY_REG Request
   Direction:  LM -> M2UA
   Purpose: LM requests ASP to register Link Key with SG by sending REG 
            REQ message.

Morneault, et al                                               [Page 12]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

   M-LINK_KEY_REG Confirm
   Direction:   M2UA -> LM
   Purpose: ASP reports to LM that it has successfully received a REG 
            RSP message from SG.

   M-LINK_KEY_REG Indication
   Direction:  M2UA -> LM
   Purpose:  SG reports to LM that it has successfully processed an 
             incoming REG REQ message from ASP.

   M-LINK_KEY_DEREG Request
   Direction:  LM -> M2UA
   Purpose:  LM requests ASP to de-register Link Key with SG by sending 
             DEREG REQ message.

   M-LINK_KEY_DEREG Confirm
   Direction:  M2UA -> LM
   Purpose:  ASP reports to LM that it has successfully received a 
             DEREG RSP message from SG.

   M-LINK_KEY_DEREG  Indication
   Direction:  M2UA -> LM
   Purpose:  SG reports to LM that it has successfully processed an 
             incoming DEREG REQ message from ASP.

2.0 Conventions

The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD, SHOULD
NOT, RECOMMENDED, NOT RECOMMENDED, MAY, and OPTIONAL, when they appear
in this document, are to be interpreted as described in [RFC2119].

3.0  Protocol Elements

This section describes the format of various messages used in this
protocol.

3.1  Common Message Header

The protocol messages for MTP2-User Adaptation require a message
structure which contains a version, message class, message type, message
length, and message contents.   This message header is common among all
signalling protocol adaptation layers:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Version    |     Spare     | Message Class | Message Type  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        Message Length                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                  Figure 2  Common Message Header

All fields in an M2UA message MUST be transmitted in the network byte
order, unless otherwise stated.

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3.1.1  Version

The version field (vers) contains the version of the M2UA adaptation
layer.  The supported versions are:

       Value    Version
       -----    -------
         1      Release 1.0

3.1.2  Spare

The Spare field is 8-bits.  It SHOULD be set to all '0's by the sender
and ignored by the receiver.

3.1.3  Message Class

The following List contains the valid Message Classes:

   Message Class: 8 bits (unsigned integer)

         0      Management (MGMT) Message [IUA/M2UA/M3UA/SUA]
         1      Transfer Messages [M3UA]
         2      SS7 Signalling Network Management (SSNM) Messages [M3UA/SUA]
         3      ASP State Maintenance (ASPSM) Messages [IUA/M2UA/M3UA/SUA]
         4      ASP Traffic Maintenance (ASPTM) Messages [IUA/M2UA/M3UA/SUA]
         5      Q.921/Q.931 Boundary Primitives Transport (QPTM)
                Messages [IUA]
         6      MTP2 User Adaptation (MAUP) Messages [M2UA]
         7      Connectionless Messages [SUA]
         8      Connection-Oriented Messages [SUA]
         9      Routing Key Management (RKM) Messages (M3UA)
        10      Interface Identifier Management (IIM) Messages (M2UA)
     11 to 127  Reserved by the IETF
    128 to 255  Reserved for IETF-Defined Message Class extensions

3.1.4  Message Type

The following List contains the Message Types for the valid Message 
Classes:

     MTP2 User Adaptatation (MAUP) Messages

         0      Reserved
         1      Data     
         2      Establish Request
         3      Establish Confirm 
         4      Release Request 
         5      Release Confirm  
         6      Release Indication      
         7      State Request                
         8      State Confirm             
         9      State Indication                
        10      Data Retrieval Request        
        11      Data Retrieval Confirm    
        12      Data Retrieval Indication     
        13      Data Retrieval Complete Indication  
        14      Congestion Indication  
        15      Data Acknowledge
     16 to 127  Reserved by the IETF
    128 to 255  Reserved for IETF-Defined MAUP extensions

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     Application Server Process State Maintenance (ASPSM) messages

         0      Reserved
         1      ASP Up (UP)
         2      ASP Down (DOWN)
         3      Heartbeat (BEAT)
         4      ASP Up Ack (UP ACK)
         5      ASP Down Ack (DOWN ACK)
         6      Heartbeat Ack (BEAT ACK)
      7 to 127  Reserved by the IETF
    128 to 255  Reserved for IETF-Defined ASPSM extensions

     Application Server Process Traffic Maintenance (ASPTM) messages

         0      Reserved
         1      ASP Active (ACTIVE)
         2      ASP Inactive (INACTIVE)
         3      ASP Active Ack (ACTIVE ACK)
         4      ASP Inactive Ack (INACTIVE ACK)
      5 to 127  Reserved by the IETF
    128 to 255  Reserved for IETF-Defined ASPTM extensions

     Management (MGMT) Messages

         0      Error (ERR)
         1      Notify (NTFY)
      2 to 127  Reserved by the IETF
    128 to 255  Reserved for IETF-Defined MGMT extensions

  Interface Identifier Management (IIM) Messages

         0        Reserved
         1        Registration Request (REG REQ)
         2        Registration Response (REG RSP)
         3        Deregistration Request (DEREG REQ) 
         4        Deregistration Response (DEREG RSP)
      5 to 127    Reserved by the IETF
    128 to 255    Reserved for IETF-Defined IIM extensions

3.1.5  Message Length

The Message Length defines the length of the message in octets, 
including the header.  The Message Length MUST include parameter
padding bytes, if any.  The Message Length MUST NOT be longer
than a MTP3 message [2] [3] plus the length of the common and
M2UA message headers.

3.1.6  Variable-Length Parameter Format

M2UA messages consist of a Common Header followed by zero or more
variable-length parameters, as defined by the message type.  The
variable-length parameters contained in a message are defined in a
Tag-Length-Value format as shown below.

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   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Parameter Tag        |       Parameter Length        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                       Parameter Value                         /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Mandatory parameters MUST be placed before optional parameters in a 
message.

Parameter Tag: 16 bits (unsigned integer)

The Type field is a 16 bit identifier of the type of parameter.  It 
takes a value of 0 to 65534.  The common parameters used by adaptation 
layers are in the range of 0x00 to 0xff.   The M2UA specific parameters 
have Tags in the range 0x300 to 0x3ff.  

The common parameter tags (used by all User Adaptation layers) that 
M2UA uses are defined below:  

   Parameter Value     Parameter Name
   ---------------     --------------
         0 (0x00)       Reserved
         1 (0x01)       Interface Identifier (Integer)
         2 (0x02)       Unused
         3 (0x03)       Interface Identifier (Text)
         4 (0x04)       Info String
         5 (0x05)       Unused
         6 (0x06)       Unused
         7 (0x07)       Diagnostic Information
         8 (0x08)       Interface Identifier (Integer Range)
         9 (0x09)       Heartbeat Data
        10 (0x0a)       Unused
        11 (0x0b)       Traffic Mode Type
        12 (0x0c)       Error Code
        13 (0x0d)       Status Type/Information
        14 (0x0e)       Unused
        15 (0x0f)       Unused
        16 (0x10)       Unused
        17 (0x11)       ASP Identifier
       18-255           Reserved

The M2UA specific parameter Tags defined are as follows:

   Parameter Value     Parameter Name
   ---------------     --------------
     768 (0x0300)      Protocol Data 1
     769 (0x0301)      Protocol Data 2 (TTC)
     770 (0x0302)      State Request
     771 (0x0303)      State Event
     772 (0x0304)      Congestion Status
     773 (0x0305)      Discard Status
     774 (0x0306)      Action
     775 (0x0307)      Sequence Number
     776 (0x0308)      Retrieval Result
     777 (0x0309)      Link Key
     778 (0x030a)      Local-LK-Identifier
     779 (0x030b)      Signalling Data Terminal (SDT) Identifier
     780 (0x030c)      Signailng Data Link (SDL) Identifier
     781 (0x030d)      Registration Result
     782 (0x030e)      Registration Status
     783 (0x030f)      De-Registration Result
     784 (0x0310)      De-Registration Status
     785 (0x0311)      Correlation Id
     786 (0x0312)      Correlation Id Ack

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Parameter Length: 16 bits (unsigned integer)

The Parameter Length field contains the size of the parameter in 
bytes, including the Parameter Tag, Parameter Length, and Parameter 
Value fields.  Thus, a parameter with a zero-length Parameter Value 
field would have a Length field of 4.  The Parameter Length does not 
include any padding bytes. 
 
Parameter Value: variable-length.

The Parameter Value field contains the actual information to be
transferred in the parameter.

The total length of a parameter (including Tag, Parameter Length and 
Value fields) MUST be a multiple of 4 bytes.  If the length of the 
parameter is not a multiple of 4 bytes, the sender pads the Parameter 
at the end (i.e., after the Parameter Value field) with all zero 
bytes.  The length of the padding is NOT included in the parameter 
length field.  A sender MUST NOT pad with more than 3 bytes.  The 
receiver MUST ignore the padding bytes.

3.2  M2UA Message Header

In addition to the common message header, there will be a M2UA 
specific message header.  The M2UA specific message header will 
immediately follow the common message header, but will only be used 
with MAUP messages.

This message header will contain the Interface Identifier.  The
Interface Identifier identifies the physical interface at the SG for
which the signalling messages are sent/received. The format of the
Interface Identifier parameter can be text or integer, the values of 
which are assigned according to network operator policy.  The values 
used are of local significance only, coordinated between the SG and 
ASP.

The integer formatted Interface Identifier MUST be supported.  The
text formatted Interface Identifier MAY optionally be supported.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0x1)           |           Length=8            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier (integer)                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   Figure 3  M2UA Message Header (Integer-based Interface Identifier)

The Tag value for Integer-based Interface Identifier is 0x1.  The 
length is always set to a value of 8.

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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0x3)           |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   |                   Interface Identifier (text)                 |

   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     Figure 4  M2UA Message Header (Text-based Interface Identifier)

The Tag value for the Text-based Interface Identifier is 0x3.  The
length is equal to the string length of the Interface Identifier
name plus four bytes for the Tag and Length fields.

3.3 M2UA Messages

The following section defines the messages and parameter contents.  
The M2UA messages will use the common message header (Figure 2) and 
the M2UA message header (Figure 3).

3.3.1 MTP2 User Adaptation Messages

3.3.1.1 Data

The Data message contains an SS7 MTP2-User Protocol Data Unit (PDU).  
The Data message contains the following parameter:

    Protocol Data (mandatory)
    Correlation Id (optional)

The format for the Data Message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x300)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                       Protocol Data                           /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x311)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                         Correlation Id                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The Protocol Data field contains the MTP2-User application message in
network byte order starting with the Signalling Information Octet (SIO).
The Correlation Id parameter uniquely identifies the MSU carried in the 
Protocol Data within an AS.  This Correlation Id parameter is assigned 
by the sending M2UA.  The purpose of the Correlation Id is to permit 
the newly active ASP to synchronize its processing of the traffic in 
each ordered stream with other ASPs in the broadcast group.

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The format for a Data Message with TTC PDU parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x301)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                       Protocol Data                           /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x311)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                         Correlation Id                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The Protocol Data field contains the MTP2-User application message in
network byte order starting with the Length Indicator (LI) octet.
The Japanese TTC variant uses the spare bits of the LI octet for 
priority.  The length of the Protocol Data MUST NOT exceed the length
of a MTP2-User application message [2] [3].

3.3.1.2  Data Acknowledge Message 

The Data Acknowledge message contains the Correlation Id of the Data 
message which the sending M2UA is acknowledging as successfully 
processed to the peer M2UA.  

The Data Acknowledge message contains the following parameter:

     Correlation Id       Mandatory

The following format MUST be used for the Data Ack Message:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |          Tag (0x312)          |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        Correlation Id                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The Correlation Id parameter of the Data message and the Data Ack 
message provide a mechanism, for those SG implementations capable for 
taking advantage of them, to obtain an acknowledgement that the MSU 
has been transferred to the M2UA peer before acknowleding the MSU to 
the SS7 peer, removing the risk of losing messages due to association 
failure or SCTP congestion.

The Data Ack message MUST be sent if a Correlation Id parameter is 
received from the peer. Otherwise the Data Ack message SHOULD NOT be 
sent.
 

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If the Data Acknowledge is not sent for Correlation Id(s) or is sent
with Invalid Correlation Id(s), the SS7 link will eventually fail 
dueto lack of MTP Level 2 acknowledgements of the SS7 peer's MSUs. 

3.3.1.3  Establish (Request, Confirmation)

The Establish Request message is used to establish the SS7 link or to
indicate that the channel has been established.  The MGC controls the 
state of the SS7 link.  When the MGC desires the SS7 link to be 
in-service, it will send the Establish Request message.  Note that 
the SGP MAY already have the SS7 link established at its layer.  
If so, upon receipt of an Establish Request, the SGP takes no action 
except to send an Establish Confirm.

When the MGC sends an M2UA Establish Request message, the MGC MAY 
start a timer.  This timer would be stopped upon receipt of an M2UA 
Establish Confirm.  If the timer expires, the MGC would resend the 
M2UA Establish Request message and restart the timer.  In other words,
the MGC MAY continue to request the establishment of the datalink 
on periodic basis until the desired state is achieved or take some 
other action (notify the Management Layer).

The mode (Normal or Emergency) for bringing the SS7 link in service is
defaulted to Normal.  The State Request (described in Section 3.3.1.5
below) can be used to change the mode to Emergency.

3.3.1.4  Release (Request, Indication, Confirmation)

This Release Request message is used to release the channel.  The
Release Confirm and Indication messages are used to indicate that the
channel has been released.

3.3.1.5  State Request

The State Request message can be sent from a MGC to cause an action
on a particular SS7 link supported by the Signalling Gateway Process.  
The SGP sends a State Confirm to the MGC if the action has been 
successfully completed.  The State Confirm reflects that state value 
received in the State Request message.

The State Request message contains the following parameter:

    State (mandatory)

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x302)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                             State                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

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The valid values for State are shown in the following table.

         Define           Value        Description
   STATUS_LPO_SET          0x0      Request local processor outage
   STATUS_LPO_CLEAR        0x1      Request local processor outage
                                    recovered
   STATUS_EMER_SET         0x2      Request emergency alignment
   STATUS_EMER_CLEAR       0x3      Request normal alignment (cancel
                                    emergency)
   STATUS_FLUSH_BUFFERS    0x4      Flush or clear receive, transmit  
                                    and retransmit queues
   STATUS_CONTINUE         0x5      Continue or Resume
   STATUS_CLEAR_RTB        0x6      Clear the retransmit queue
   STATUS_AUDIT            0x7      Audit state of link
   STATUS_CONG_CLEAR       0x8      Congestion cleared
   STATUS_CONG_ACCEPT      0x9      Congestion accept
   STATUS_CONG_DISCARD     0xa      Congestion discard 

3.3.1.6  State Confirm

The State Confirm message will be sent by the SGP in response to a State
Request from the MGC.  The State Confirm reflects that state value 
received in the State Request message.  

The State Confirm message contains the following parameter:

    State (mandatory)

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x302)           |           Length = 8          |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                             State                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The valid values for State are shown in the following table.  The value
of the State field should reflect the value received in the State 
Request message.

         Define           Value        Description
   STATUS_LPO_SET          0x0      Request local processor outage
   STATUS_LPO_CLEAR        0x1      Request local processor outage
                                    recovered
   STATUS_EMER_SET         0x2      Request emergency alignment
   STATUS_EMER_CLEAR       0x3      Request normal alignment (cancel
                                    emergency)
   STATUS_FLUSH_BUFFERS    0x4      Flush or clear receive, transmit  
                                    and retransmit queues
   STATUS_CONTINUE         0x5      Continue or Resume
   STATUS_CLEAR_RTB        0x6      Clear the retransmit queue
   STATUS_AUDIT            0x7      Audit state of link
   STATUS_CONG_CLEAR       0x8      Congestion cleared
   STATUS_CONG_ACCEPT      0x9      Congestion accept
   STATUS_CONG_DISCARD     0xa      Congestion discard 

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3.3.1.7  State Indication

The MTP2 State Indication message can be sent from a SGP to an ASP to 
indicate a condition on a SS7 link.

The State Indication message contains the following parameter:

    Event (mandatory)

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x303)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                             Event                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The valid values for Event are shown in the following table.

       Define            Value          Description
   EVENT_RPO_ENTER        0x1      Remote entered processor outage
   EVENT_RPO_EXIT         0x2      Remote exited processor outage
   EVENT_LPO_ENTER        0x3      Link entered processor outage
   EVENT_LPO_EXIT         0x4      Link exited processor outage

3.3.1.8  Congestion Indication

The Congestion Indication message can be sent from a Signalling Gateway 
Process to an ASP to indicate the congestion status and discard status 
of a SS7 link.  When the MSU buffer fill increases above an Onset 
threshold or decreases below an Abatement threshold or crosses a Discard 
threshold in either direction, the SGP SHALL send a congestion indication 
message.

The SGP SHALL send the message only when there is actually a change
in either the discard level or the congestion level to report,
meaning it is different from the previously sent message.  In addition, 
the SGP SHALL use an implementation dependent algorithm to limit the 
frequency of congestion indication messages. 

An implementation may optionally send Congestion Indication messages on
a "high priority" stream in order to potentially reduce delay (Refer to
[12] for more details).

The Congestion Indication message contains the following parameters:

    Congestion Status (mandatory)
    Discard Status (optional)

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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x304)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                       Congestion Status                       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x305)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                         Discard Status                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The valid values for Congestion Status and Discard Status are shown in 
the following table.

         Define        Value        Description
       LEVEL_NONE       0x0       No congestion
       LEVEL_1          0x1       Congestion Level 1
       LEVEL_2          0x2       Congestion Level 2
       LEVEL_3          0x3       Congestion Level 3

For SS7 networks that do not support multiple levels of congestion, only 
the LEVEL_NONE and LEVEL_3 values will be used.  For SS7 networks that 
support multiple levels of congestion, it is possible for all values to 
be used.  Refer to [2], [3] and [9] for more details on the Congestion 
and Discard Status of SS7 signalling links.

3.3.1.9  Retrieval Request

The MTP2 Retrieval Request message is used during the MTP Level 3
changeover procedure to request the BSN, to retrieve PDUs from the
transmit and retransmit queues or to flush PDUs from the retransmit
queue.  Examples of the use of Retrieval Request for SS7 Link
Changeover are provided in Section 5.3.6.

The Retrieval Request message contains the following parameters:

    Action (mandatory)
    Sequence Number (optional)

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x306)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                            Action                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x307)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                       Sequence Number                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

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The valid values for Action are shown in the following table.

        Define         Value       Description
   ACTION_RTRV_BSN      0x1     Retrieve the backward sequence number
   ACTION_RTRV_MSGS     0x2     Retrieve the PDUs from the transmit 
                                and retransmit queues

In the Retrieval Request message, the Sequence Number field SHOULD NOT 
be present if the Action field is ACTION_RTRV_BSN.  The Sequence Number 
field contains the Forward Sequence Number (FSN) of the far end if the 
Action is ACTION_RTRV_MSGS.

3.3.1.10  Retrieval Confirm

The MTP2 Retrieval Confirm message is sent by the Signalling Gateway
in response to a Retrieval Request message.  Examples of the use of 
Retrieval Confirm for SS7 Link Changeover are provided in Section 
5.3.6.

The Retrieval Confirm message contains the following parameters:

    Action (mandatory)
    Result (mandatory)
    Sequence Number (optional)

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x306)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                            Action                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x308)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                            Result                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x307)           |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                       Sequence Number                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The valid values for Action are the same as in Retrieval Request.  

The values for Result are shown below: in the following table.

        Define         Value       Description
   RESULT_SUCCESS       0x0     Action successful
   RESULT_FAILURE       0x1     Action failed

When the Signalling Gateway Process sends a Retrieval Confirm to a
Retrieval Request, it echos the Action field.  If the Action was
ACTION_RTRV_BSN and the SGP successfully retrieved the BSN, the SGP
will put the Backward Sequence Number (BSN) in the Sequence Number
field and will indicate a success in the Result field.  If the BSN
could not be retrieved, the Sequence Number field will not be included
and the Result field will indicate failure.  

Morneault, et al                                               [Page 24]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

For a Retrieval Confirm with Action of ACTION_RTRV_MSGS, the value of 
the Result field will indicate success or failure.  A failure means 
that the buffers could not be retrieved.  The Sequence Number field is 
not used with ACTION_RTRV_MSGS.

3.3.1.11  Retrieval Indication

The Retrieval Indication message is sent by the Signalling Gateway with 
a PDU from the transmit or retransmit queue.  The Retrieval Indication 
message does not contain the Action or seq_num fields, just a MTP3 
Protocol Data Unit (PDU) from the transmit or retransmit queue.  
Examples of the use of Retrieval Indication for SS7 Link Changeover are 
provided in Section 5.3.6.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |          Tag (0x300)          |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                       Protocol Data                           /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

For TTC Data messages, the following parameter will be used to indicate
a TTC PDU which starts at LI.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |          Tag (0x301)          |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     TTC Protocol Data                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The M2UA implementation MAY consider the use of the bundling feature
of SCTP for Retrieval Indication messages.

3.3.1.12  Retrieval Complete Indication

The MTP2 Retrieval Complete Indication message is exactly the same as
the MTP2 Retrieval Indication message except that it also indicates 
that retrieval is complete.  In addition, it MAY contain a PDU (which 
must be the last PDU) from the transmit or retransmit queue.  

3.3.2  Application Server Process Maintenance (ASPM) Messages

The ASPM messages will only use the common message header.

3.3.2.1  ASP Up (ASPUP)

The ASP Up (ASPUP) message is used to indicate to a remote M2UA peer
that the Adaptation layer is ready to receive traffic or maintenance
messages.

Morneault, et al                                               [Page 25]

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The ASPUP message contains the following parameters

    ASP Identifier (optional)
    Info String (optional)

   Note:  The ASP Identifier MUST be used where the SGP cannot 
          identify the ASP by pre-configured address/port number 
          information (e.g., where an ASP is resident on a Host using 
          dynamic address/port number assignment).   

The format for ASPUP Message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xe)           |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        ASP Identifier*                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0x4)           |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The optional ASP Identifier parameter would contain a unique value 
that is locally significant among the ASPs that support an AS.  The 
SGP should save the ASP Identifier to be used, if necessary, with the 
Notify message (see Section 3.3.3.2).

The optional INFO String parameter can carry any meaningful 8-bit ASCII
character string along with the message.  Length of the INFO String
parameter is from 0 to 255 characters.  No procedures are presently
identified for its use but the INFO String MAY be used for debugging
purposes.

3.3.2.2 ASP Up Ack

The ASP Up Ack message is used to acknowledge an ASP Up message 
received from a remote M2UA peer.

The ASPUP Ack message contains the following parameters:

    ASP Identifier (optional)
    INFO String (optional)

Morneault, et al                                               [Page 26]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

The format for ASPUP Ack Message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xe)           |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        ASP Identifier*                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0x4)           |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

If the ASPUP message contains an ASP Identifer, the ASPUP Ack will 
reflect the ASP Identifier back to the ASP.

The format and description of the optional Info String parameter is the
same as for the ASP UP message (See Section 3.3.2.1).

3.3.2.3  ASP Down (ASPDN)

The ASP Down (ASPDN) message is used to indicate to a remote M2UA peer
that the adaptation layer is not ready to receive traffic or
maintenance messages.

The ASPDN message contains the following parameters

     INFO String (optional)

The format for the ASPDN message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0x4)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The format and description of the optional Info String parameter is the
same as for the ASP Up message (See Section 3.3.2.1).

3.3.2.4 ASP Down Ack

The ASP Down Ack message is used to acknowledge an ASP Down message
received from a remote M2UA peer.

The ASP Down Ack message contains the following parameters:

     INFO String (optional)

Morneault, et al                                               [Page 27]

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The format for the ASPDN Ack message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0x4)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The format and description of the optional Info String parameter is the
same as for the ASP UP message (See Section 3.3.2.1).

3.3.2.5  Heartbeat (BEAT) 
    
The Heartbeat message is optionally used to ensure that the M2UA 
peers are still available to each other.  
    
The BEAT message contains the following parameter:

     Heartbeat Data           Optional 

The format for the BEAT message is as follows: 
  
    
    0                   1                   2                   3 
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
   |            Tag = 0x0009       |            Length             | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   /                       Heartbeat Data                          / 
   \                                                               \ 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
    

The sending node defines the Heartbeat Data field contents. It may 
include a Heartbeat Sequence Number and/or Timestamp, or other 
implementation specific details. 
    
The receiver of a Heartbeat message does not process this field as 
it is only of significance to the sender.  The receiver echoes the 
content of the Heartbeat Data in a BEAT ACK message. 
    
3.3.2.6  Heartbeat Ack (BEAT ACK) 
    
The Heartbeat ACK message is sent in response to a BEAT message. A 
peer MUST send a BEAT ACK in response to a BEAT message. It includes 
all the parameters of the received Heartbeat message, without any 
change. 
    
The BEAT ACK message contains the following parameter:

     Heartbeat Data           Optional 

Morneault, et al                                               [Page 28]

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The format for the BEAT ACK message is as follows: 
    
    0                   1                   2                   3 
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
   |            Tag = 0x0009       |            Length             | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   /                       Heartbeat Data                          / 
   \                                                               \ 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+  
    
The sending node defines the Heartbeat Data field contents.  It may 
include a Heartbeat Sequence Number and/or Timestamp, or other 
implementation specific details. 
    
The receiver of a Heartbeat message does not process this field as 
it is only of significance to the sender.  The receiver echoes the 
content of the Heartbeat Data in a BEAT ACK message. 

3.3.2.7  ASP Active (ASPAC)

The ASPAC message is sent by an ASP to indicate to an SGP that it is
Active and ready to be used.

The ASPAC message contains the following parameters:

     Traffic Mode Type (optional)
     Interface Identifier (optional)
        - Combination of integer and integer ranges, OR
        - string (text formatted)
     INFO String (optional)

The format for the ASPAC message using integer formatted Interface
Identifiers is as follows:

Morneault, et al                                               [Page 29]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xb)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                     Traffic Mode Type                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Tag (0x1=integer)         |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifiers*                    /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Tag (0x8=integer range)    |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier Start1*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier Stop1*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier Start2*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier Stop2*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     .                                                            .
     .                                                            .
     .                                                            .
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier StartN*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier StopN*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \              Additional Interface Identifiers                 /
   /                    of Tag Type 0x1 or 0x8                     \
   \                                                               /        
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x4)             |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The format for the ASPAC message using text formatted (string)
Interface Identifiers is as follows:

Morneault, et al                                               [Page 30]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xb)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                     Traffic Mode Type                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |       Tag (0x3=string)        |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifier*                     /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \              Additional Interface Identifiers                 /
   /                       of Tag Type 0x3                         \
   \                                                               /
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x4)             |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The Traffic Mode Type parameter identifies the traffic mode of
operation of the ASP within an AS.  The valid values for Type are
shown in the following table:

    Value          Description
     0x1            Override
     0x2            Load-share
     0x3            Broadcast

Within a particular AS, only one Traffic Mode Type can be used.
The Override value indicates that the ASP is operating in Override
mode, where the ASP takes over all traffic in an Application Server
(i.e., primary/backup operation), over-riding any currently active
ASPs in the AS.   In Load-share mode, the ASP will share in the traffic 
distribution with any other currently active ASPs.  In Broadcast mode,
all of the Active ASPs receive all message traffic in the Application
Server.

The optional Interface Identifiers parameter contains a list of
Interface Identifier integers (Type 0x1 or Type 0x8) or text strings
(Type 0x3)indexing the Application Server traffic that the sending
ASP is configured/registered to receive.  If integer formatted
Interface Identifiers are being used, the ASP can also send ranges of
Interface Identifiers (Type 0x8).  Interface Identifier types Integer
(0x1) and Integer Range (0x8) are allowed in the same message.  Text
formatted Interface Identifiers (0x3) cannot be used with either
Integer (0x1) or Integer Range (0x8) types.  

Morneault, et al                                               [Page 31]

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If no Interface Identifiers are included, the message is for all 
provisioned Interface Identifiers within the AS(s) in which the
ASP is provisioned.  If only a subset of Interface Identifiers for an
AS are included, the ASP is noted as Active for all the Interface 
Identifiers provisioned for that AS.

Note:  If the optional Interface Identifier parameter is present, the
integer formatted Interface Identifier MUST be supported, while the
text formatted Interface Identifier MAY be supported.

An SGP that receives an ASPAC with an incorrect or unsupported Traffic 
Mode Type for a particular Interface Identifier will respond with an 
Error Message (Cause: Unsupported Traffic Handling Mode).

The format and description of the optional Info String parameter is the
same as for the ASP UP message (See Section 3.3.2.1).

3.3.2.8  ASP Active Ack

The ASP Active (ASPAC) Ack message is used to acknowledge an ASP Active 
message received from a remote M2UA peer.

The ASPAC Ack message contains the following parameters:

     Traffic Mode Type (mandatory)
     Interface Identifier (optional)
        - Combination of integer and integer ranges, OR
        - string (text formatted)
     INFO String (optional)

The format for the ASPAC Ack message with Integer-formatted Interface
Identifiers is as follows:

Morneault, et al                                               [Page 32]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xb)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      Traffic Mode Type                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Tag (0x1=integer)         |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifiers*                    /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Tag (0x8=integer range)    |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier Start1*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier Stop1*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier Start2*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier Stop2*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    .                                                            .
    .                                                            .
    .                                                            .
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier StartN*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier StopN*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \              Additional Interface Identifiers                 /
   /                    of Tag Type 0x1 or 0x8                     \
   \                                                               /        
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x4)             |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Morneault, et al                                               [Page 33]

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The format for the ASP Active Ack message using text formatted (string)
Interface Identifiers is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xb)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                     Traffic Mode Type                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |       Tag (0x3=string)        |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifier*                     /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \              Additional Interface Identifiers                 /
   /                       of Tag Type 0x3                         \
   \                                                               /
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x4)             |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The format and description of the optional Info String parameter is the
same as for the ASP Up message (See Section 3.3.2.1).

The format of the Type and Interface Identifier parameters is the same
as for the ASP Active message (See Section 3.3.2.5).

3.3.2.9  ASP Inactive (ASPIA)

The ASP Inactive (ASPIA) message is sent by an ASP to indicate to an 
SGP that it is no longer an active ASP to be used from within a list 
of ASPs.  The SGP will respond with an ASPIA Ack message and either 
discard incoming messages or buffer for a timed period and then 
discard.

The ASPIA message contains the following parameters:

     Interface Identifiers (optional)
        - Combination of integer and integer ranges, OR
        - string (text formatted)
     INFO String (optional)

The format for the ASP Inactive message parameters using Integer
formatted Interface Identifiers is as follows:

Morneault, et al                                               [Page 34]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Tag (0x1=integer)         |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifiers*                    /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Tag (0x8=integer range)    |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier Start1*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier Stop1*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier Start2*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier Stop2*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    .                                                            .
    .                                                            .
    .                                                            .
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier StartN*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier StopN*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \              Additional Interface Identifiers                 /
   /                    of Tag Type 0x1 or 0x8                     \
   \                                                               /
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0x4)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The format for the ASP Inactive message using text formatted (string)
Interface Identifiers is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |       Tag (0x3=string)        |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifier*                     /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \              Additional Interface Identifiers                 /
   /                      of Tag Type 0x3                          \
   \                                                               /
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x4)             |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Morneault, et al                                               [Page 35]

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The format and description of the optional Interface Identifiers and
Info String parameters is the same as for the ASP Active message (See
Section 3.3.2.3).

The optional Interface Identifiers parameter contains a list of
Interface Identifier integers indexing the Application Server traffic
that the sending ASP is configured/registered to receive, but does not
want to receive at this time.

3.3.2.10 ASP Inactive Ack

The ASP Inactive (ASPIA) Ack message is used to acknowledge an ASP 
Inactive message received from a remote M2UA peer.

The ASPIA Ack message contains the following parameters:

     Interface Identifiers (optional)
        - Combination of integer and integer ranges, OR
        - string (text formatted)
     INFO String (optional)

The format for the ASPIA Ack message is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Tag (0x1=integer)         |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifiers*                    /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Tag (0x8=integer range)    |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier Start1*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier Stop1*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier Start2*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier Stop2*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    .                                                             .
    .                                                             .
    .                                                             .
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier StartN*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier StopN*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \              Additional Interface Identifiers                 /
   /                    of Tag Type 0x1 or 0x8                     \
   \                                                               /
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x4)             |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Morneault, et al                                               [Page 36]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

The format for the ASP Inactive Ack message using text formatted
(string) Interface Identifiers is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |       Tag (0x3=string)        |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifier*                     /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \              Additional Interface Identifiers                 /
   /                      of Tag Type 0x3                          \
   \                                                               /
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x4)             |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The format of the Interface Identifier parameter is the same as for 
the ASP Inactive message (See Section 3.3.2.7).

The format and description of the optional Info String parameter is
the same as for the ASP Up message (See Section 3.3.2.1).

3.3.3  Layer Management (MGMT) Messages

3.3.3.1  Error (ERR)

The Error (ERR) message is used to notify a peer of an error event
associated with an incoming message.  For example, the message type
might be unexpected given the current state, or a parameter value might
be invalid.

The ERR message contains the following parameters:

     Error Code (mandatory)
     Interface Identifier (optional)
     Diagnostic Information (optional)

The format for the ERR message is as follows:

Morneault, et al                                               [Page 37]

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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xc)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                          Error Code                           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Tag (0x1, 0x3, or 0x8)    |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifier(s)*                  /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0x7)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Diagnostic Information*                   /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The Error Code parameter indicates the reason for the Error Message.
The Error parameter value can be one of the following values:

     Invalid Version                        0x1
     Invalid Interface Identifier           0x2
     Unsupported Message Class              0x3
     Unsupported Message Type               0x4
     Unsupported Traffic Handling Mode      0x5
     Unexpected Message                     0x6
     Protocol Error                         0x7
     Unsupported Interface Identifier Type  0x8
     Invalid Stream Identifier              0x9
     Not Used in M2UA                       0xa
     Not Used in M2UA                       0xb
     Not Used in M2UA                       0xc
     Refused - Management Blocking          0xd
     ASP Identifier Required                0xe 
     Invalid ASP Identifier                 0xf  
     ASP Active for Interface Identifier(s) 0x10
     Invalid Parameter Value                0x11
     Parameter Field Error                  0x12
     Unexpected Parameter                   0x13

The "Invalid Version" error would be sent if a message was
received with an invalid or unsupported version.  The Error message
would contain the supported version in the Common header.  The
Error message could optionally provide the supported version in
the Diagnostic Information area.

The "Invalid Interface Identifier" error would be sent by a SGP if
an ASP sends a message (i.e. an ASP Active message) with an invalid 
(unconfigured) Interface Identifier value.  One of the optional 
Interface Identifier parameters (Integer-based, text-based or integer
range) MUST be used with this error code to identify the invalid
Interface Identifier(s) received.

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The "Unsupported Traffic Handling Mode" error would be sent by a SGP
if an ASP sends an ASP Active with an unsupported Traffic Handling
Mode.  An example would be a case in which the SGP did not support
load-sharing.  One of the optional Interface Identifier parameters 
(Integer-based, text-based or integer range) MAY be used with this 
error code to identify the Interface Identifier(s).

The "Unexpected Message" error would be sent by an ASP if it received
a MAUP message from an SGP while it was in the Inactive state.

The "Protocol Error" error would be sent for any protocol anomaly
(i.e. a bogus message).

The "Invalid Stream Identifier" error would be sent if a message
was received on an unexpected SCTP stream (i.e.  a MGMT message
was received on a stream other than "0").

The "Unsupported Interface Identifier Type" error would be sent by
a SGP if an ASP sends a Text formatted Interface Identifier and the
SGP only supports Integer formatted Interface Identifiers.  When
the ASP receives this error, it will need to resend its message with
an Integer formatted Interface Identifier.

The "Unsupported Message Class" error would be sent if a message with 
an unexpected or unsupported Message Class is received.

The "Refused - Management Blocking" error is sent when an ASP Up or 
ASP Active message is received and the request is refused for 
management reasons (e.g., management lock-out").

The "ASP Identifier Required" is sent by a SGP in response 
to an ASPUP message which does not contain an ASP Identifier 
parameter when the SGP requires one.  The ASP should resend the
ASPUP message with a ASP Identifier.

The "Invalid ASP Identifier" is send by a SGP in response to an 
ASPUP message with an invalid (i.e. non-unique) ASP Identifier.

The "ASP Currently Active for Interface Identifier(s)" error is
sent by a SGP when a Deregistration request is received from an ASP
that is active for Interface Identifier(s) specified in the 
Deregistration request.  One of the optional Interface Identifier 
parameters (Integer-based, text-based or integer range) MAY be used 
with this error code to identify the Interface Identifier(s).

The "Invalid Parameter Value " error is sent if a message is received 
with an invalid parameter value (e.g., a State Request with an 
an undefined State).

The "Parameter Field Error" would be sent if a message with a 
parameter that has a wrong length field. 
    
The "Unexpected Parameter" error would be sent if a message contains 
an invalid parameter. 
     
The optional Diagnostic information can be any information germane to
the error condition, to assist in identification of the error condition.
In the case of an Invalid Version Error Code the Diagnostic information
includes the supported Version parameter.  In the other cases, the
Diagnostic information SHOULD be the first 40 bytes of the offending 
message.

Morneault, et al                                               [Page 39]

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3.3.3.2  Notify (NTFY)

The Notify message is used to provide an autonomous indication of M2UA
events to an M2UA peer.

The NTFY message contains the following parameters:

     Status Type (mandatory)
     Status Information (mandatory)
     ASP Identifier (optional)
     Interface Identifiers (optional)
     INFO String (optional)

The format for the Notify message with Integer-formatted Interface
Identifiers is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xd)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |        Status Type            |      Status Information       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xe)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        ASP Identifier*                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Tag (0x1=integer)         |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifiers*                    /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Tag (0x8=integer range)    |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier Start1*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier Stop1*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier Start2*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier Stop2*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    .                                                             .
    .                                                             .
    .                                                             .
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Interface Identifier StartN*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Interface Identifier StopN*                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \              Additional Interface Identifiers                 /
   /                    of Tag Type 0x1 or 0x8                     \
   \                                                               /
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x4)             |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Morneault, et al                                               [Page 40]

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The format for the Notify message with Text-formatted Interface
Identifiers is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xd)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |        Status Type            |      Status Information       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag (0xe)           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        ASP Identifier*                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |       Tag (0x3=string)        |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                     Interface Identifier*                     /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \              Additional Interface Identifiers                 /
   /                        of Tag Type 0x3                        \
   \                                                               /
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag (0x4)             |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               \
   \                          INFO String*                         /
   /                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The Status Type parameter identifies the type of the Notify message.
The following are the valid Status Type values:

      Value          Description
       0x1   Application Server state change (AS_State_Change)
       0x2   Other

The Status Information parameter contains more detailed information 
for the notification, based on the value of the Status Type.  If the 
Status Type is AS_State_Change the following Status Information values 
are used:

      Value          Description
       1      Application Server Down (AS_Down)
       2      Application Server Inactive (AS_Inactive)
       3      Application Server Active (AS_Active)
       4      Application Server Pending (AS_Pending)

These notifications are sent from an SGP to an ASP upon a change in 
status of a particular Application Server.  The value reflects the 
new state of the Application Server.  The Interface Identifiers of 
the AS MAY be placed in the message if desired.

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If the Status Type is Other, then the following Status Information 
values are defined:

      Value          Description
         1       Insufficient ASP resources active in AS
         2       Alternate ASP Active
         3       ASP Failure

In the Insufficient ASP Resources case, the SGP is indicating to an 
ASP-INACTIVE ASP(s) in the AS that another ASP is required in order to 
handle the load of the AS (Load-sharing mode).  For the Alternate ASP 
Active case, the formerly Active ASP is informed when an alternate 
ASP transitions to the ASP Active state in Override mode.  The ASP 
Identifier (if available) of the Alternate ASP MUST be placed in the 
message.  For the ASP Failure case, the SGP is indicating to ASP(s) 
in the AS that one of the ASPs has transitioned to ASP-DOWN.  The ASP 
Identifier (if available) of the failed ASP MUST be placed in the 
message.

For each of the Status Information values in Status Type Other, the
Interface Identifiers of the affected AS MAY be placed in the message
if desired.

The format and description of the optional Interface Identifiers and
Info String parameters is the same as for the ASP Active message
(See Section 3.3.2.3).

3.3.4  Interface Identifier Management (IIM) Messages

The Interface Identifier Management messages are optional.  They are
used to support automatic allocation of Signalling Terminals or
Signalling Data Links [2][3].

3.3.4.1  Registration Request (REG REQ)

The REG REQ message is sent by an ASP to indicate to a remote M2UA
peer that it wishes to register one or more given Link Keys with the
remote peer.  Typically, an ASP would send this message to an SGP,
and expect to receive a REG RSP in return with an associated
Interface Identifier value.

The REG REQ message contains the following parameter:

     Link Key          (mandatory)

The format for the REG REQ message is as follows

Morneault, et al                                               [Page 42]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x0309          |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                           Link Key 1                          /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                              ...                              /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x0309          |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                           Link Key n                          /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Link Key:   fixed length

   The Link Key parameter is mandatory.  The sender of this message
   expects the receiver of this message will create a Link Key entry
   and assign a unique Interface Identifier value to it, if the Link
   Key entry does not yet exist.

   The Link Key parameter may be present multiple times in the same
   message.  This is used to allow the registration of multiple Link
   Keys in a single message.

The format of the Link Key parameter is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                       Local-LK-Identifier                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Signalling Data Terminal Identifier           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                   Signalling Data Link Identifier             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Local-LK-Identifier: 32-bit integer

   The mandatory Local-LK-Identifier field is used to uniquely
   (between ASP and SGP) identify the registration request.  The 
   Identifier value is assigned by the ASP, and is used to correlate 
   the response in a REG RSP message with the original registration 
   request.  The Identifier value must remain unique until the REG 
   RSP is received.

   The format of the Local-LK-Identifier field is as follows:

Morneault, et al                                               [Page 43]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x030a          |         Length = 8            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                    Local-LK-Identifier value                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Signalling Data Terminal Identifier

   The Signalling Data Terminal Identifier parameter is mandatory.
   It identifies the Signalling Data Terminal associated with the
   SS7 link for which the ASP is registering.  The format is as
   follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x030b          |         Length = 8            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |          Reserved             |        SDT Identifier         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   The SDT Identifier is a 32-bit unsigned value which may only be
   significant to 12 or 14 bits depending on the SS7 variant which
   is supported by the MTP Level 3 at the ASP.  Insignificant SDTI
   bits are coded 0.

Signalling Data Link Identifier

   The Signalling Data Link Identifier parameter is mandatory.  It
   identifies the Signalling Data Link Identifier associated with
   the SS7 link for which the ASP is registering.  The format is as
   follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x030c          |         Length = 8            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |          Reserved             |        SDL Identifier         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   The SDL Identifier is a 32-bit unsigned value which may only be
   significant to 12 or 14 bits depending on the SS7 variant which
   is supported by the MTP Level 3 at the ASP.  Insignificant SDLI
   bits are coded 0.

3.3.4.2  Registration Response (REG RSP)

The REG RSP message is used as a response to the REG REQ message
from a remote M2UA peer.  It contains indications of success/failure
for registration requests and returns a unique Interface Identifier
value for successful registration requests, to be used in subsequent
M2UA Traffic Management protocol.

Morneault, et al                                               [Page 44]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

The REG RSP message contains the following parameter:

     Registration Results   (mandatory)

The format for the REG RSP message is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x030d          |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                    Registration Result 1                      /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                              ...                              /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x030d          |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                    Registration Result n                      /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Registration Results:  fixed length

   The Registration Results parameter contains one or more results,
   each containing the registration status for a single Link Key in
   the REG REQ message.  The number of results in a single REG RSP
   message MAY match the number of Link Key parameters found in the
   corresponding REG REQ message.  The format of each result is as
   follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      Local-LK-Identifier                      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      Registration Status                      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      Interface Identifier                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Local-LK-Identifier:  32-bit integer

   The Local-LK-Identifier contains the same value as found in the
   matching Link Key parameter found in the REG REQ message.  The
   format of the Local-LK-Identifier is shown in Section 3.3.4.1.

Morneault, et al                                               [Page 45]

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Registration Status:  32-bit integer

   The Registration Result Status field indicates the success or the
   reason for failure of a registration request.

   Its values may be one of the following:

      0         Successfully Registered
	1         Error - Unknown
	2         Error - Invalid SDLI
	3         Error - Invalid SDTI
	4         Error - Invalid Link Key
	5         Error - Permission Denied
	6         Error - Overlapping (Non-unique) Link Key
	7         Error - Link Key not Provisioned
	8         Error - Insufficient Resources

   The format of the Registration Status field is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x030e          |         Length = 8            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      Registration Status                      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Interface Identifier:  32-bit integer

   The Interface Identifier field contains the Interface Identifier
   for the associated Link Key if the registration is successful.
   It is set to "0" if the registration was not successful.  The 
   format of integer-based and text-based Interface Identifier 
   parameters are shown in Section 3.2.

3.3.4.3  De-Registration Request (DEREG REQ)

The DEREG REQ message is sent by an ASP to indicate to a remote M2UA
peer that it wishes to de-register a given Interface Identifier.  
Typically, an ASP would send this message to an SGP, and expects to 
receive a DEREG RSP in return reflecting the Interface Identifier 
and containing a de-registration status.

The DEREG REQ message contains the following parameter:

     Interface Identifier  (mandatory)

The format for the DEREG REQ message is as follows:

Morneault, et al                                               [Page 46]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Tag = 0x1 or 0x3          |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                    Interface Identifier 1                     /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                              ...                              /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Tag = 0x1 or 0x3          |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                    Interface Identifier n                     /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Interface Identifier

   The Interface Identifier parameter contains a Interface Identifier
   indexing the Application Server traffic that the sending ASP is
   currently registered to receive from the SGP but now wishes to
   de-register.  The format of integer-based and text-based Interface 
   Identifier parameters are shown in Section 3.2.

3.3.4.4  De-Registration Response (DEREG RSP)

The DEREG RSP message is used as a response to the DEREG REQ message
from a remote M2UA peer.

The DEREG RSP message contains the following parameter:

     De-Registration Results   (mandatory)

The format for the DEREG RSP message is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x030f          |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                  De-Registration Result 1                     /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                              ...                              /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x030f          |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                  De-Registration Result n                     /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Morneault, et al                                               [Page 47]

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De-Registration Results:  fixed length

   The De-Registration Results parameter contains one or more results,
   each containing the de-registration status for a single Interface
   Identifier in the DEREG REQ message.  The number of results in a 
   single DEREG RSP message MAY match the number of Interface Identifier
   parameters found in the corresponding DEREG REQ message.  The format 
   of each result is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      Interface Identifier                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                     De-Registration Status                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Interface Identifier:  32-bit integer

   The Interface Identifier field contains the Interface Identifier
   value of the matching Link Key to de-register, as found in the
   DEREG REQ.  The format of integer-based and text-based Interface 
   Identifier parameters are shown in Section 3.2.

De-Registration Status:  32-bit integer

   The De-Registration Result Status field indicates the success or
   the reason for failure of the de-registration.

   Its values may be one of the following:

      0         Successfully De-registered
	1         Error - Unknown
	2         Error - Invalid Interface Identifier
	3         Error - Permission Denied
	4         Error - Not Registered

   The format of the De-Registration Status field is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Tag = 0x0310          |         Length = 8            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                    De-Registration Status                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

4.0  Procedures

The M2UA layer needs to respond to various primitives it receives from
other layers as well as messages it receives from the peer-to-peer
messages.  This section describes various procedures involved in
response to these events.

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4.1 Procedures to Support the M2UA-User Layer

These procedures achieve the M2UA layer "Transport of MTP Level 2 /
MTP Level 3 boundary" service.

4.1.1  MTP Level 2 / MTP Level 3 Boundary Procedures

On receiving a primitive from the local upper layer, the M2UA layer 
will send the corresponding MAUP message (see Section 3) to its peer.  
The M2UA layer MUST fill in various fields of the common and specific 
headers correctly.  In addition the message SHOULD be sent on the SCTP 
stream that corresponds to the SS7 link.

4.1.2  MAUP Message Procedures

On receiving MAUP messages from a peer M2UA layer, the M2UA layer on an
SG or MGC needs to invoke the corresponding layer primitives to the
local MTP Level 2 or MTP Level 3 layer.

4.2 Receipt of Primitives from the Layer Management

On receiving primitives from the local Layer Management, the M2UA layer 
will take the requested action and provide an appropriate response 
primitive to Layer Management.

An M-SCTP_ESTABLISH request primitive from Layer Management at an ASP 
will initiate the establishment of an SCTP association.  The M2UA 
layer will attempt to establish an SCTP association with the remote 
M2UA peer by sending an SCTP-ASSOCIATE primitive to the local SCTP 
layer.  

When an SCTP association has been successfully established, the SCTP 
will send an SCTP-COMMUNICATION_UP notification primitive to the local 
M2UA layer.  At the SGP that initiated the request, the M2UA layer will 
send an M-SCTP_ESTABLISH confirm primitive to Layer Management when 
the association setup is complete.  At the peer M2UA layer, an 
M-SCTP_ESTABLISH indication primitive is sent to Layer Management 
upon successful completion of an incoming SCTP association setup.

An M-SCTP_RELEASE request primitive from Layer Management initates the 
shutdown of an SCTP association.  The M2UA layer accomplishes a 
graceful shutdown of the SCTP association by sending an SCTP-SHUTDOWN 
primitive to the SCTP layer.

When the graceful shutdown of the SCTP association has been 
accomplished, the SCTP layer returns an SCTP-SHUTDOWN_COMPLETE 
notification primitive to the local M2UA layer.  At the M2UA Layer that 
initiated the request, the M2UA layer will send an M-SCTP_RELEASE 
confirm primitive to Layer Management when the association shutdown is 
complete.   At the peer M2UA Layer, an M-SCTP_RELEASE indication 
primitive is sent to Layer Management upon abort or successful 
shutdown of an SCTP association.

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An M-SCTP_STATUS request primitive supports a Layer Management query 
of the local status of a particular SCTP association.  The M2UA layer 
simply maps the M-SCTP_STATUS request primitive to an SCTP-STATUS 
primitive to the SCTP layer.  When the SCTP responds, the M2UA layer 
maps the association status information to an M-SCTP_STATUS confirm 
primitive.  No peer protocol is invoked.

Similar LM-to-M2UA-to-SCTP and/or SCTP-to-M2UA-to-LM primitive mappings 
can be described for the various other SCTP Upper Layer primitives in 
RFC2960 [13]  such as INITIALIZE, SET PRIMARY, CHANGE HEARTBEAT, 
REQUEST HEARTBEAT, GET SRTT REPORT, SET FAILURE THRESHOLD, SET PROTOCOL 
PARAMETERS, DESTROY SCTP INSTANCE, SEND FAILURE, AND NETWORK STATUS 
CHANGE.  Alternatively, these SCTP Upper Layer primitives (and Status 
as well) can be considered for modeling purposes as a Layer Management 
interaction directly with the SCTP Layer.  

M-NOTIFY indication and M-ERROR indication primitives indicate to Layer 
Management the notification or error information contained in a 
received M2UA Notify or Error message respectively.  These indications 
can also be generated based on local M2UA events.

An M-ASP_STATUS request primitive supports a Layer Management query of 
the status of a particular local or remote ASP.  The M2UA layer 
responds with the status in an M-ASP_STATUS confirm primitive.  No M2UA 
peer protocol is invoked.
 
An M-AS_STATUS request supports a Layer Management query of the status 
of a particular AS.  The M2UA responds with an M-AS_STATUS confirm 
primitive.  No M2UA peer protocol is invoked.

M-ASP_UP request, M-ASP_DOWN request, M-ASP_ACTIVE request and M-ASP_
INACTIVE request primitives allow Layer Management at an ASP to 
initiate state changes.  Upon successful completion, a corresponding 
confirm primitive is provided by the M2UA layer to Layer Management.  
If an invocation is unsuccessful, an Error indication primitive is 
provided in the primitive.  These requests result in outgoing ASP Up, 
ASP Down, ASP Active and ASP Inactive messages to the remote M2UA peer 
at an SGP. 

4.2.1  Receipt of M2UA Peer Management Messages

Upon successful state changes resulting from reception of ASP Up, 
ASP Down, ASP Active and ASP Inactive messages from a peer M2UA, the 
M2UA layer SHOULD invoke corresponding M-ASP_UP, M-ASP_DOWN, M-
ASP_ACTIVE and M-ASP_INACTIVE, M-AS_ACTIVE, M-AS_INACTIVE, and M-
AS_DOWN indication primitives to the local Layer Management.

M-NOTIFY indication and M-ERROR indication primitives indicate to Layer 
Management the notification or error information contained in a 
received M2UA Notify or Error message.  These indications can also be 
generated based on local M2UA events.

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All MGMT messages, except BEAT and BEAT Ack, SHOULD be sent with 
sequenced delivery to ensure ordering.  All MGMT messages, with the 
exception of ASPTM, BEAT and BEAT Ack messages, SHOULD be sent on SCTP 
stream '0'.  All ASPTM messages SHOULD be sent on the stream which 
normally carries the data traffic to which the message applies.  BEAT 
and BEAT Ack messages MAY be sent using out-of-order delivery, and 
MAY be sent on any stream.

4.3  AS and ASP State Maintenance

The M2UA layer on the SGP maintains the state of each remote ASP, in 
each Application Server that the ASP is configured to receive traffic, 
as input to the M2UA message distribution function.  

4.3.1  ASP States

The state of each remote ASP, in each AS that it is configured to 
operate, is maintained in the M2UA layer in the SGP.  The state of a 
particular ASP in a particular AS changes due to events.  The events 
include:

   * Reception of messages from the peer M2UA layer at the ASP;
   * Reception of some messages from the peer M2UA layer at other ASPs  
     in the AS (e.g., ASP Active message indicating "Override");
   * Reception of indications from the SCTP layer; or
   * Local Management intervention.

The ASP state transition diagram is shown in Figure 5.  The possible 
states of an ASP are:

ASP-DOWN: The remote M2UA peer at the ASP is unavailable and/or the 
related SCTP association is down.  Initially all ASPs will be in this 
state.  An ASP in this state SHOULD NOT be sent any M2UA messages, with 
the exception of Heartbeat messages.

ASP-INACTIVE: The remote M2UA peer at the ASP is available (and the 
related SCTP association is up) but application traffic is stopped.  
In this state the ASP MAY be sent any non-MAUP M2UA messages.

ASP-ACTIVE: The remote M2UA peer at the ASP is available and 
application traffic is active (for a particular Interface Identifier 
or set of Interface Identifiers).

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                 Figure 5: ASP State Transition Diagram

                                   +--------------+ 
                                   |  ASP-ACTIVE  |
            +----------------------|              |
            |      Other   +-------|              |
            |   ASP in AS  |       +--------------+
            |   Overrides  |           ^     |
            |              |    ASP    |     | ASP
            |              |    Active |     | Inactive
            |              |           |     v
            |              |       +--------------+
            |              |       |              |
            |              +------>| ASP-INACTIVE |
            |                      +--------------+
            |                          ^     |
  ASP Down/ |                     ASP  |     | ASP Down /
  SCTP CDI/ |                     Up   |     | SCTP CDI/
  SCTP RI   |                          |     v SCTP RI
            |                      +--------------+
            |                      |              |
            +--------------------->|   ASP-DOWN   |
                                   |              |
                                   +--------------+

SCTP CDI: The SCTP CDI denotes the local SCTP layer's Communication 
Down Indication to the Upper Layer Protocol (M2UA) on an SGP. The local 
SCTP layer will send this indication when it detects the loss of 
connectivity to the ASP's peer SCTP layer.  SCTP CDI is understood as 
either a SHUTDOWN_COMPLETE notification or COMMUNICATION_LOST 
notification from the SCTP layer.

SCTP RI: The local SCTP layer's Restart indication to the upper layer 
protocol (M2UA) on an SG.  The local SCTP will send this indication when 
it detects a restart from the ASP's peer SCTP layer.

4.3.2  AS States

The state of the AS is maintained in the M2UA layer on the SGP.  The 
state of an AS changes due to events. These events include:

   * ASP state transitions
   * Recovery timer triggers

The possible states of an AS are:

AS-DOWN: The Application Server is unavailable.  This state implies 
that all related ASPs are in the ASP-DOWN state for this AS. Initially 
the AS will be in this state. An Application Server MUST be in the AS-
DOWN state before it can be removed from a configuration.

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AS-INACTIVE: The Application Server is available but no application 
traffic is active (i.e., one or more related ASPs are in the ASP-
INACTIVE state, but none in the ASP-ACTIVE state).  The recovery timer 
T(r) is not running or has expired. 

AS-ACTIVE: The Application Server is available and application traffic 
is active.  This state implies that at least one ASP is in the ASP-
ACTIVE state.

AS-PENDING: An active ASP has transitioned to ASP-INACTIVE or ASP-DOWN  
and it was the last remaining active ASP in the AS.  A recovery timer 
T(r) SHOULD be started and all incoming signalling messages SHOULD be 
queued by the SGP.  If an ASP becomes ASP-ACTIVE before T(r) expires, 
the AS is moved to the AS-ACTIVE state and all the queued messages will 
be sent to the ASP. 

If T(r) expires before an ASP becomes ASP-ACTIVE, the SGP stops queuing 
messages and discards all previously queued messages. The AS will move 
to the AS-INACTIVE state if at least one ASP is in ASP-INACTIVE state, 
otherwise it will move to AS-DOWN state.

Figure 6 shows an example AS state machine for the case where the 
AS/ASP data is pre-configured.  For other cases where the AS/ASP 
configuration data is created dynamically, there would be differences 
in the state machine, especially at creation of the AS.  

For example, where the AS/ASP configuration data is not created until 
Registration of the first ASP, the AS-INACTIVE state is entered 
directly upon the first successful REG REQ from an ASP.  Another 
example is where the AS/ASP configuration data is not created until the 
first ASP successfully enters the ASP-ACTIVE state.  In this case the 
AS-ACTIVE state is entered directly.

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                 Figure 6: AS State Transition Diagram

     +----------+   one ASP trans to ACTIVE   +-------------+
     |    AS-   |---------------------------->|     AS-     |      
     | INACTIVE |                             |   ACTIVE    |
     |          |<---                         |             |
     +----------+    \                        +-------------+
        ^   |         \ Tr Expiry,                ^    |
        |   |          \ at least one             |    |
        |   |           \ ASP in ASP-INACTIVE     |    |
        |   |            \                        |    |
        |   |             \                       |    |
        |   |              \                      |    |
one ASP |   | all ASP       \            one ASP  |    | Last ACTIVE
trans   |   | trans to       \           trans to |    | ASP trans to
to      |   | ASP-DOWN        -------\   ASP-     |    | ASP-INACTIVE
ASP-    |   |                         \  ACTIVE   |    | or ASP-DOWN
INACTIVE|   |                          \          |    | (start Tr)
        |   |                           \         |    |
        |   |                            \        |    |
        |   v                             \       |    v         
     +----------+                          \  +-------------+
     |          |                           --|             |      
     | AS-DOWN  |                             | AS-PENDING  |
     |          |                             |  (queueing) |
     |          |<----------------------------|             |
     +----------+    Tr Expiry and no ASP     +-------------+
                     in ASP-INACTIVE state

    Tr = Recovery Timer

4.3.3 M2UA Management Procedures for Primitives

Before the establishment of an SCTP association the ASP state at both 
the SGP and ASP is assumed to be in the state ASP-DOWN.  

Once the SCTP association is established (see Section 4.2.1) and 
assuming that the local M2UA-User is ready, the local M2UA ASP 
Maintenance (ASPM) function will initiate the relevant procedures, 
using the ASP Up/ASP Down/ASP Active/ASP Inactive messages to convey 
the ASP state to the SGP (see Section 4.4.3).

If the M2UA layer subsequently receives an SCTP-COMMUNICATION_DOWN 
or SCTP-RESTART indication primitive from the underlying SCTP layer, 
it will inform the Layer Management by invoking the M-SCTP_STATUS 
indication primitive.  The state of the ASP will be moved to ASP-DOWN.

In the case of SCTP-COMMUNICATION_DOWN, the SCTP client MAY try to re-
establish the SCTP association.  This MAY be done by the M2UA layer 
automatically, or Layer Management MAY re-establish using the 
M-SCTP_ESTABLISH request primitive. 

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In the case of an SCTP-RESTART indication at an ASP, the ASP is now 
considered by its M2UA peer to be in the ASP-DOWN state.  The ASP, if 
it is to recover, must begin any recovery with the ASP-Up procedure.

4.3.4 ASPM Procedures for Peer-to-Peer Messages

4.3.4.1 ASP Up Procedures

After an ASP has successfully established an SCTP association to an 
SGP, the SGP waits for the ASP to send an ASP Up message, indicating 
that the ASP M2UA peer is available.  The ASP is always the initiator 
of the ASP Up message.  This action MAY be initiated at the ASP by an 
M-ASP_UP request primitive from Layer Management or MAY be initiated 
automatically by an M2UA management function.

When an ASP Up message is received at an SGP and internally the remote 
ASP is in the ASP-DOWN state and not considered locked-out for local 
management reasons, the SGP marks the remote ASP in the state ASP-
INACTIVE and informs Layer Management with an M-ASP_Up indication 
primitive.  If the SGP is aware, via current configuration data, which 
Application Servers the ASP is configured to operate in, the SGP 
updates the ASP state to ASP-INACTIVE in each AS that it is a member.  

Alternatively, the SGP may move the ASP into a pool of Inactive ASPs 
available for future configuration within Application Server(s), 
determined in a subsequent Registration Request or ASP Active 
procedure.  If the ASP Up message contains an ASP Identifier, the SGP 
should save the ASP Identifier for that ASP.  The SGP MUST send an 
ASP Up Ack message in response to a received ASP Up message even if 
the ASP is already marked as ASP-INACTIVE at the SGP.  

If for any local reason (e.g., management lock-out) the SGP cannot 
respond with an ASP Up Ack message, the SGP responds to an ASP Up 
message with an Error message with Reason "Refused - Management 
Blocking".  

At the ASP, the ASP Up Ack message received is not acknowledged. Layer 
Management is informed with an M-ASP_UP confirm primitive.  When an ASP
enters the ASP-INACTIVE state from the ASP-DOWN state towards an SGP 
the M2UA MUST mark all SS7 destinations configured to be reachable via 
this SGP as available.

When the ASP sends an ASP Up message it starts timer T(ack).  If the 
ASP does not receive a response to an ASP Up message within T(ack), the 
ASP MAY restart T(ack) and resend ASP Up messages until it receives an 
ASP Up Ack message.  T(ack) is provisionable, with a default of 2 
seconds.  Alternatively, retransmission of ASP Up messages MAY be put 
under control of Layer Management.  In this method, expiry of T(ack) 
results in an M-ASP_UP confirm primitive  carrying a negative 
indication.  

The ASP MUST wait for the ASP Up Ack message before sending any other 
M2UA messages (e.g., ASP Active or REG REQ).  If the SGP receives any 
other M2UA messages before an ASP Up message is received, the SGP 
SHOULD discard them.

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If an ASP Up message is received and internally the remote ASP is in 
the ASP-ACTIVE state, an ASP Up Ack message is returned, as well as 
an Error message ("Unexpected Message), and the remote ASP state is 
changed to ASP-INACTIVE in all relevant Application Servers.

If an ASP Up message is received and internally the remote ASP is 
already in the ASP-INACTIVE state, an ASP Up Ack message is returned 
and no further action is taken.

4.3.4.1.1  M2UA Version Control

If an ASP Up message with an unsupported version is received, the 
receiving end responds with an Error message, indicating the version 
the receiving node supports and notifies Layer Management.

This is useful when protocol version upgrades are being performed in a 
network.  A node upgraded to a newer version should support the older 
versions used on other nodes it is communicating with.  Because ASPs 
initiate the ASP Up procedure it is assumed that the Error message 
would normally come from the SGP.

4.3.4.2 ASP Down Procedures

The ASP will send an ASP Down message to an SGP when the ASP wishes to 
be removed from service in all Application Servers that it is a member 
and no longer receive any MAUP or ASPTM messages.  This action MAY be 
initiated at the ASP by an M-ASP_DOWN request primitive from Layer 
Management or MAY be initiated automatically by an M2UA management 
function.   

Whether the ASP is permanently removed from any AS is a function of 
configuration management.  In the case where the ASP previously used 
the Registration procedures (see Section 4.3.5) to register within 
Application Servers but has not deregistered from all of them prior to 
sending the ASP Down message, the SGP MUST consider the ASP as 
Deregistered in all Application Servers that it is still a member.

The SGP marks the ASP as ASP-DOWN, informs Layer Management with an 
M-ASP_Down indication primitive, and returns an ASP Down Ack message 
to the ASP. 

The SGP MUST send an ASP Down Ack message in response to a received ASP 
Down message from the ASP even if the ASP is already marked as ASP-DOWN 
at the SGP.  

At the ASP, the ASP Down Ack message received is not acknowledged. 
Layer Management is informed with an M-ASP_DOWN confirm primitive.  If 
the ASP receives an ASP Down Ack without having sent an ASP Down 
message, the ASP should now consider itself as in the ASP-DOWN state.  
If the ASP was previously in the ASP-ACTIVE or ASP_INACTIVE state, the 
ASP should then initiate procedures to return itself to its previous 
state.

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When the ASP sends an ASP Down message it starts timer T(ack).  If the 
ASP does not receive a response to an ASP Down message within T(ack), 
the ASP MAY restart T(ack) and resend ASP Down messages until it 
receives an ASP Down Ack message.  T(ack) is provisionable, with a 
default of 2 seconds.  Alternatively, retransmission of ASP Down 
messages MAY be put under control of Layer Management.  In this method, 
expiry of T(ack) results in an M-ASP_DOWN confirm primitive carrying a 
negative indication. 

4.3.4.4 ASP Active Procedures

Anytime after the ASP has received an ASP Up Ack message from the SGP, 
the ASP MAY send an ASP Active message to the SGP indicating that 
the ASP is ready to start processing traffic.  This action MAY be 
initiated at the ASP by an M-ASP_ACTIVE request primitive from Layer 
Management or MAY be initiated automatically by a M2UA management 
function.  In the case where an ASP wishes to process the traffic for 
more than one Application Server across a common SCTP association, the 
ASP Active message(s) SHOULD contain a list of one or more Interface 
Identifiers to indicate for which Application Servers the ASP Active 
message applies. It is not necessary for the ASP to include any 
Interface Identifiers of interest in a single ASP Active message, 
thus requesting to become active in all Interface Identifiers at the 
same time.  Multiple ASP Active messages MAY be used to activate 
within the Application Servers independently, or in sets.  In the 
case where an ASP Active message does not contain a Interface 
Identifier parameter, the receiver must know, via configuration data, 
which Application Server(s) the ASP is a member.

For the Application Servers that the ASP can successfully activate, 
the SGP responds with one or more ASP Active Ack messages, including 
the associated Interface Identifier(s) and reflecting any Traffic Mode 
Type value present in the related ASP Active message.  The Interface 
Identifier parameter MUST be included in the ASP Active Ack message(s) 
if the received ASP Active message contained any Interface Identifiers.
Depending on any Traffic Mode Type request in the ASP Active message 
or local configuration data if there is no request, the SGP moves the 
ASP to the correct ASP traffic state within the associated Application 
Server(s).  Layer Management is informed with an M-ASP_Active 
indication.  If the SGP receives any Data messages before an ASP Active 
message is received, the SGP MAY discard them.  By sending an ASP 
Active Ack message, the SGP is now ready to receive and send traffic 
for the related Interface Identifier(s).  The ASP SHOULD NOT send MAUP 
messages for the related Interface Identifier(s) before receiving an 
ASP Active Ack message, or it will risk message loss.

Multiple ASP Active Ack messages MAY be used in response to an ASP 
Active message containing multiple Interface Identifiers, allowing 
the SGP to independently acknowledge the ASP Active message for 
different (sets of) Interface Identifiers.  The SGP MUST send 
an Error message ("Invalid Interface Identifier") for each Interface 
Identifier value that cannot be successfully activated. 

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In the case where an "out-of-the-blue" ASP Active message is received 
(i.e., the ASP has not registered with the SG or the SG has no static 
configuration data for the ASP), the message MAY be silently discarded. 

The SGP MUST send an ASP Active Ack message in response to a received 
ASP Active message from the ASP, if the ASP is already marked in the 
ASP-ACTIVE state at the SGP.  

At the ASP, the ASP Active Ack message received is not acknowledged. 
Layer Management is informed with an M-ASP_ACTIVE confirm primitive.  
It is possible for the ASP to receive Data message(s) before the ASP 
Active Ack message as the ASP Active Ack and Data messages from an SG 
may be sent on different SCTP streams.  Message loss is possible as 
the ASP does not consider itself in the ASP-ACTIVE state until 
reception of the ASP Active Ack message.

When the ASP sends an ASP Active message it starts timer T(ack).  If 
the ASP does not receive a response to an ASP Active message within 
T(ack), the ASP MAY restart T(ack) and resend ASP Active message(s) 
until it receives an ASP Active Ack message.  T(ack) is provisionable, 
with a default of 2 seconds.  Alternatively, retransmission of ASP 
Active messages MAY be put under control of Layer Management.  In 
this method, expiry of T(ack) results in an M-ASP_ACTIVE confirm 
primitive carrying a negative indication.  

There are three modes of Application Server traffic handling in the SGP 
M2UA layer:  Override, Loadshare and Broadcast.  When included, the 
Traffic Mode Type parameter in the ASP Active message indicates the 
traffic handling mode to be used in a particular Application Server. 
If the SGP determines that the mode indicated in an ASP Active message 
is unsupported or incompatible with the mode currently configured for 
the AS, the SGP responds with an Error message ("Unsupported / Invalid 
Traffic Handling Mode").  If the traffic handling mode of the 
Application Server is not already known via configuration data, then 
the traffic handling mode indicated in the first ASP Active message 
causing the transition of the Application Server state to AS-ACTIVE MAY 
be used to set the mode.

In the case of an 0verride mode AS, reception of an ASP Active message 
at an SGP causes the (re)direction of all traffic for the AS to the ASP 
that sent the ASP Active message.  Any previously active ASP in the AS 
is now considered to be in state ASP-INACTIVE and SHOULD no longer 
receive traffic from the SGP within the AS.  The SGP then MUST send a 
Notify message ("Alternate ASP Active") to the previously active ASP 
in the AS, and SHOULD stop traffic to/from that ASP.  The ASP receiving 
this Notify MUST consider itself now in the ASP-INACTIVE state, if it 
is not already aware of this via inter-ASP communication with the 
Overriding ASP.

In the case of a Load-share mode AS, reception of an ASP Active 
message at an SGP causes the direction of traffic to the ASP sending 
the ASP Active message, in addition to all the other ASPs that are 
currently active in the AS.  The algorithm at the SGP for load-sharing 
traffic within an AS to all the active ASPs is implementation 
dependent.  The algorithm could, for example be round-robin or based 
on information in the Data message (e.g., such as the SLS in the 
Routing Label).  

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An SGP, upon reception of an ASP Active message for the first ASP in 
a Loadshare AS, MAY choose not to direct traffic to a newly active ASP 
until it determines that there are sufficient resources to handle the 
expected load (e.g., until there are "n" ASPs in state ASP-ACTIVE in 
the AS).

All ASPs within a load-sharing mode AS must be able to process any 
Data message received for the AS, to accommodate any potential 
fail-over or rebalancing of the offered load.

In the case of a Broadcast mode AS, reception of an ASP Active message 
at an SGP causes the direction of traffic to the ASP sending the ASP 
Active message, in addition to all the other ASPs that are currently 
active in the AS.  The algorithm at the SGP for broadcasting 
traffic within an AS to all the active ASPs is a simple broadcast 
algorithm, where every message is sent to each of the active ASPs. 
 
An SGP, upon reception of an ASP Active message for the first 
ASP in a Broadcast AS, MAY choose not to direct traffic to a newly 
active ASP until it determines that there are sufficient resources to 
handle the expected load (e.g., until there are "n" ASPs in state 
ASP-ACTIVE in the AS). 

Whenever an ASP in a Broadcast mode AS becomes ASP-ACTIVE, the SGP 
MUST tag the first DATA message broadcast in each SCTP stream with a 
unique Correlation Id parameter.  The purpose of this Correlation Id 
is to permit the newly active ASP to synchronize its processing of 
traffic in each ordered stream with the other ASPs in the broadcast 
group.

4.3.4.5 ASP Inactive Procedures

When an ASP wishes to withdraw from receiving traffic within an AS, the 
ASP sends an ASP Inactive message to the SGP.  This action MAY be 
initiated at the ASP by an M-ASP_INACTIVE request primitive from 
Layer Management or MAY be initiated automatically by an M2UA 
management function.  In the case where an ASP is processing the 
traffic for more than one Application Server across a common SCTP 
association, the ASP Inactive message contains one or more Interface 
Identifiers to indicate for which Application Servers the ASP Inactive 
message applies.  In the case where an ASP Inactive message does not 
contain a Interface Identifier parameter, the receiver must know, via
configuration data, which Application Servers the ASP is a member and 
move the ASP to the ASP-INACTIVE state in all Application Servers.  
In the case of an Override mode AS, where another ASP has already 
taken over the traffic within the AS with an ASP Active ("Override") 
message, the ASP that sends the ASP Inactive message is already 
considered by the SGP to be in state ASP-INACTIVE.  An ASP Inactive 
Ack message is sent to the ASP, after ensuring that all traffic is 
stopped to the ASP. 

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In the case of a Load-share mode AS, the SGP moves the ASP to the ASP-
INACTIVE state and the AS traffic is re-allocated across the remaining 
ASPs in the state ASP-ACTIVE, as per the load-sharing algorithm 
currently used within the AS.  A Notify message ("Insufficient ASP 
resources active in AS") MAY be sent to all inactive ASPs, if required.  
An ASP Inactive Ack message is sent to the ASP after all traffic 
is halted and Layer Management is informed with an M-ASP_INACTIVE 
indication primitive. 

In the case of a Broadcast mode AS, the SGP moves the ASP to the 
ASP-INACTIVE state and the AS traffic is broadcast only to the 
remaining ASPs in the state ASP-ACTIVE.  A Notify message 
("Insufficient ASP resources active in AS") MAY be sent to all 
inactive ASPs, if required.  An ASP Inactive Ack message is sent to 
the ASP after all traffic is halted and Layer Management is informed 
with an M-ASP_INACTIVE indication primitive.

Multiple ASP Inactive Ack messages MAY be used in response to an 
ASP Inactive message containing multiple Interface Identifers, 
allowing the SGP to independently acknowledge for different (sets 
of) Interface Identifiers.  The SGP sends an Error message ("Invalid 
Interface Identifier") message for each invalid or unconfigured 
Interface Identifer value in a received ASP Inactive message.

The SGP MUST send an ASP Inactive Ack message in response to a received 
ASP Inactive message from the ASP and the ASP is already marked as ASP-
INACTIVE at the SGP.  

At the ASP, the ASP Inactive Ack message received is not acknowledged.  
Layer Management is informed with an M-ASP_INACTIVE confirm primitive. 
If the ASP receives an ASP Inactive Ack without having sent an ASP 
Inactive message, the ASP should now consider itself as in the 
ASP-INACTIVE state.  If the ASP was previously in the ASP-ACTIVE 
state, the ASP should then initiate procedures to return itself to 
its previous state.
 
When the ASP sends an ASP Inactive message it starts timer T(ack).  
If the ASP does not receive a response to an ASP Inactive message 
within T(ack), the ASP MAY restart T(ack) and resend ASP Inactive 
messages  until it receives an ASP Inactive Ack message.  T(ack) is 
provisionable, with a default of 2 seconds.  Alternatively, 
retransmission of ASP Inactive messages MAY be put under control of 
Layer Management.  In this method, expiry of T(ack) results in a M-
ASP_Inactive confirm primitive carrying a negative indication.  

If no other ASPs in the Application Server are in the state ASP-ACTIVE, 
the SGP MUST send a Notify message ("AS-Pending") to all of the ASPs 
in the AS which are in the state ASP-INACTIVE.  The SGP SHOULD start 
buffering the incoming messages for T(r)seconds, after which messages 
MAY be discarded.  T(r) is configurable by the network operator.  If 
the SGP receives an ASP Active message from an ASP in the AS before 
expiry of T(r), the buffered traffic is directed to that ASP and the 
timer is cancelled.  If T(r) expires, the AS is moved to the 
AS-INACTIVE state.

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4.3.4.6 Notify Procedures

A Notify message reflecting a change in the AS state MUST be sent to 
all ASPs in the AS, except those in the ASP-DOWN state, with
appropriate Status Information and any ASP Identifier of the failed 
ASP.  At the ASP, Layer Management is informed with an M-NOTIFY 
indication primitive.  The Notify message MUST be sent whether the
AS state change was a result of an ASP failure or reception of an
ASP State Management (ASPSM) / ASP Traffic Management (ASPTM) message.
In the second case, the Notify message MUST be sent after any related
acknowledgement messages (e.g., ASP Up Ack, ASP Down Ack, ASP Active
Ack, or ASP Inactive Ack).

In the case where a Notify ("AS-PENDING") message is sent by an 
SGP that now has no ASPs active to service the traffic, or where a 
Notify ("Insufficient ASP resources active in AS") message MUST be sent 
in the Loadshare or Broadcast mode, the Notify message does not 
explicitly compel the ASP(s) receiving the message to become active.  
The ASPs remain in control of what (and when) traffic action is taken.

In the case where a Notify message does not contain a Interface 
Identifier parameter, the receiver must know, via configuration data, 
of which Application Servers the ASP is a member and take the 
appropriate action in each AS.

4.3.4.7 Heartbeat Procedures

The optional Heartbeat procedures MAY be used when operating over 
transport layers that do not have their own heartbeat mechanism for 
detecting loss of the transport association (i.e., other than SCTP).  

Either M2UA peer may optionally send Heartbeat messages periodically, 
subject to a provisionable timer T(beat).  Upon receiving a Heartbeat 
message, the M2UA peer MUST respond with a Heartbeat Ack message. 

If no Heartbeat Ack message (or any other M2UA message) is received 
from the M2UA peer within 2*T(beat), the remote M2UA peer is considered 
unavailable.  Transmission of Heartbeat messages is stopped and the 
signalling process SHOULD attempt to re-establish communication if it 
is configured as the client for the disconnected M2UA peer.

The Heartbeat message may optionally contain an opaque Heartbeat Data 
parameter that MUST be echoed back unchanged in the related Heartbeat 
Ack message.  The sender, upon examining the contents of the returned 
Heartbeat Ack message, MAY choose to consider the remote M2UA peer as 
unavailable.  The contents/format of the Heartbeat Data parameter is 
implementation-dependent and only of local interest to the original 
sender.  The contents may be used, for example, to support a Heartbeat 
sequence algorithm (to detect missing Heartbeats), and/or a timestamp 
mechanism (to evaluate delays).

Note: Heartbeat related events are not shown in Figure 5 "ASP state 
transition diagram".  

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4.4  Link Key Management Procedures

The Interface Identifier Management procedures are optional.  They can 
be used to support automatic allocation of Signalling Terminals or 
Signalling Data Links [2][3].

4.4.1 Registration

An ASP MAY dynamically register with an SGP as an ASP within an
Application Server for individual Interface Identifier(s) using 
the REG REQ message.  A Link Key parameter in the REG REQ specifies 
the parameters associated with the Link Key.

The SGP examines the contents of the received Link Key parameters (SDLI
and SDTI) and compares them with the currently provisioned Interface 
Identifiers.  If the received Link Key matches an existing SGP Link Key 
entry, and the ASP is not currently included in the list of ASPs for 
the related Application Server, the SGP MAY authorize the ASP to be 
added to the AS.  Or, if the Link Key does not currently exist and the 
received Link Key data is valid and unique, an SGP supporting dynamic
configuration MAY authorize the creation of a new Interface Identifier 
and related Application Server and add the ASP to the new AS.  In either
case, the SGP returns a Registration Response message to the ASP,
containing the same Local-LK-Identifier as provided in the initial
request, a Registration Result "Successfully Registered" and the
Interface Identifier.  A unique method of Interface Identifier valid 
assignment at the SG/SGP is implementation dependent but must be 
guaranteed to be unique for each Application server or Link Key 
served by SGP.

If the SGP determines that the received Link Key data is invalid, or
contains invalid parameter values, the SGP returns a Registration
Response message to the ASP, containing a Registration Result "Error
- Invalid Link Key", "Error - Invalid SDTI", "Error - Invalid SDLI"
as appropriate.

If the SGP determins that the Link Key parameter overlaps with an
existing Link Key entry, the SGP returns a Registration Response
message to the ASP, with a Registration Status of "Error -
Overlapping (Non-Unique) Link Key".  An incoming signalling message
received at an SGP cannot match against more than one Link Key.

If the SGP does not authorize the registration request, the SGP
returns a REG RSP message to the ASP containing the Registration
Result "Error - Permission Denied".

If an SGP determines that a received Link Key does not currently
exist and the SGP does not support dynamic configuration, the SGP
returns a Registration Response message to the ASP, containing a
Registration Result "Error - Link Key not Provisioned".

If an SGP determines that a received Link Key does not currently
exist and the SGP supports dynamic reconfiguration but does not have
the capacity to add new Link Key and Application Server entries, the
SGP returns a Registration Response message to the ASP, containing a
Registration Result "Error - Insufficient Resources".

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An ASP MAY register multiple Link Keys at once by including a number
of Link Key parameters in a single REG REQ message.  The SGP MAY
response to each registration request in a single REG RSP message,
indicating the success or failure result for each Link Key in a
separate Registration Result parameter.  Alternatively, the SGP MAY
respond with multiple REG RSP messages, each with one or more
Registration Result parameters.  The ASP uses the Local-LK-Identifier
parameter to correlate the requests with the responses.

4.4.2 Deregistration

An ASP MAY dynamically de-register with an SGP as an ASP within an
Application Server for individual Interface Identifier(s) using 
the DEREG REQ message.  A Interface Identifier parameter in the 
DEREG REQ specifies which Interface Identifier to de-register.

The SGP examines the contents of the received Interface Identifier
parameter and validates that the ASP is currently registered in the
Application Server(s) related to the included Interface
Identifier(s).  If validated, the ASP is de-registered as an ASP in
the related Application Server.

The deregistration procedure does not necessarily imply the deletion
of Link Key and Application Server configuration data at the SGP.
Other ASPs may continue to be associated with the Application
Server, in which case the Link Key data CANNOT be deleted.  If a
Deregistration results in no more ASPs in an Application Server, an
SGP MAY delete the Link Key data.

The SGP acknowledges the de-registration requires by returning a DEREG
RSP to the requesting ASP.  The result of the de-registration is
found in the Deregistration Result parameter, indicating success or
failure with cause.

An ASP MAY de-register multiple Interface Identifiers at once by
including a number of Interface Identifiers in a single DEREG REQ
message.  The SGP MUST response to each deregistration request in a
single DEREG RSP message, indicating the success or failure result
for each Interface Identifier in a separate Deregistration Result
parameter.

5.0  Examples of MTP2 User Adaptation (M2UA) Procedures

5.1  Establishment of associations between SGP and MGC examples

5.1.1 Single ASP in an Application Server (1+0 sparing)

This scenario shows the example M2UA message flows for the establishment
of traffic between an SGP and an ASP, where only one ASP is configured
within an AS (no backup).  It is assumed that the SCTP association is
already set-up.

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             SGP                       ASP1
              |
              |<---------ASP Up----------|
              |--------ASP Up Ack------->|
              |                          |
              |<-------ASP Active--------|
              |------ASP Active Ack----->|
              |                          |
              |------NTFY(AS-ACTIVE)---->|

5.1.2 Single ASP in an Application Server (1+0 sparing) with Dynamic
      Registration

This scenario is the same as the one shown in Section 5.1.1 except 
with a dynamic registration (automatic allocation) of Interface
Identifier(s).  

             SGP                       ASP1
              |
              |<---------ASP Up----------|
              |--------ASP Up Ack------->|
              |                          |
              |<--------REG REQ----------|
              |------REG REQ RESP------->|
              |                          |
              |<-------ASP Active--------|
              |------ASP Active Ack----->|
              |                          |
              |------NTFY(AS-ACTIVE)---->|

5.1.3 Two ASPs in Application Server (1+1 sparing)

This scenario shows the example M2UA message flows for the establishment
of traffic between an SGP and two ASPs in the same Application Server,
where ASP1 is configured to be active and ASP2 to be standby in the event
of communication failure or the withdrawal from service of ASP1.  ASP2 MAY
act as a hot, warm, or cold standby depending on the extent to which ASP1
and ASP2 share call/transaction state or can communicate call state under
failure/withdrawal events.  

       SGP                       ASP1                       ASP2
        |                         |                          |
        |<--------ASP Up----------|                          |
        |-------ASP Up Ack------->|                          |
        |                         |                          |
        |<-----------------------------ASP Up----------------|
        |----------------------------ASP Up Ack------------->|
        |                         |                          |
        |                         |                          |
        |<-------ASP Active-------|                          |
        |-----ASP Active Ack----->|                          |
        |                         |                          |
        |                         |                          |
        |-----NTFY(AS-ACTIVE)---->|                          |
        |                         |                          |
        |------------------NTFY(AS-ACTIVE)------------------>|

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5.2 ASP Traffic Fail-over Examples

5.2.1 (1+1 Sparing, withdrawal of ASP, backup Override)

Following on from the example in Section 5.1.2, and ASP withdraws from
service:

       SGP                       ASP1                       ASP2
        |                         |                          |
        |<-----ASP Inactive-------|                          |
        |----ASP Inactive Ack---->|                          |
        |                         |                          |
        |------------------NTFY(AS-PENDING)----------------->|
        |                         |                          |
        |<------------------------------ ASP Active----------|
        |-----------------------------ASP Active Ack-------->|
        |                         |                          |
        |------------------NTFY(AS-ACTIVE)------------------>|
        |                         |                          |

In this case, the SGP notifies ASP2 that the AS has moved to the
AS-PENDING state.  ASP2 sends ASP Active to bring the AS back to 
the AS-ACTIVE state.  If ASP2 did not send the ASP Active message
before T(r) expired, the SGP would send a NOTIFY (AS-DOWN).

Note: If the SGP detects loss of the M2UA peer (through a detection
of SCTP failure), the initial SGP-ASP1 ASP Inactive message exchange 
would not occur.

       SGP                       ASP1                       ASP2
        |                         |                          |
  (detects SCTP failure)                   
        |------------------NTFY(AS-PENDING)----------------->|
        |                         |                          |
        |<------------------------------ ASP Active----------|
        |-----------------------------ASP Active Ack-------->|
        |                         |                          |
        |------------------NTFY(AS-ACTIVE)------------------>|
        |                         |                          |

5.2.2 (1+1 Sparing, backup Override)

Following on from the example in Section 5.1.2, and ASP2 wishes to 
override ASP1 and take over the traffic:

       SGP                       ASP1                       ASP2
        |                         |                          |
        |<-------------------------------ASP Active----------|
        |-----------------------------ASP Active Ack-------->|
        |----NTFY(Alt ASP-Act)--->|                          |
        |                         |                          |

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In this case, the SGP notifies ASP1 that an alternative ASP has
overridden it.

5.3  SGP to MGC, MTP Level 2 to MTP Level 3 Boundary Procedures

When the M2UA layer on the ASP has a MAUP message to send to the SGP, it 
will do the following:

  - Determine the correct SGP

  - Find the SCTP association to the chosen SGP

  - Determine the correct stream in the SCTP association based on  
    the SS7 link

  - Fill in the MAUP message, fill in M2UA Message Header, fill in
    Common Header

  - Send the MAUP message to the remote M2UA peer in the SGP, over the  
    SCTP association

When the M2UA layer on the SGP has a MAUP message to send to the ASP, it 
will do the following:

  - Determine the AS for the Interface Identifier

  - Determine the Active ASP (SCTP association) within the AS

  - Determine the correct stream in the SCTP association based on  
    the SS7 link

  - Fill in the MAUP message, fill in M2UA Message Header, fill in
    Common Header

  - Send the MAUP message to the remote M2UA peer in the ASP, over the  
    SCTP association

5.3.1  SS7 Link Alignment

The MGC can request that a SS7 link be brought into alignment using the
normal or emergency procedure [2][3].  An example of the message flow 
to bring a SS7 link in-service using the normal alignment procedure is 
shown below.

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       MTP2            M2UA                  M2UA               MTP3 
        SGP             SGP                   ASP                ASP

        <----Start Req---|<---Establish Req----|<----Start Req------

        ---In Serv Ind-->|----Establish Cfm--->|----In Serv Ind---->

An example of the message flow to bring a SS7 link in-service using the
emergency alignment procedure.

 MTP2            M2UA                               M2UA           MTP3
  SGP             SGP                                ASP            ASP

  <----Emer Req----|<--State Req (STATUS_EMER_SET)----|<----Emer Req---

  -----Emer Cfm--->|---State Cfm (STATUS_EMER_SET)--->|----Emer Cfm---->

  <---Start Req----|<-------Establish Req-------------|<---Start Req----

  ---In Serv Ind-->|--------Establish Cfm------------>|---In Serv Ind-->

5.3.2  SS7 Link Release

The MGC can request that a SS7 link be taken out-of-service.  It uses
the Release Request message as shown below.

     MTP2               M2UA                  M2UA                MTP3 
      SGP                SGP                   ASP                 ASP

       <-----Stop Req-----|<---Release Req------|<-----Stop Req------

       --Out of Serv Ind->|----Release Cfm----->|--Out of Serv Ind-->

The SGP can autonomously indicate that a SS7 link has gone out-of-
service as shown below.

       MTP2           M2UA                  M2UA              MTP3 
        SGP            SGP                   ASP               ASP

         --Out of Serv->|----Release Ind----->|--Out of Serv-->

5.3.3  Set and Clear Local Processor Outage

The MGC can set a Local Processor Outage condition.  It uses the
State Request message as shown below.

  MTP2            M2UA                               M2UA           MTP3
   SGP             SGP                                ASP            ASP

   <----LPO Req----|<---State Req (STATUS_LPO_SET)----|<----LPO Req---

   -----LPO Cfm--->|----State Cfm (STATUS_LPO_SET)--->|----LPO Cfm---->

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The MGC can clear a Local Processor Outage condition.  It uses the
State Request message as shown below.

  MTP2            M2UA                               M2UA          MTP3
   SGP             SGP                                ASP           ASP

   <---LPO Req---|<---State Req (STATUS_LPO_CLEAR)----|<----LPO Req---

   ----LPO Cfm-->|----State Cfm (STATUS_LPO_CLEAR)--->|----LPO Cfm---->

5.3.4  Notification of Remote Processor Outage

The SGP can indicate Remote has entered or exited the Processor Outage 
condition for a SS7 link.  It uses the State Indication message as shown 
below.

 MTP2           M2UA                                M2UA           MTP3
  SGP            SGP                                 ASP            ASP

  ----RPO Ind---->|----State Ind (EVENT_RPO_ENTER)-->|-----RPO Ind---->

  -RPO Rcvr Ind-->|----State Ind (EVENT_RPO_EXIT)--->|--RPO Rcvr Ind-->

5.3.5  Notification of SS7 Link Congestion

The SGP can indicate that a SS7 link has become congested.  It uses the 
Congestion Indication message as shown below.

 MTP2           M2UA                                M2UA           MTP3
  SGP            SGP                                 ASP            ASP

  ----Cong Ind---->|--------Cong Ind (STATUS)------->|----Cong Ind---->

  -Cong Cease Ind->|--------Cong Ind (STATUS)------->|-Cong Cease Ind->

5.3.6  SS7 Link Changeover

An example of the message flow for an error free changeover is shown 
below.  In this example, there were three messages in the retransmission 
queue that needed to be retrieved.

  MTP2          M2UA                            M2UA             MTP3
   SGP           SGP                             ASP              ASP

   <-Rtrv BSN Req-|<--Rtrv Req (ACTION_RTRV_BSN)--|<--Rtrv BSN Req---
                               (seq_num = 0)

   -Rtrv BSN Cfm->|---Rtrv Cfm (ACTION_RTRV_BSN)->|---Rtrv BSN Cfm-->
                               (seq_num = BSN)

   <-Rtrv Msg Req-|<-Rtrv Req (ACTION_RTRV_MSGS)--|<--Rtrv Msg Req---
                               (seq_num = FSN)

   -Rtrv Msg Cfm->|--Rtrv Cfm (ACTION_RTRV_MSGS)->|---Rtrv Msg Cfm-->
                               (seq_num = 0)

   -Rtrv Msg Ind->|---------Retrieval Ind ------->|---Rtrv Msg Ind-->
   -Rtrv Msg Ind->|---------Retrieval Ind ------->|---Rtrv Msg Ind-->
   -Rtrv Msg Ind->|---------Retrieval Ind ------->|---Rtrv Msg Ind-->

   -Rtrv Compl Ind->|----Retrieval Compl Ind ---->|-Rtrv Compl Ind-->

Note:  The number of Retrieval Indication is dependent on the number of
messages in the retransmit queue that have been requested.  Only one
Retrieval Complete Indication SHOULD be sent.

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An example of a message flow with an error retrieving the BSN is shown
below.

  MTP2          M2UA                            M2UA             MTP3
   SGP           SGP                             ASP              ASP

   <-Rtrv BSN Req-|<--Rtrv Req (ACTION_RTRV_BSN)--|<--Rtrv BSN Req---

   -BSN Not Rtrv->|---Rtrv Cfm (ACTION_RTRV_BSN)->|---BSN Not Rtrv-->
                               (seq_num = -1)

An example of a message flow with an error retrieving the messages is 
shown below.

   <-Rtrv BSN Req-|<--Rtrv Req (ACTION_RTRV_BSN)--|<--Rtrv BSN Req---

   -Rtrv BSN Cfm->|---Rtrv Cfm (ACTION_RTRV_BSN)->|---Rtrv BSN Cfm-->
                               (seq_num = BSN)

   <-Rtrv Msg Req-|<-Rtrv Req (ACTION_RTRV_MSGS)--|<--Rtrv Msg Req---
                               (seq_num = FSN)

   -Rtrv Msg Cfm->|--Rtrv Cfm (ACTION_RTRV_MSGS)->|---Rtrv Msg Cfm-->
                               (seq_num = -1)

An example of a message flow for a request to drop messages (clear
retransmission buffers) is shown below.

  MTP2          M2UA                            M2UA             MTP3
   SGP           SGP                              ASP             ASP

 <-Clr TB/RTB Req-|<-Rtrv Req (ACTION_DROP_MSGS)-|<--Clr TB/RTB Req---

 -Clr TB/RTB Ind->|-Rtrv Cfm (ACTION_DROP_MSGS)->|---Clr TB/RTB Ind-->

5.3.7  Flush and Continue

The following message flow shows a request to flush buffers. 

  MTP2            M2UA                              M2UA          MTP3
   SGP             SGP                               ASP           ASP

   <--Flush Req----|<-State Req (STATUS_FLUSH_BUFS)--|<---Flush Req--

   ---Flush Cfm--->|--State Cfm (STATUS_FLUSH_BUFS)->|---Flush Cfm-->

The following message flow shows a request to continue.

  MTP2            M2UA                              M2UA          MTP3
   SGP             SGP                               ASP           ASP

   <---Cont Req----|<--State Req (STATUS_CONTINUE)---|<---Cont Req---

   ----Cont Cfm--->|---State Cfm (STATUS_CONTINUE)-->|----Cont Cfm-->

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5.3.8  Auditing of SS7 link state

It may be necessary for the ASP to audit the current state of a SS7 link.
The flows below show an example of the request and all the potential
responses.

Below is an example in which the SS7 link is out-of-service.

 MTP2           M2UA                              M2UA           MGMT
  SGP            SGP                               ASP            ASP

                 |<----State Req (STATUS_AUDIT)----|<----Audit-------

                                                                 MTP3
                                                                  ASP

                 |-----------Release Ind---------->|-Out of Serv Ind->

                                                                 MGMT
                                                                  ASP

                 |-----State Cfm (STATUS_AUDIT)--->|----Audit Cfm--->

Below is an example in which the SS7 link is in-service.

 MTP2           M2UA                              M2UA           MGMT
  SGP            SGP                               ASP            ASP

                 |<----State Req (STATUS_AUDIT)----|<----Audit-------

                                                                 MTP3
                                                                  ASP

                 |-----------Establish Cfm-------->|---In Serv Ind-->

                                                                 MGMT
                                                                  ASP

                 |-----State Cfm (STATUS_AUDIT)--->|----Audit Cfm--->

Below is an example in which the SS7 link is in-service, but congested.

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 MTP2           M2UA                              M2UA           MGMT
  SGP            SGP                               ASP            ASP

                 |<----State Req (STATUS_AUDIT)----|<----Audit-------

                                                                 MTP3
                                                                  ASP

                 |-----------Establish Cfm-------->|---In Serv Ind-->

                 |----------Congestion Ind-------->|---Cong Ind----->

                                                                 MGMT
                                                                  ASP

                 |-----State Cfm (STATUS_AUDIT)--->|----Audit Cfm--->

Below is an example in which the SS7 link is in-service, but in Remote
Processor Outage.

 MTP2           M2UA                              M2UA           MGMT
  SGP            SGP                               ASP            ASP

                 |<----State Req (STATUS_AUDIT)----|<---Audit Req----

                                                                 MTP3
                                                                  ASP

                 |-----------Establish Ind-------->|---In Serv Ind-->

                 |---State Ind (EVENT_RPO_ENTER)-->|----RPO Enter--->

                                                                 MGMT
                                                                  ASP

                 |-----State Cfm (STATUS_AUDIT)--->|----Audit Cfm--->

6.0 Timer Values

The recommended default values for M2UA timers are:

     T(r)                                    2 seconds
     T(ack)                                  2 seconds
     T(beat)   Heartbeat Timer               30 seconds 

7.0 Security Considerations

M2UA is designed to carry signalling messages for telephony services. 
As such, M2UA MUST involve the security needs of several parties: the 
end users of the services; the network providers and the applications 
involved.  Additional requirements MAY come from local regulation.   
While having some overlapping security needs, any security solution 
SHOULD fulfill all of the different parties' needs.

7.1 Threats

There is no quick fix, one-size-fits-all solution for security.  As a
transport protocol, M2UA has the following security objectives:

 * Availability of reliable and timely user data transport.
 * Integrity of user data transport.
 * Confidentiality of user data.

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M2UA runs on top of SCTP.  SCTP [5] provides certain transport related
security features, such as:

 * Blind Denial of Service Attacks
 * Flooding
 * Masquerade
 * Improper Monopolization of Services

When M2UA is running in professionally managed corporate or service
provider network, it is reasonable to expect that this network includes
an appropriate security policy framework. The "Site Security Handbook" 
[10] SHOULD be consulted for guidance.

When the network in which M2UA runs in involves more than one party, it
MAY NOT be reasonable to expect that all parties have implemented 
security in a sufficient manner.  In such a case, it is recommended that 
IPSEC is used to ensure confidentiality of user payload.  Consult [11] 
for more information on configuring IPSEC services.

7.2 Protecting Confidentiality

Particularly for mobile users, the requirement for confidentiality MAY
include the masking of IP addresses and ports.  In this case application
level encryption is not sufficient; IPSEC ESP SHOULD be used instead.
Regardless of which level performs the encryption, the IPSEC ISAKMP
service SHOULD be used for key management.

8.0 IANA Considerations

8.1 SCTP Payload Protocol Identifier

A request will be made to IANA to assign an M2UA value for the Payload
Protocol Identifier in SCTP Payload Data chunk.  The following SCTP 
Payload Protocol Identifier will be registered:

        M2UA    "2"

The SCTP Payload Protocol Identifier is included in each SCTP Data chunk,
to indicate which protocol the SCTP is carrying.  This Payload Protocol
Identifier is not directly used by SCTP but MAY be used by certain 
network entities to identify the type of information being carried in a 
Data chunk.

The User Adaptation peer MAY use the Payload Protocol Identifier as a 
way of determining additional information about the data being presented 
to it by SCTP.

8.2  M2UA Protocol Extensions

This protocol may also be extended through IANA in three ways:

 -- through definition of additional message classes,
 -- through definition of additional message types, and
 -- through definition of additional message parameters.

The definition and use of new message classes, types and parameters is 
an integral part of SIGTRAN adaptation layers.  Thus, these extensions 
are assigned by IANA through an IETF Consensus action as defined in 
[RFC2434].

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The proposed extension must in no way adversely affect the general 
working of the protocol.

8.2.1 IETF Defined Message Classes

The documentation for a new message class MUST include the following
information:

(a) A long and short name for the message class.
(b) A detailed description of the purpose of the message class.

8.2.2 IETF Defined Message Types

Documentation of the message type MUST contain the following 
information:

(a) A long and short name for the new message type.
(b) A detailed description of the structure of the message.
(c) A detailed definition and description of intended use of each field
    within the message.
(d) A detailed procedural description of the use of the new message 
    type within the operation of the protocol.
(e) A detailed description of error conditions when receiving this 
    message type.

When an implementation receives a message type which it does not support, 
it MUST respond with an Error (ERR) message with an Error Code of
Unsupported Message Type.

8.2.3 IETF-defined TLV Parameter Extension

Documentation of the message parameter MUST contain the following
information:

(a) Name of the parameter type.
(b) Detailed description of the structure of the parameter field. This
    structure MUST conform to the general type-length-value format
    described in Section 3.1.5.
(c) Detailed definition of each component of the parameter value.
(d) Detailed description of the intended use of this parameter type,
    and an indication of whether and under what circumstances
    multiple instances of this parameter type may be found within the
    same message type. 

9.0  Acknowledgements

The authors would like to thank John Loughney, Neil Olson, Michael 
Tuexen, Nikhil Jain, Steve Lorusso, Dan Brendes, Joe Keller, Heinz 
Prantner, Barry Nagelberg, Naoto Makinae, Joyce Archibald, Mark
Kobine, Nitin Tomar, Harsh Bhondwe and Karen King for their valuable 
comments and suggestions.

Morneault, et al                                               [Page 73]

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10.0  References

[1] ITU-T Recommendation Q.700, 'Introduction To ITU-T Signalling
    System No. 7 (SS7)'

[2] ITU-T Recommendation Q.701-Q.705, 'Signalling System No. 7 (SS7) -
    Message Transfer Part (MTP)'

[3] ANSI T1.111 'Signalling System Number 7 - Message Transfer Part'

[4] Bellcore GR-246-CORE 'Bell Communications Research Specification
    of Signalling System Number 7', Volume 1, December 1995

[5] Stream Control Transmission Protocol, RFC 2960, October 2000

[6] Architectural Framework for Signalling Transport, RFC 2719, 
    October 1999

[7] ITU-T Recommendation Q.2140, 'B-ISDN ATM Adaptation Layer', 
    February 1995

[8] ITU-T Recommendation Q.2210, 'Message transfer part level 3
    functions and messages using the services of ITU-T
    Recommendation Q.2140', August 1995

[9] ITU-T Recommendation Q.751.1, 'Network Element Management 
    Information Model for the Message Transfer Part', October 1995

[10] Site Security Handbook, RFC 2196, September 1997

[11] Security Architecture for the Internet Protocol, RFC 2401

[12] SCTP Dynamic Addition of IP addresses, draft-ietf-tsvwg-addip-
     sctp-00.txt, Work In Progress

Morneault, et al                                               [Page 74]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

11.0  Author's Addresses

Ken Morneault                                     Tel: +1-703-484-3323
Cisco Systems Inc.                           EMail: kmorneau@cisco.com
13615 Dulles Technology Drive
Herndon, VA. 20171
USA

Ram Dantu, Ph.D.                                   Tel +1-214-291-1111
NetRake Corporation                           EMail rdantu@netrake.com
3000 Technology Drive
Plano, TX 75074
USA

Greg Sidebottom                               EMail: gregside@home.com
gregside consulting
Kanata, Ontario
Canada

Tom George                                        Tel: +1-972-519-3168
Alcatel USA                          EMail: tom.george@usa.alcatel.com
1000 Coit Road
Plano, TX 74075
USA

Brian Bidulock                                     Tel +1-972-839-4489
OpenSS7 Project                            EMail: bidulock@openss7.org
c/o #424, 4701 Preston Park Blvd.
Plano, TX 75093
USA

Jacob Heitz                                        Tek +1-510-747-2917
Lucent Technologies                           Email: jheitz@lucent.com
1701 Harbor Bay Parkway
Alameda, CA, 94502
USA

Morneault, et al                                               [Page 75]

Internet Draft         SS7 MTP2 User Adaptation Layer           Nov 2001

Appendix A:  Signalling Network Architecture

A Signalling Gateway will support the transport of MTP2-User signalling
traffic received from the SS7 network to one or more distributed ASPs
(e.g., MGCs).  Clearly, the M2UA protocol description cannot in itself
meet any performance and reliability requirements for such transport.
A physical network architecture is required, with data on the
availability and transfer performance of the physical nodes involved in
any particular exchange of information.  However, the M2UA protocol is
flexible enough allow its operation and management in a variety of
physical configurations that will enable Network Operators to meet
their performance and reliability requirements.

To meet the stringent SS7 signalling reliability and performance
requirements for carrier grade networks, these Network Operators should
ensure that there is no single point of failure provisioned in the end-
to-end network architecture between an SS7 node and an IP ASP.

Depending of course on the reliability of the SGP and ASP functional
elements, this can typically be met by the spreading SS7 links in a 
SS7 linkset [1] across SGPs or SGs, the provision of redundant 
QoS-bounded IP network paths for SCTP Associations between SCTP End 
Points, and redundant Hosts.  The distribution of ASPs within the 
available Hosts is also important.  For a particular Application 
Server, the related ASPs MAY be distributed over at least two Hosts.

An example logical network architecture relevant to carrier-grade
operation in the IP network domain is shown in Figure 7 below:

       **************                              **************
       *  ********__*______________________________*__********  * Host1
  SG1  *  * SGP1 *__*________________       _______*__* ASP1 *  *
       *  ********  *                |     |       *  ********  *
       *      .     *                |     |       *            *
       *      .     *                |     |       **************
       **************                |     |
                                     |     |
       **************                |     |
       *  ********__*______________________|
  SG2  *  * SGP2 *__*________        |
       *  ********  *        |       |
       *      .     *        |       |
       *      .     *        |       |
       **************        |       |             **************
                             |       |_____________*__********  * Host2
                             |_____________________*__* ASP2 *  *
              .                                    *  ********  *
              .            SCTP Associations       *            *
              .                                    **************
                                                           .
                                                           .
                                                           .

                    Figure 7:  Logical Model Example

To avoid a single point of failure, it is recommended that a minimum 
of two ASPs be configured in an AS list, resident in separate hosts 
and, therefore, available over different SCTP associations.  For 
example, in the network shown in Figure 7, all messages for the 
Interface Identifiers could be sent to ASP1 in Host1 or ASP2 in 
Host2.  The AS list at SGP1 might look like the following:

    Interface Identifiers - Application Server #1
        ASP1/Host1  - State = Active
        ASP2/Host2  - State = Inactive

In this 1+1 redundancy case, ASP1 in Host1 would be sent any incoming
message for the Interface Identifiers registered.  ASP2 in Host2 would
normally be brought to the active state upon failure of ASP1/Host1.  
In this example, both ASPs are Inactive or Active, meaning that the 
related SCTP association and far-end M2UA peer is ready.

For carrier grade networks, Operators should ensure that under failure
or isolation of a particular ASP, stable calls or transactions are not
lost.  This implies that ASPs need, in some cases, to share the call/-
transaction state or be able to pass the call/transaction state between
each other.  Also, in the case of ASPs performing call processing,
coordination MAY be required with the related Media Gateway to transfer
the MGC control for a particular trunk termination.  However, this
sharing or communication is outside the scope of this document.


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