OpenSS7
SS7 for the
Common Man
© Copyright 1997-2007 OpenSS7 Corporation All Rights Reserved.
Last modified: Wed, 30 Jul 2008 10:17:34 GMT
Home TopIndex FirstPrev Next LastMore Download Info FAQ Mail  Home -> Documentation -> SIGTRAN -> draft-ietf-sigtran-m3ua-06
Quick Links

Download

SCTP

SIGTRAN

SS7

Hardware

STREAMS

Asterisk

Related

Package

Manual

FAQ

SIGTRAN

SCTP

UA

TUA

SUA

ISUA

M3UA

M2UA

M2PA

IUA

TALI

SS7 over IP

Documentation

FAQ

SIGTRAN

Design

Conformance

Performance

References

Man Pages

Manuals

Papers

Home

Overview

Status

Documentation

Resources

About

News

draft-ietf-sigtran-m3ua-06

Description: Request For Comments

You can download source copies of the file as follows:

draft-ietf-sigtran-m3ua-06.txt in text format.

Listed below is the contents of file draft-ietf-sigtran-m3ua-06.txt.


Network Working Group                          Greg Sidebottom (Editor)
INTERNET-DRAFT                                             Guy Mousseau
                                                        Nortel Networks
                                                             Lyndon Ong
                                                   Point Reyes Networks
                                                             Ian Rytina
                                                               Ericsson
                                             Hanns-Juergen Schwarzbauer
                                                      Klaus Gradischnig
                                                                Siemens
                                                          Ken Morneault
                                                                  Cisco
                                                          Mallesh Kalla
                                                              Telcordia
                                                         Normand Glaude
                                               Performance Technologies

Expires in six months                                         Feb 2001

                SS7 MTP3-User Adaptation Layer (M3UA)
                  <draft-ietf-sigtran-m3ua-06.txt>

Status of This Memo

This document is an Internet-Draft and is in full conformance with all 
provisions of Section 10 of RFC 2026. Internet-Drafts are working 
documents of the Internet Engineering Task Force (IETF), its areas, and 
its working groups.  Note that other groups may also distribute working 
documents as Internet-Drafts.

Internet-Drafts are draft documents valid for a maximum of six months 
and may be updated, replaced, or obsoleted by other documents at any 
time.  It is inappropriate to use Internet-Drafts as reference material 
or to cite them other than as 'work in progress.'

     The list of current Internet-Drafts can be accessed at
     http://www.ietf.org/ietf/1id-abstracts.txt

     The list of Internet-Draft Shadow Directories can be accessed at
     http://www.ietf.org/shadow.html.

To learn the current status of any Internet-Draft, please check the 
'1id-abstracts.txt' listing contained in the Internet- Drafts Shadow 
Directories on ftp.is.co.za (Africa), nic.nordu.net (Europe), 
munnari.oz.au (Pacific Rim), ftp.ietf.org (US East Coast), or 
ftp.isi.edu (US West Coast).

Abstract

This Internet Draft defines a protocol for supporting the transport of 
any SS7 MTP3-User signalling (e.g., ISUP and SCCP messages) over IP 
using the services of the Stream Control Transmission Protocol.  Also, 
provision is made for protocol elements that enable a seamless 
operation of the MTP3-User peers in the SS7 and IP domains. This 

Sidebottom et al                                              [Page 1]

Internet Draft         SS7 MTP3-User Adaptation Layer         Feb 2001

protocol would be used between a Signalling Gateway (SG) and a Media 
Gateway Controller (MGC) or IP-resident Database.  It is assumed that 
the SG receives SS7 signalling over a standard SS7 interface using the 
SS7 Message Transfer Part (MTP) to provide transport. 

Sidebottom et al                                              [Page 2]

Internet Draft         SS7 MTP3-User Adaptation Layer         Feb 2001

                        TABLE OF CONTENTS

1. Introduction.......................................................4
    1.1 Scope.........................................................4
    1.2 Terminology...................................................4
    1.3 M3UA Overview.................................................6
    1.4 Functional Areas.............................................12
    1.5 Sample Configurations........................................23
    1.6 Definition of M3UA Boundaries................................26
2. Conventions.......................................................29
3. M3UA Protocol Elements............................................29
    3.1 Common Message Header........................................29
    3.2 Variable-Length Parameter....................................32
    3.3 Transfer Messages............................................33 
    3.4 SS7 Signalling Network management (SSNM) Messages............36
    3.5 Application Server Process Maintenance (ASPM) Messages.......44
    3.6 Management Messages..........................................60
4. Procedures........................................................63
    4.1 Procedures to Support the Services of the M3UA Layer.........63
    4.2 Receipt of M3UA Peer Management Messages.....................65
    4.3 Procedures to support the M3UA Management services...........66
    4.4 Procedures to Support the M3UA Services......................78 
5. Examples of M3UA Procedures.......................................81
    5.1 Establishment of Association and Traffic 
        Between SGs and ASPs.........................................81
    5.2 ASP traffic Fail-over Examples...............................86
    5.3 M3UA/MTP3-User Boundary Examples.............................87
6. Security..........................................................91
    6.1 Introduction.................................................91
    6.2 Threats......................................................91
    6.3 Protecting Confidentiality...................................91
7. IANA Considerations...............................................92
    7.1 SCTP Payload Protocol Identifier.............................92
    7.2 M3UA Protocol Extensions.....................................92
8. Acknowledgements..................................................93
9. References........................................................93
10. Author's Addresses...............................................95

Sidebottom et al                                              [Page 3]

Internet Draft         SS7 MTP3-User Adaptation Layer         Feb 2001

1.  Introduction

1.1 Scope

There is a need for Switched Circuit Network (SCN) signalling protocol 
delivery from an SS7 Signalling Gateway (SG) to a Media Gateway 
Controller (MGC) or IP-resident Database as described in the Framework 
Architecture for Signalling Transport [1].  The delivery mechanism 
SHOULD meet the following criteria: 

*  Support for the transfer of all SS7 MTP3-User Part messages (e.g., 
   ISUP, SCCP, TUP, etc.)
*  Support for the seamless operation of MTP3-User protocol peers
*  Support for the management of SCTP transport associations and 
   traffic between an SG and one or more MGCs or IP-resident Databases 
*  Support for MGC or IP-resident Database process fail-over and load-
   sharing
*  Support for the asynchronous reporting of status changes to 
   management 

In simplistic transport terms, the SG will terminate SS7 MTP2 and MTP3 
protocol layers and deliver ISUP, SCCP and/or any other MTP3-User 
protocol messages, as well as certain MTP network management events, 
over SCTP transport associations to MTP3-User peers in MGCs or IP-
resident Databases.

1.2 Terminology

Application Server (AS) - A logical entity serving a specific Routing 
Key. An example of an Application Server is a virtual switch element 
handling all call processing for a unique range of PSTN trunks, 
identified by an SS7 DPC/OPC/CIC_range.  Another example is a virtual 
database element, handling all HLR transactions for a particular SS7 
DPC/OPC/SCCP_SSN combination.  The AS contains a set of one or more 
unique Application Server Processes, of which one or more is normally 
actively processing traffic.

Application Server Process (ASP) - A process instance of an Application 
Server. An Application Server Process serves as an active or standby 
process of an Application Server (e.g., part of a distributed virtual 
switch or database). Examples of ASPs are processes (or process 
instances) of MGCs, IP SCPs or IP HLRs.  An ASP contains an SCTP end- 
point and may be configured to process signalling traffic within more 
than one Application Server. 

Association - An association refers to an SCTP association.  The 
association provides the transport for the delivery of MTP3-User 
protocol data units and M3UA adaptation layer peer messages.
 

Sidebottom et al                                              [Page 4]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

IP Server Process (IPSP) - A process instance of an IP-based 
application.  An IPSP is essentially the same as an ASP, except that it
uses M3UA in a point-to-point fashion.  Conceptually, an IPSP does not 
use the services of a Signalling Gateway.

Signalling Gateway Process (SGP) - A process instance of a Signalling 
Gateway.  It serves as an active, standby or load-sharing process of a 
Signalling Gateway.

Signalling Process - A process instance that uses M3UA to communicate 
with other signalling process.  An ASP, a signalling gateway process 
and an IPSP are all signalling processes.

Routing Key: A Routing Key describes a set of SS7 parameters and 
parameter values that uniquely define the range of signalling traffic 
to be handled by a particular Application Server. Parameters within the 
Routing Key cannot extend across more than a single SS7 Destination 
Point Code.

Routing Context - A value that uniquely identifies a Routing Key.
Routing Context values are either configured using a configuration 
management interface, or by using the routing key management procedures 
defined in this document.

Fail-over - The capability to re-route signalling traffic as required 
to an alternate Application Server Process, or group of ASPs, within an 
Application Server in the event of failure or unavailability of a 
currently used Application Server Process.  Fail-over also applies upon 
the return to service of a previously unavailable Application Server 
Process.

Signalling Point Management Cluster (SPMC) - The complete set of 
Application Servers represented to the SS7 network under one specific 
SS7 Point Code of one specific Network Appearance.  SPMCs are used to 
sum the availability / congestion / User_Part status of an SS7 
destination point code that is distributed in the IP domain, for the 
purpose of supporting MTP3 management procedures at an SG.  In some 
cases, the SG itself may also be a member of the SPMC.  In this case, 
the SG availability / congestion / User_Part status must also be taken 
into account when considering any supporting MTP3 management actions.  

MTP - The Message Transfer Part of the SS7 protocol.

MTP3 - MTP Level 3, the signalling network layer of SS7

MTP3-User - Any protocol normally using the services of the SS7 MTP3 
(e.g., ISUP, SCCP, TUP, etc.).

Network Appearance - The Network Appearance identifies an SS7 network 
context for the purposes of logically separating the signalling traffic 

Sidebottom et al                                              [Page 5]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

between the SG and the Application Server Processes over a common SCTP
Association.  An example is where an SG is logically partitioned to 
appear as an element in four separate national SS7 networks.  A Network 
Appearance implicitly defines the SS7 Point Code(s), Network Indicator 
and MTP3 protocol type/variant/version used within a specific SS7 
network partition.  A physical SS7 route-set or link-set at an SG can 
appear in only one network appearance. The Network Appearance is not 
globally significant and requires coordination only between the SG and 
the ASP. Therefore, in the case where an ASP is connected to more than 
one SG, the same SS7 network context may be identified by different 
Network Appearances depending over which SG a message is being 
transmitted/received.

Network Byte Order: Most significant byte first, a.k.a Big Endian.

Layer Management - Layer Management is a nodal function that handles 
the inputs and outputs between the M3UA layer and a local management 
entity.  

Host - The computing platform that the ASP process is running on.

Stream - A stream refers to an SCTP stream; a uni-directional logical 
channel established from one SCTP endpoint to another associated SCTP 
endpoint, within which all user messages are delivered in-sequence 
except for those submitted to the un-ordered delivery service.

1.3 M3UA Overview

1.3.1 Protocol Architecture.  

The framework architecture that has been defined for SCN signalling 
transport over IP [1] uses multiple components, including a common 
signalling transport protocol and an adaptation module to support the 
services expected by a particular SCN signalling protocol from its 
underlying protocol layer.  

Within the framework architecture, this document defines an MTP3-User 
adaptation module suitable for supporting the transfer of messages of 
any protocol layer that is identified to the MTP Level 3 layer, in SS7 
terms, as a user part.  The list of these protocol layers include, but 
is not limited to, ISDN User Part (ISUP) [2,3,4], Signalling Connection 
Control Part (SCCP) [5,6,7] and Telephone User Part (TUP) [8].  TCAP 
[9,10,11] or RANAP [12] messages are transferred transparently by the 
M3UA as SCCP payload, as they are SCCP-User protocols.  

It is recommended that the M3UA use the services of the Stream Control 
Transmission Protocol (SCTP) [13] as the underlying reliable common 
signalling transport protocol. This is to take advantage of various 
SCTP features such as:

Sidebottom et al                                              [Page 6]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

   - Explicit packet-oriented delivery (not stream-oriented);
   - Sequenced delivery of user messages within multiple streams,
     with an option for order-of-arrival delivery of individual
     user messages, 
   - Optional multiplexing of user messages into SCTP datagrams; 
   - Network-level fault tolerance through support of multi-homing
     at either or both ends of an association;
   - Resistance to flooding and masquerade attacks; and   
   - Data segmentation to conform to discovered path MTU size. 

Under certain scenarios, such as back-to-back connections without 
redundancy requirements, the SCTP functions above MAY NOT be a 
requirement and TCP can be used as the underlying common transport 
protocol.  

1.3.2 Services Provided by the M3UA Layer

The M3UA Layer at an ASP or IPSP provides the equivalent set of 
primitives at its upper layer to the MTP3-Users as provided by the MTP 
Level 3 to its local MTP3-Users at an SS7 SEP.  In this way, the ISUP 
and/or SCCP layer at an ASP or IPSP is unaware that the expected MTP3 
services are offered remotely from an MTP3 Layer at an SG, and not by a 
local MTP3 layer.  The MTP3 layer at an SG may also be unaware that its 
local users are actually remote user parts over M3UA.  In effect, the 
M3UA extends access to the MTP3 layer services to a remote IP-based 
application.  The M3UA does not itself provide the MTP3 services.  
However, in the case where an ASP is connected to more than one SG, the 
M3UA Layer at an ASP must maintain the status of configured SS7 
destinations and route messages according to the availability / 
congestion status of the routes to these destinations via each SG.

The M3UA Layer may also be used for point-to-point signalling between 
two IP Server Processes (IPSPs).  In this case, the M3UA provides the 
same set of primitives and services at its upper layer as the MTP3. 
However, in this case the expected MTP3 services are not offered 
remotely from an SG.  The MTP3 services are provided but the procedures 
to support these services are a subset of the MTP3 procedures due to 
the simplified point-to-point nature of the IPSP to IPSP relationship.

1.3.2.1 Support for the transport of MTP3-User Messages

The M3UA provides the transport of MTP-TRANSFER primitives across an 
established SCTP association between an SG and an ASP or between IPSPs.

The MTP-TRANSFER primitive information is encoded as in MTP3-User 
messages.  In this way, the SCCP and ISUP messages received from the 
SS7 network by the SG are not re-encoded into a different format for 
transport between the M3UA peers.  The MTP3 Service Information Octet 
(SIO) and Routing Label (OPC, DPC, and SLS) are included, encoded as 
expected by the MTP3 and MTP3-User protocol layer. 

Sidebottom et al                                             [Page 7]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

At an ASP, in the case where a destination is reachable via multiple 
SGs, the M3UA must also choose via which SG the message is to be routed 
or support load balancing across the SGs, ensuring that no mis-
sequencing occurs.

The M3UA does not impose a 272-octet signaling information field (SIF) 
length limit as specified by the SS7 MTP Level 2 protocol [14] [15] 
[16].  Larger information blocks can be accommodated directly by 
M3UA/SCTP, without the need for an upper layer segmentation/re-assembly 
procedure as specified in recent SCCP or ISUP versions.  However, in 
the context of an SG, the maximum 272-octet block size must be followed 
when inter-working to a SS7 network that does not support the transfer 
of larger information blocks to the final destination.  This avoids 
potential ISUP or SCCP fragmentation requirements at the SG.  However, 
if the SS7 network is provisioned to support the Broadband MTP [20] to 
the final SS7 destination, the information block size limit may be 
increased past 272 octets.  

1.3.2.2 Native Management Functions

The M3UA provides management of the underlying SCTP transport protocol 
to ensure that SG-ASP and IPSP-IPSP transport is available to the 
degree called for by the MTP3-User signalling applications.

The M3UA provides the capability to indicate errors associated with 
received M3UA messages and to notify, as appropriate, local management 
and/or the peer M3UA.

1.3.2.3 Inter-working with MTP3 Network Management Functions

At the SG, the M3UA must also provide inter-working with MTP3 
management functions to support seamless operation of the user SCN 
signalling applications in the SS7 and IP domains.  This includes:
 
  - Providing an indication to MTP3-Users at an ASP that a remote 
    destination in the SS7 network is not reachable.

  - Providing an indication to MTP3-Users at an ASP that a remote 
    destination in the SS7 network is now reachable.

  - Providing an indication to MTP3-Users at an ASP that messages to a 
    remote MTP3-User peer in the SS7 network are experiencing SS7 
    congestion.

  - Providing an indication to MTP3-Users at an ASP that the routes to 
    a remote MTP3-User peer in the SS7 network are restricted.

  - Providing an indication to MTP3-Users at an ASP that a remote MTP3-
    User peer is unavailable.  

Sidebottom et al                                             [Page 8]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

The M3UA layer at an ASP may initiate an audit of the availability, the 
restricted or the congested state of remote SS7 destinations.  This 
information is requested from the M3UA at the SG. 

The M3UA layer at an ASP may also indicate to the SG that the M3UA 
itself or the ASP or the ASP's Host is congested.

1.3.2.4 Support for the management of SCTP associations between the SG 
and ASPs.

The M3UA layer at the SG maintains the availability state of all 
configured remote ASPs, in order to manage the SCTP Associations and 
the traffic between the M3UA peers.  As well, the active/inactive and 
congestion state of remote ASPs is maintained.

The M3UA layer MAY be instructed by local management to establish an 
SCTP association to a peer M3UA node.  This can be achieved using the 
M-SCTP ESTABLISH primitive to request, indicate and confirm the 
establishment of an SCTP association with a peer M3UA node.  In order 
to avoid redundant SCTP associations between two M3UA peers, one side 
(client) must be designated to establish the SCTP association, or M3UA 
configuration knowledge maintained to detect redundant associations 
(e.g., via knowledge of the expected local and remote SCTP endpoint 
addresses).

The M3UA layer MAY also need to inform local management of the status 
of the underlying SCTP associations using the M-SCTP STATUS request and 
indication primitive. For example, the M3UA MAY inform local management 
of the reason for the release of an SCTP association, determined either 
locally within the M3UA layer or by a primitive from the SCTP.

Also the M3UA layer may need to inform the local management of the 
change in status of an ASP or AS.  This may be achieved using the M-ASP 
STATUS request or M-AS STATUS request primitives.

1.3.2.5 Support for the management of connections to multiple SGs

As shown in Figure 1 an ASP may be connected to multiple SGs. In such a 
case a particular SS7 destination may be reachable via more than SG, 
i.e., via more than one route. As MTP3 users only maintain status on a 
destination and not on a route basis, M3UA must maintain the status 
(availability, restriction, and/or congestion of route to destination) 
of the individual routes, derive the overall availability or congestion 
status of the destination from the status of the individual routes, and 
inform the MTP3 users of this derived status whenever it changes.

1.3.3 Signalling Network Architecture

A Signalling Gateway is used to support the transport of MTP3-User 
signalling traffic received from the SS7 network to multiple

Sidebottom et al                                              [Page 9]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

distributed ASPs (e.g., MGCs and IP Databases).  Clearly, the M3UA 
protocol is not designed to meet the performance and reliability 
requirements for such transport by itself.  However, the conjunction of 
distributed architecture and redundant networks does allow for a 
sufficiently reliable transport of signalling traffic over IP.  The 
M3UA protocol is flexible enough to allow its operation and management 
in a variety of physical configurations, enabling Network Operators to 
meet their performance and reliability requirements.  

To meet the stringent SS7 signalling reliability and performance 
requirements for carrier grade networks, Network Operators SHOULD 
ensure that no single point of failure is present in the end-to-end 
network architecture between an SS7 node and an IP-based application.  
This can typically be achieved through the use of redundant SGs, 
redundant hosts, and the provision of redundant QOS-bounded IP network 
paths for SCTP Associations between SCTP End Points. Obviously, the 
reliability of the SG, the MGC and other IP-based functional elements 
also needs to be taken into account.  The distribution of ASPs within 
the available Hosts must also be considered.  As an example, for a 
particular Application Server, the related ASPs should be distributed 
over at least two Hosts.

One example of a physical network architecture relevant to SS7 carrier-
grade operation in the IP network domain is shown in Figure 1 below:

Sidebottom et al                                              [Page 10]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

          SG                                     MGC

  Host#1 **************                          ************** Host#1
     =   *  ********__*__________________________*__********  *   =
    SG1  *  * SGP1 *__*_____      _______________*__* ASP1 *  *  MGC1
         *  ********  *     \    /               *  ********  *
         *  ********__*______\__/________________*__********  *
         *  * SGP2 *__*_______\/______      _____*__* ASP2 *  *
         *  ********  *       /\      |    |     *  ********  *
         *      :     *      /  \     |    |     *      :     *
         *  ********  *     /    \    |    |     *  ********  *
         *  * SGPn *  *     |    |    |    |     *  * ASPn *  *
         *  ********  *     |    |    |    |     *  ********  *
         **************     |    |    |    |     **************
                            |    |    \    /
  Host#2 **************     |    |     \  /      ************** Host#2
     =   *  ********__*_____|    |______\/_______*__********  *   =
    SG2  *  * SGP1 *__*_________________/\_______*__* ASP1 *  *  MGC2
         *  ********  *                /  \      *  ********  *
         *  ********__*_______________/    \_____*__********  *
         *  * SGP2 *__*__________________________*__* ASP2 *  *
         *  ********  *                          *  ********  *
         *      :     *     SCTP Associations    *      :     *
         *  ********  *                          *  ********  *
         *  * SGPn *  *                          *  * ASPn *  *
         *  ********  *                          *  ********  *
         **************                          **************

                      Figure 1 - Physical Model

In this model, each host has many application processes.  In the case 
of the MGC, an ASP may provide service to one or more application 
server, and is identified as an SCTP end point.  In the case of the SG, 
a pair of signalling gateway processes may represent, as an example, a 
single network appearance, serving a signalling point management 
cluster.

This example model can also be applied to IPSP-IPSP signalling.  In 
this case, each IPSP would have its services distributed across 2 hosts 
or more, and may have multiple server processes on each host.

In the example above, each signalling process (SGP, ASP or IPSP) is the 
end point to more than one SCTP association, leading to many other 
signalling processes.  To support this, a signalling process must be 
able to support distribution of M3UA messages to many simultaneous 
active associations.  This message distribution function is based on 
the status of provisioned routing keys, the availability of signalling 
points in the SS7 network, and the redundancy model (active-standby, 
load-sharing, n+k) of the remote signalling processes.

Sidebottom et al                                             [Page 11]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

For carrier grade networks, the failure or isolation of a particular 
signalling process SHOULD NOT cause stable calls or transactions to be 
lost.  This implies that signalling processes need, in some cases, to 
share the call/transaction state or be able to pass the call state 
information between each other.  In the case of ASPs performing call 
processing, coordination may also be required with the related Media 
Gateway to transfer the MGC control for a particular trunk termination.  
However, this sharing or communication of call/transaction state 
information is outside the scope of this document.

This model serves as an example.  M3UA imposes no restrictions as to 
the exact layout of the network elements, the message distribution 
algorithms and the distribution of the signalling processes.  Instead, 
it provides a framework and a set of messages that allow for a flexible 
and scalable signalling network architecture, aiming to provide 
reliability and performance.

1.4 Functional Areas

1.4.1 Signalling Point Code Representation

Within an SS7 network, a Signalling Gateway is charged with 
representing a set of nodes in the IP domain into the SS7 network for 
routing purposes.  The SG itself, as a physical node in the SS7 
network, must be addressable with an SS7 Point Code for MTP3 Management 
purposes. The SG Point Code is also used for addressing any local MTP3-
Users at the SG such as an SG-resident SCCP function.  

An SG may be logically partitioned to operate in multiple SS7 network 
Appearances.  In such a case, the SG must be addressable with a Point 
Code in each network appearance, and represents a set of nodes in the 
IP domain into each SS7 network.  Alias Point Codes [15] may also be 
used within an SG network appearance. 

The M3UA places no restrictions on the SS7 Point Code representation of 
an AS.  Application Servers can be represented under the same Point 
Code of the SG, their own individual Point Codes or grouped with other 
Application Servers for Point Code preservation purposes.  A single 
Point Code may be used to represent the SG and all the Application 
Servers together, if desired. 

Where Application Servers are grouped under a Point Code address, an 
SPMC will include more than one AS. If full advantage of SS7 management 
procedures is to be taken (as is advisable in carrier grade networks) 
care must be taken that, if one AS of an SPMC becomes unavailable, all 
Application Servers of the SPMC become unavailable from the SG. 
Otherwise, usage of SS7 transfer prohibited procedures by the SG 
becomes problematic as either traffic to the unavailable AS cannot be 
stopped/diverted or traffic to a still available AS will be 
unnecessarily stopped/diverted. (Depending on the network configuration 

Sidebottom et al                                             [Page 12]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

it may even be necessary to assign an individual SS7 point code to each 
AS.) 

Observing this principle is of particular importance if alternative 
routing possibilities exist on the SS7 level (e.g. via mated SGs) or 
application level (e.g. via another MGC/MG).

If an ASP or group of ASPs is available to the SS7 network via more 
than one SG, each with its own Point Code, the ASP(s) should be 
represented by a Point Code that is separate from any SG Point Code.  
This allows these SGs to be viewed from the SS7 network as "STPs", each 
having an ongoing  "route" to the same ASP(s).  Under failure 
conditions where the ASP(s) become(s) unavailable from one of the SGs, 
this approach enables MTP3 route management messaging between the SG 
and SS7 network, allowing simple SS7 re-routing through an alternate SG 
without changing the Destination Point Code Address of SS7 traffic to 
the ASP(s). 

Where an AS can be reached via more than one SG it is equally important 
that the corresponding Routing Keys in the involved SGs are identical.  
(Note: It is possible for the Routing Key configuration data to be 
temporarily out-of-synch during configuration updates).

                           +--------+ 
                           |        | 
              +------------+  SG 1  +--------------+ 
  +-------+   |  SS7 links | "STP"  |  IP network  |     ---- 
  |  SEP  +---+            +--------+              +---/      \ 
  |   or  |                                           |  ASPs  | 
  |  STP  +---+            +--------+              +---\      / 
  +-------+   |            |        |              |     ---- 
              +------------+  SG 2  +--------------+ 
                           | "STP"  | 
                           +--------+

Note: there is no SG-to-SG communication shown, so each SG can be 
reached only via the direct linkset from the SS7 network. 

The following example shows a signalling gateway partitioned into two 
network appearances.

                               SG
  +-------+              +---------------+
  |  SEP  +--------------| SS7 Ntwk |M3UA|              ----
  +-------+   SS7 links  |   "A"    |    |            /      \
                         |__________|    +-----------+  ASPs  |
                         |          |    |            \      /
  +-------+              | SS7 Ntwk |    |              ----
  |  SEP  +--------------+   "B"    |    |
  +-------+              +---------------+

Sidebottom et al                                             [Page 13]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

1.4.2 Routing Contexts and Routing Keys

1.4.2.1 Overview

The distribution of SS7 messages between the SG and the Application 
Servers is determined by the Routing Keys and their associated Routing 
Contexts. A Routing Key is essentially a set of SS7 parameters used to 
filter SS7 messages, whereas the Routing Context parameter is a 4-byte 
value (integer) that is associated to that Routing Key in a 1:1 
relationship. The Routing Context therefore can be viewed as an index 
into a sending node's Message Distribution Table containing the Routing 
Key entries.

Possible SS7 address/routing information that comprise a Routing Key 
entry includes, for example, the OPC, DPC, SIO found in the MTP3 
routing label, or other MTP3-User specific fields such as the ISUP CIC, 
SCCP subsystem number, or TCAP transaction ID.  Some example Routing 
Keys are: the DPC alone, the DPC/OPC combination, the DPC/OPC/CIC 
combination, or the DPC/SSN combination.  The particular information 
used to define an M3UA Routing Key is application and network 
dependent, and none of the above examples are mandated.  

An Application Server Process may be configured to process signalling 
traffic related to more than one Application Server, over a single SCTP 
Association.  In ASP Active and Inactive management messages, the 
signalling traffic to be started or stopped is discriminated by the 
Routing Context parameter.  At an ASP, the Routing Context parameter 
uniquely identifies the range of signalling traffic associated with 
each Application Server that the ASP is
configured to receive.

1.4.2.2 Routing Key Limitiations

>From an SS7 network perspective, a Routing Key is limited to within a 
single SS7 Destination Point Code. This is important, as the SG must be 
able to present this point code to the SS7 network, without 
compromising the integrity of the Signaling Point Management Cluster.

Some SS7 networks may require the SG to generate UPU messages in
failure conditions. In this case, the AS and SG may optionally limit a
Routing Key to a single Service Indicator (ISUP, TUP, SCCP, etc.).  The 
SG generation of a UPU message into the SS7 network is implementation 
dependent, therefore no specific procedures are outlined in this 
document.

Routing Keys MUST be unique in the sense that a received SS7 signalling
message cannot be matched to more than one Routing Key. It is not
necessary for the parameter range values within a particular Routing 
Key to be contiguous.  For example, an AS could be configured to 

Sidebottom et al                                             [Page 14]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

support call processing for multiple ranges of PSTN trunks that are not
represented by contiguous CIC values. 

1.4.2.3 Managing Routing Contexts and Routing Keys

There are two ways to ways to provision a Routing Key at an SG. A 
Routing Key may be configured using an implementation dependent 
management interface, statically or dynamically in full accordance to 
the M3UA specifications. A Routing Key may also be configured using the 
M3UA dynamic registration/deregistration procedures defined in this 
document.  An M3UA element must implement at least one method of 
Routing Key provisioning.

When using a management interface to configure Routing Keys, the 
message distribution function within the SG is not limited to the set 
of parameters defined in this document.  Other implementation dependent 
distribution algorithms may be used.

1.4.2.4 Message Distribution the SG

In order to direct messages received from the SS7 MTP3 network to the 
appropriate IP destination, the SG must perform a message distribution 
function using information from the received MTP3-User message.

To support this message distribution, the SG must maintain the 
equivalent of a network address translation table, mapping incoming SS7 
message information to an Application Server for a particular 
application and range of traffic.  This is accomplished by comparing 
elements of the incoming SS7 message to provisioned Routing Keys in the 
SG.  These Routing Keys in turn make reference to an Application Server 
that is enabled by one or more ASPs.  These ASPs provide dynamic status 
information on their availability, traffic handling capability and 
congestion to the SG using various management messages defined in the 
M3UA protocol.  

The list of ASPs in an AS is assumed to be dynamic, taking into account 
the availability, traffic handling capability and congestion status of 
the individual ASPs in the list, as well as configuration changes and 
possible fail-over mechanisms. 

Normally, one or more ASPs are active in the AS (i.e., currently 
processing traffic) but in certain failure and transition cases it is 
possible that there may be active ASP available.  Both load-sharing and 
backup scenarios are supported.

When there is no Routing Key match, or only a partial match, for an 
incoming SS7 message, a default treatment MUST be specified.  Possible 
solutions are to provide a default Application Server at the SG that 
directs all unallocated traffic to a (set of) default ASP(s), or to 
drop the message and provide a notification to management.  The 
treatment of unallocated traffic is implementation dependent.

Sidebottom et al                                             [Page 15]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

1.4.2.5 Message Distribution at the ASP

In order to direct messages to the SS7 network, the ASP must also 
perform a message distribution function in order to choose the proper 
SG or SGP for a given message.  This is accomplished by observing the 
Destination Point Code (and possibly other elements of the outgoing
message such as the SLS value), together with the SS7 destination 
availability/restricted/congestion status via the SG(s) and the 
availability of the SG and SGPs themselves.

A remote Signalling Gateway may be composed of one or more SGPs that 
are capable of routing SS7 traffic.  As is the case with ASPs, a 
dynamic list of SGPs in an SG can be maintained, taking into account 
the availability status of the individual SGPs, configuration changes 
and fail-over mechanisms. There is, however, no M3UA messaging to 
manage the status of an SGP. Whenever an SCTP association to an SGP 
exists, it is assumed to be available.  Also, every SGP of one SG 
communicating with one ASP regarding one AS provides identical SS7 
connectivity to this ASP.

1.4.3 SS7 and M3UA Interworking

In the case of SS7 and M3UA inter-working, the M3UA adaptation layer is 
designed to provide an extension of the MTP3 defined user primitives.

1.4.3.1 Signalling Gateway SS7 Layers

The SG is responsible for terminating MTP Level 3 of the SS7 protocol, 
and offering an IP-based extension to its users.

>From an SS7 perspective, it is expected that the Signalling Gateway 
(SG) transmits and receives SS7 Message Signalling Units (MSUs) to and 
from the PSTN over a standard SS7 network interface, using the SS7 
Message Transfer Part (MTP) [14,15,16] to provide reliable transport of 
the messages.

As a standard SS7 network interface, the use of MTP Level 2 signalling 
links is not the only possibility.  ATM-based High Speed Links can also 
be used with the services of the Signalling ATM Adaptation Layer (SAAL) 
[17,18].  It is possible for IP-based links to be present, using the 
services of the MTP2-User Adaptation Layer (M2UA) [19].  These SS7 
datalinks may be terminated at a Signalling Transfer Point (STP) or at 
a Signalling End Point (SEP).  Using the services of MTP3, the SG may 
be capable of communicating with remote SS7 SEPs in a quasi-associated 
fashion, where STPs may be present in the SS7 path between the SEP and 
the SG.

Where ATM-based High Speed Links are used in the SS7 network, it is 
possible for the SG to use the services of the MTP-3b [20] for reliable 

Sidebottom et al                                             [Page 16]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

transport to and from an SS7 SEP or STP. The maximum SIF length 
supported by the MTP-3b is 4095 octets compared to the 272-octet 
maximum of the MTP3.  However, for MTP3-Users to take advantage of the 
larger SDU between MTP3-User peers, network architects should ensure 
that MTP3-b is used end-to-end between the SG and the SS7-resident 
peer.  

1.4.3.2 SS7 and M3UA Inter-Working at the SG

The SG provides a functional inter-working of transport functions 
between the SS7 network and the IP network by also supporting the M3UA 
adaptation layer.  It allows the transfer of MTP3-User signalling 
messages to and from an IP-based Application Server Process where the 
peer MTP3-User protocol layer exists.

The Signalling Gateway must maintain knowledge of SS7 node and 
Signalling Point Management Cluster (SPMC) status in their respective 
domains in order to perform a seamless inter-working of the IP-based 
signalling and the SS7 domains.  For example, SG knowledge of the 
availability and/or congestion status of the SPMC and SS7 nodes must be 
maintained and disseminated in the respective networks, in order to 
ensure that end-to-end operation is transparent to the communicating 
SCN protocol peers at the SS7 node and ASP.

When the SG determines that the transport of SS7 messages to an SPMC 
(or possibly to parts of an SPMC) is encountering congestion, the SG 
should inform the MTP3 route management function (by an implementation-
dependent mechanism).  This information is used by the MTP3 to mark the 
"route" to the affected destination as congested and to trigger MTP 
Transfer Controlled (TFC) messages to any SS7 SEPs generating traffic 
to the congested DPC, as per current MTP3 procedures.

When the SG determines that the transport of SS7 messages to all ASPs 
in a particular SPMC is interrupted, then it should similarly inform 
the MTP3 route management function.  This information is used by the 
MTP3 to mark the "route" to the affected destination as unavailable, 
and in the case of the SG acting as a signalling transfer point (i.e., 
the Point Code of the SG is different from that of the SPMC), to send 
MTP Transfer Prohibited (TFP) messages to the relevant adjacent SS7 
nodes, according to the local SS7 network procedures. 

When the SG determines that the transport of SS7 messages to an ASP in 
a particular SPMC can be resumed, the SG should similarly inform the 
MTP3 route management function.  This information is used by the MTP3 
to mark the route to the affected destination as available, and in the 
case of a signalling transfer point, to send MTP Transfer Allowed (TFA) 
messages to the relevant adjacent SS7 nodes, according to the local SS7 
network procedures.  

Sidebottom et al                                             [Page 17]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

For SS7 user part management, it is required that the MTP3-User 
protocols at ASPs receive indications of SS7 signalling point 
availability, SS7 network congestion, and remote User Part 
unavailability as would be expected in an SS7 SEP node.  To accomplish 
this, the MTP-PAUSE, MTP-RESUME and MTP-STATUS indication primitives 
received at the MTP3 upper layer interface at the SG need to be 
propagated to the remote MTP3-User lower layer interface at the ASP. 
(These indication primitives are, of course, also made available to any 
existing local MTP3-Users at the SG, if present.)

It is important to clarify that MTP3 management messages such as TFPs 
or TFAs received from the SS7 network are not "encapsulated" and sent 
blindly to the ASPs.  Rather, the existing MTP3 management procedures 
are followed within the MTP3 function of the SG to re-calculate the 
MTP3 route set status and to initiate any required signalling-route-
set-test procedures into the SS7 network.  Only when an SS7 destination 
status changes are MTP-PAUSE or MTP-RESUME primitives invoked.  These 
primitives can also be invoked due to local SS7 link set conditions as 
per existing MTP3 procedures.

In the case where the MTP in the SG undergoes an MTP restart, event 
communication to the concerned ASPs should be handled as follows:

When the SG discovers SS7 network isolation, the SG sends an indication 
to all concerned available ASPs (i.e., ASPs in the "active" or 
"inactive" state), using a DUNA message.  For the purposes of MTP 
Restart, all SPMCs with point codes different from that of the SG with 
at least one ASP that is active or that has sent an ASPAC message to 
the SG during the first part of the restart procedure should be 
considered as available.  If the M3UA at the SG receives any ASPAC 
messages during the restart procedure, it delays the ASPAC-ACK messages 
until the end of the restart procedure.  During the second part of the 
restart procedure the M3UA at the SG informs all concerned ASPs in the 
"active" or "inactive" state of any unavailable SS7 destinations.  At 
the end of the restart procedure the M3UA sends an ASPAC-ACK message to 
all ASPs in the "active" state.
 
1.4.3.3 Application Server

A cluster of application servers is responsible for providing the 
overall support for one or more SS7 upper layers.  From an SS7 
standpoint, a Signalling Point Management Cluster (SPMC) provides 
complete support for the upper layer service for a given point code.  
As an example, an SPMC providing MGC capabilities must provide complete 
support for ISUP (and any other MTP3 user located at the point code of 
the SPMC) for a given point code, according to the local SS7 network 
specifications.

This measure is necessary to allow the SG to accurately represent the 
signalling point on the local SS7 network.

Sidebottom et al                                             [Page 18]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

In the case where an ASP is connected to more than one SG, the M3UA 
must maintain the status of configured SS7 destinations and route 
messages according to availability/congestion/restricted status of the 
routes to these destinations.

When an ASP enters the "Inactive" state towards an SG the M3UA must 
mark all SS7 destinations configured to be reachable via this SG as 
available.

When the M3UA at an ASP receives a DUNA message indicating SS7 network 
isolation at an SG, it will stop any affected traffic via this SG and 
clear any unavailability state of SS7 destinations via this SG. When 
the M3UA subsequently receives any DUNA messages from an SG it will 
mark the effected SS7 destinations as unavailable via that SG.  When 
the M3UA receives an ASPAC-ACK message it can resume traffic to 
available SS7 destinations via this SG, provided the ASP is in the 
active state towards this SG.

1.4.3.3 IPSP Considerations

Since IPSPs use M3UA in a point-to-point fashion, there is no concept 
of routing of messages beyond the remote end.  Therefore, SS7 and M3UA 
inter-working is not necessary for this model.  

1.4.4 Redundancy Models

The network address translation and mapping function of the M3UA layer 
supports signalling process fail-over functions in order to support a 
high availability of call and transaction processing capability.

1.4.4.1 Application Server Redundancy

All MTP3-User messages (e.g., ISUP, SCCP) incoming to an SG from the 
SS7 network are assigned to a unique Application Server, based on the 
information in the message and the provisioned Routing Keys.

The Application Server is, in practical terms, a list of all ASPs 
configured to process a range of MTP3-User traffic defined by one 
Routing Key.  One or more ASPs in the list are normally active (i.e., 
handling traffic) while any others may be unavailable or inactive, to 
be possibly used in the event of failure or unavailability of the 
active ASP(s).  

The fail-over model supports an "n+k" redundancy model, where "n" ASPs 
is the minimum number of redundant ASPs required to handle traffic and 
"k" ASPs are available to take over for a failed or unavailable ASP.  A 
"1+1" active/standby redundancy is a subset of this model. A simplex 
"1+0" model is also supported as a subset, with no ASP redundancy.

Sidebottom et al                                             [Page 19]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

At the SG, an Application Server list contains active and inactive ASPs 
to support ASP load-sharing and fail-over procedures.  The list of ASPs 
within a logical Application Server is kept updated in the SG to 
reflect the active Application Server Process(es).

To avoid a single point of failure, it is recommended that a minimum of 
two ASPs be in the list, resident in separate hosts and therefore 
available over different SCTP Associations.  For example, in the 
network shown in Figure 1, all messages to DPC x could be sent to ASP1 
in Host1 or ASP1 in Host2.  The AS list at SG1 might look like the 
following:

    Routing Key {DPC=x) - "Application Server #1"
        ASP1/Host1  - State=Up, Active
        ASP1/Host2  - State=Up, Inactive

In this "1+1" redundancy case, ASP1 in Host1 would be sent any incoming 
message with DPC=x.  ASP1 in Host2 would normally be brought to the 
active state upon failure of, or loss of connectivity to, ASP1/Host1. 
In this example, both ASPs are Up, meaning that the related SCTP 
association and far-end M3UA peer is ready.

The AS List at SG1 might also be set up in load-share mode:

    Routing Key {DPC=x) - "Application Server #1"
        ASP1/Host1 - State = Up, Active
        ASP1/Host2 - State = Up, Active

In this case, both the ASPs would be sent a portion of the traffic.  
For example the two ASPs could together form a database, where incoming 
queries may be sent to any active ASP.

Care must be exercised by a Network Operator in the selection of the 
routing information to be used as the Routing Key for a particular AS.  
For example, where Application Servers are defined using ranges of ISUP 
CIC values, the Operator is implicitly splitting up control of the 
related circuit groups.  Some CIC value range assignments may interfere 
with ISUP circuit group management procedures.  

In the process of fail-over, it is recommended that in the case of ASPs 
supporting call processing, stable calls do not fail.  It is possible 
that calls in "transition" MAY fail, although measures of communication 
between the ASPs involved can be used to mitigate this.  For example, 
the two ASPs MAY share call state via shared memory, or MAY use an ASP 
to ASP protocol to pass call state information.  Any ASP-to-ASP 
protocol is outside the scope of this document.

Sidebottom et al                                             [Page 20]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

1.4.4.2 Signalling Gateway Redundancy

Signalling Gateways MAY also be distributed over multiple hosts.  Much 
like the AS model, SGs may be comprised of one or more SG Processes 
(SGPs), distributed over one or more hosts, using an active/standby or 
a load-sharing model.  An SGP is viewed as a remote SCTP end-point from 
an ASP perspective.  There is, however, no M3UA protocol to manage the 
status of an SGP. Whenever an SCTP association to an SGP exists, the 
SGP is assumed to be available.  Also, every SGP within an SG 
communicating with an ASP provides identical SS7 connectivity to this 
ASP. Should an SGP lose all or partial SS7 connectivity and other SGPs 
exist, the SGP must terminate the SCTP associations to the concerned 
ASPs.

It is therefore possible for an ASP to route signalling messages 
destined to the SS7 network using more than one SGP.  In this model, a 
Signalling Gateway is deployed as a cluster of hosts acting as a single 
SG.  A primary/back-up redundancy model is possible, where the 
unavailability of the SCTP association to a primary SGP could be used 
to reroute affected traffic to an alternate SGP.  A load-sharing model 
is possible, where the signalling messages are load-shared between 
multiple SGPs.

It may also be possible for an ASP to use more than one SG to access a 
specific SS7 end point, in a model that resembles an SS7 STP mated 
pair.  Typically, SS7 STPs are deployed in mated pairs, with traffic 
load-shared between them.  Other models are also possible, subject to 
the limitations of the local SS7 network provisioning guidelines.

>From the perspective of the M3UA at an ASP, a particular SG is capable 
of transferring traffic to an SS7 destination if an SCTP association 
with at least one SGP of the SG is established, the SGP has returned an 
ASPAC Ack message acknowledging to the ASP M3UA that the ASP is 
actively handling traffic for that destination, and the SG has not 
indicated that the destination is inaccessible.  When an ASP is 
configured to use multiple SGs for transferring traffic to the SS7 
network, the ASP must maintain knowledge of the current capability of 
the SGs to handle traffic to destinations of interest.  This 
information is crucial to the overall reliability of the service, for 
both active/standby and load-sharing model, in the event of failures, 
recovery and maintenance activities.  The ASP M3UA may also use this 
information for congestion avoidance purposes.  The distribution of the 
MTP3-user messages over the SGs should be done in such a way to 
minimize message mis-sequencing, as required by the SS7 User Parts.

1.4.5 Flow Control
Local Management at an ASP may wish to stop traffic across an SCTP 
association in order to temporarily remove the association from service 
or to perform testing and maintenance activity.  The function could 
optionally be used to control the start of traffic on to a newly 
available SCTP association.

Sidebottom et al                                             [Page 21]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

1.4.6 Congestion Management

The M3UA Layer is informed of local and IP network congestion by means 
of an implementation-dependent function (e.g., an implementation-
dependent indication from the SCTP of IP network congestion). 

At an ASP or IPSP, the M3UA indicates congestion to local MTP3-Users by 
means of an MTP-Status primitive, as per current MTP3 procedures, to 
invoke appropriate upper layer responses.  

When an SG determines that the transport of SS7 messages to a 
Signalling Point Management Cluster (SPMC) is encountering congestion, 
the SG should trigger SS7 MTP3 Transfer Controlled management messages 
to originating SS7 nodes, as per current MTP3 procedures. The 
triggering of SS7 MTP3 Management messages from an SG is an 
implementation-dependent function.  

The M3UA at an ASP or IPSP should indicate local congestion to an M3UA 
peer with an SCON message.  When an SG M3UA receives an SCON message 
from an ASP, and the SG determines that an SPMC is now encountering 
congestion, it should trigger SS7 MTP3 Transfer Controlled management 
messages to concerned SS7 destinations according to current MTP 
procedures.

1.4.7 SCTP Stream Mapping.  

The M3UA at both the SG and ASP also supports the assignment of 
signalling traffic into streams within an SCTP association.  Traffic 
that requires sequencing must be assigned to the same stream.  To 
accomplish this, MTP3-User traffic may be assigned to individual 
streams based on, for example, the SLS value in the MTP3 Routing Label 
or the ISUP CIC assignment, subject of course to the maximum number of 
streams supported by the underlying SCTP association.  

The use of SCTP streams within M3UA is recommended in order to minimize 
transmission and buffering delays, therefore improving the overall 
performance and reliability of the signalling elements.  The 
distribution of the MTP3 user messages over the various streams should 
be done in such a way to minimize message mis-sequencing, as required 
by the SS7 User Parts.

1.4.8 Client/Server Model

The SG takes on the role of server while the ASP is the client. ASPs 
MUST initiate the SCTP association to the SG.

In the case of IPSP to IPSP communication, the peer endpoints using 
M3UA SHOULD be configured so that one always takes on the role of 
client and the other the role of server for initiating SCTP 
associations and M3UA messaging.

Sidebottom et al                                              [Page 22]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

The SCTP (and UDP/TCP) Registered User Port Number Assignment for M3UA 
is 2905.

1.5 Sample Configurations

1.5.1 Example 1: ISUP message transport

  ********   SS7   *****************   IP   ********
  * SEP  *---------*      SG       *--------* ASP  *
  ********         *****************        ********

  +------+                                  +------+
  | ISUP |               (NIF)              | ISUP |
  +------+         +------+-+------+        +------+
  | MTP3 |         | MTP3 | | M3UA |        | M3UA |
  +------|         +------+ +------+        +------+
  | MTP2 |         | MTP2 | | SCTP |        | SCTP |
  +------+         +------+ +------+        +------+
  |  L1  |         |  L1  | |  IP  |        |  IP  |
  +------+         +------+ +------+        +------+ 
      |_______________|         |______________|

    SEP - SS7 Signalling End Point
    SCTP - Stream Control Transmission Protocol
    NIF - Nodal Inter-working Function

In this example, the SG provides an implementation-dependent nodal 
inter-working function (NIF) that allows the MGC to exchange SS7 
signalling messages with the SS7-based SEP.  The NIF within the SG 
serves as the interface within the SG between the MTP3 and M3UA.  This 
nodal inter-working function has no visible peer protocol with either 
the MGC or SEP.  It also provides network status information to one or 
both sides of the network.

For internal SG modeling purposes, at the NIF level, SS7 signalling 
messages that are destined to the MGC are received as MTP-TRANSFER 
indication primitives from the MTP Level 3 upper layer interface and 
are sent to the local M3UA-resident message distribution function for 
ongoing routing to the final IP destination.  MTP-TRANSFER primitives 
received from the local M3UA network address translation and mapping 
function are sent to the MTP Level 3 upper layer interface as MTP-
TRANSFER request primitives for on-going MTP Level 3 routing to an SS7 
SEP.  For the purposes of providing SS7 network status information the 
NIF also delivers MTP-PAUSE, MTP-RESUME and MTP-STATUS indication 
primitives received from the MTP Level 3 upper layer interface to the 
local M3UA-resident management function. In addition, as an 
implementation and network option, restricted destinations are 
communicated from MTP network management to the local M3UA-resident 
management function.

Sidebottom et al                                              [Page 23]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

1.5.2  Example 2: SCCP Transport between IPSPs

        ********    IP    ********
        * IPSP *          * IPSP *
        ********          ********
  
        +------+          +------+
        |SCCP- |          |SCCP- |
        | User |          | User |
        +------+          +------+
        | SCCP |          | SCCP |
        +------+          +------+
        | M3UA |          | M3UA |
        +------+          +------+
        | SCTP |          | SCTP |
        +------+          +------+
        |  IP  |          |  IP  |
        +------+          +------+
            |________________|

This example shows an architecture where no Signalling Gateway is used.  
In this example, SCCP messages are exchanged directly between two IP-
resident IPSPs with resident SCCP-User protocol instances, such as 
RANAP or TCAP.  SS7 network inter-working is not required, therefore 
there is no MTP3 network management status information for the SCCP and 
SCCP-User protocols to consider.  Any MTP-PAUSE, -RESUME or -STATUS 
indications from the M3UA to the SCCP should consider the status of the 
SCTP Association and underlying IP network and any congestion 
information received from the remote site.    

Sidebottom et al                                             [Page 24]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

1.5.3 Example 3: SG resident SCCP layer, with remote ASP

  ********   SS7   *****************   IP   ********
  * SEP  *---------*               *--------*      *
  *  or  *         *      SG       *        * ASP  *
  * STP  *         *               *        *      *
  ********         *****************        ********

  +------+         +---------------+        +------+
  | SCCP-|         |     SCCP      |        | SCCP-|
  | User |         +---------------+        | User |
  +------+           |   _____   |          +------+
  | SCCP |           |  |     |  |          | SCCP |
  +------+         +------+-+------+        +------+
  | MTP3 |         | MTP3 | | M3UA |        | M3UA |
  +------|         +------+ +------+        +------+
  | MTP2 |         | MTP2 | | SCTP |        | SCTP |
  +------+         +------+ +------+        +------+
  |  L1  |         |  L1  | |  IP  |        |  IP  |
  +------+         +------+ +------+        +------+
      |_______________|         |______________|

    STP - SS7 Signalling Transfer Point

In this example, the SG contains an instance of the SS7 SCCP protocol 
layer that may, for example, perform the SCCP Global Title Translation 
(GTT) function for messages logically addressed to the SG SCCP.  If the 
result of a GTT for an SCCP message yields an SS7 DPC or DPC/SSN 
address an SCCP peer located in the IP domain, the resulting MTP-
TRANSFER request primitive is sent to the local M3UA-resident network 
address translation and mapping function for ongoing routing to the 
final IP destination.  

Similarly, the SCCP instance in an SG can perform the SCCP GTT service 
for messages logically addressed to it from SCCP peers in the IP 
domain.  In this case, MTP-TRANSFER messages are sent from the local 
M3UA-resident network address translation and mapping function to the 
SCCP for GTT.  If the result of the GTT yields the address of an SCCP 
peer in the SS7 network then the resulting MTP-TRANSFER request is 
given to the MTP3 for delivery to an SS7-resident node.

It is possible that the above SCCP GTT at the SG could yield the 
address of an SCCP peer in the IP domain and the resulting MTP-TRANSFER 
primitive would be sent back to the M3UA for delivery to an IP 
destination.

For internal SG modeling purposes, this may be accomplished with the 
use of an implementation-dependent nodal inter-working function within 
the SG that effectively sits below the SCCP and routes MTP-TRANSFER 
messages to/from both the MTP3 and the M3UA, based on the SS7 DPC or 
DPC/SSN 

Sidebottom et al                                              [Page 25]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

address information.  This nodal inter-working function has no visible 
peer protocol with either the ASP or SEP.

Note that the services and interface provided by the M3UA are the same 
as in Example 1 and the functions taking place in the SCCP entity are 
transparent to M3UA.  The SCCP protocol functions are not reproduced in 
the M3UA protocol.

1.6 Definition of M3UA Boundaries

1.6.1 Definition of the boundary between M3UA and an MTP3-User.

>From ITU Q.701 [14]:

   MTP-TRANSFER request
   MTP-TRANSFER indication
   MTP-PAUSE indication
   MTP-RESUME indication
   MTP-STATUS indication  

1.6.2 Definition of the boundary between M3UA and SCTP

An example of the upper layer primitives provided by the SCTP are 
provided in Reference [13] Section 10.

1.6.3 Definition of the Boundary between M3UA and Layer Management

   M-SCTP ESTABLISH request
   Direction: LM -> M3UA
   Purpose: LM requests ASP to establish an SCTP association with an 
            SG.
  	
   M-STCP ESTABLISH confirm 
   Direction: M3UA -> LM
   Purpose: ASP confirms to LM that it has established an SCTP 
            association with an SG.

   M-SCTP ESTABLISH indication 
   Direction: M3UA -> LM
   Purpose: M3UA informs LM that a remote ASP has established an SCTP 
            association.

   M-SCTP RELEASE request 
   Direction: LM -> M3UA
   Purpose: LM requests ASP to release an SCTP association with SG.

Sidebottom et al                                             [Page 26]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

   M-SCTP RELEASE confirm
   Direction: M3UA -> LM
   Purpose: ASP confirms to LM that it has released SCTP association 
            with SG.

   M-SCTP RELEASE indication
   Direction: M3UA -> LM
   Purpose: M3UA informs LM that a remote ASP has released an SCTP 
            Association or the SCTP association has failed.

   M-SCTP STATUS request 
   Direction: LM -> M3UA
   Purpose: LM requests M3UA to report the status of an SCTP 
            association.

   M-SCTP STATUS confirm 
   Direction: M3UA -> LM
   Purpose: M3UA reports the status of an SCTP association.

   M-ASP STATUS request 
   Direction: LM -> M3UA
   Purpose: LM requests M3UA to report the status of a local or remote 
            ASP.

   M-ASP STATUS confirm 
   Direction: M3UA -> LM
   Purpose: M3UA reports status of local or remote ASP.

   M-AS STATUS request 
   Direction: LM -> M3UA
   Purpose: LM requests M3UA to report the status of an AS.

   M-AS STATUS confirm 
   Direction: M3UA -> LM
   Purpose: M3UA reports the status of an AS.

   M-NOTIFY indication 
   Direction: M3UA -> LM
   Purpose: M3UA reports that it has received a NOTIFY message 
            from its peer.

   M-ERROR indication 
   Direction: M3UA -> LM
   Purpose: M3UA reports that it has received an ERROR message from 
            its peer or that a local operation has been unsuccessful.

   M-ASP UP request 
   Direction: LM -> M3UA
   Purpose: LM requests ASP to start its operation and send an ASP-UP
            Message to its peer.

Sidebottom et al                                             [Page 27]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

   M-ASP UP confirm
   Direction: M3UA -> LM
   Purpose: ASP reports that is has received an ASP UP Acknowledgement
            message from the SG.

   M-ASP UP indication
   Direction: M3UA -> LM
   Purpose: M3UA reports it has successfully processed an incoming ASP-
            UP request from its peer.

   M-ASP DOWN request 
   Direction: LM -> M3UA
   Purpose: LM requests ASP to stop its operation and send an ASP-DOWN 
            Message to its peer.

   M-ASP DOWN confirm
   Direction: M3UA -> LM
   Purpose: ASP reports that is has received an ASP DOWN
            Acknowledgement message from the SG.

   M-ASP DOWN indication
   Direction: M3UA -> LM
   Purpose: M3UA reports it has successfully processed an incoming ASP-
            DOWN request from its peer.

   M-ASP-ACTIVE request
   Direction: LM -> M3UA
   Purpose: LM requests ASP to send an ASP-ACTIVE message to its peer.

   M-ASP ACTIVE confirm
   Direction: M3UA -> LM
   Purpose: ASP reports that is has received an ASP ACTIVE
            Acknowledgement message from the SG.

   M-ASP ACTIVE indication
   Direction: M3UA -> LM
   Purpose: LM reports it has successfully processed an incoming ASP-
            ACTIVE request from its peer.

   M-ASP-INACTIVE request
   Direction: LM -> M3UA
   Purpose: LM requests ASP to send an ASP- Inactive message to the SG.

   M-ASP INACTIVE confirm
   Direction: LM -> M3UA
   Purpose: ASP reports that is has received an ASP INACTIVE
            Acknowledgement message from the SG.

Sidebottom et al                                             [Page 28]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

   M-ASP INACTIVE indication
   Direction: M3UA -> LM
   Purpose: LM reports it has successfully processed an incoming ASP-
            INACTIVE request from its peer.

   M-AS ACTIVE indication
   Direction: M3UA -> LM
   Purpose: LM reports that an AS has moved to the ACTIVE state.

   M-AS INACTIVE indication
   Direction: M3UA -> LM
   Purpose: LM reports that an AS has moved to the INACTIVE state.

   M-AS DOWN indication
   Direction: M3UA -> LM
   Purpose: LM reports that an AS has moved to the DOWN state.

2.0 Conventions

The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD, SHOULD 
NOT, RECOMMENDED, NOT RECOMMENDED, MAY, and OPTIONAL, when they appear 
in this document, are to be interpreted as described in [RFC2119].

3.0 M3UA Protocol Elements

The general M3UA message format includes a Common Message Header 
followed by zero or more parameters as defined by the Message Type.  
For forward compatibility, all Message Types may have attached 
parameters even if none are specified in this version.

3.1 Common Message Header

The protocol messages for MTP3-User Adaptation require a message header 
which contains the adaptation layer version, the message type, and 
message length.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Version    |   Reserved    | Message Class | Message Type  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        Message Length                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                                                               /

Sidebottom et al                                             [Page 29]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

All fields in an M3UA message MUST be transmitted in the network byte 
order, unless otherwise stated.

3.1.1 M3UA Protocol Version: 8 bits (unsigned integer)

   The version field contains the version of the M3UA adaptation layer.  

   The supported versions are the following:

         1      Release 1.0

3.1.2  Message Classes and Types

The following list contains the valid Message Classes:

Message Class: 8 bits (unsigned integer)

   The following list contains the valid Message Type Classes:

     0     Management (MGMT) Message [IUA/M2UA/M3UA/SUA]
     1     Transfer Messages [M3UA]
     2     SS7 Signalling Network Management (SSNM) Messages [M3UA/SUA]
     3     ASP State Maintenance (ASPSM) Messages [IUA/M2UA/M3UA/SUA]
     4     ASP Traffic Maintenance (ASPTM) Messages [IUA/M2UA/M3UA/SUA]
     5     Q.921/Q.931 Boundary Primitives Transport (QPTM) Messages 
              [IUA]
     6     MTP2 User Adaptation (MAUP) Messages [M2UA]
     7     Connectionless Messages [SUA]
     8     Connection-Oriented Messages [SUA]
     9     Routing Key Management (RKM) Messages (M3UA)
  10 to 127 Reserved by the IETF
  28 to 255 Reserved for IETF-Defined Message Class extensions

Message Type: 8 bits (unsigned integer)

   The following list contains the message types for the defined 
   messages.

     Management (MGMT) Message

         0        Error (ERR)
         1        Notify (NTFY)
      2 to 127    Reserved by the IETF
    128 to 255    Reserved for IETF-Defined MGMT extensions

     Transfer Messages

         0        Reserved
         1        Payload Data (DATA)      
      2 to 127    Reserved by the IETF
    128 to 255    Reserved for IETF-Defined Transfer extensions

Sidebottom et al                                             [Page 30]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001   

     SS7 Signalling Network Management (SSNM) Messages

         0        Reserved
         1        Destination Unavailable (DUNA)
         2        Destination Available (DAVA)
         3        Destination State Audit (DAUD)
         4        SS7 Network Congestion State (SCON)
         5        Destination User Part Unavailable (DUPU)
         6        Destination Restricted (DRST)      
      7 to 127    Reserved by the IETF
    128 to 255    Reserved for IETF-Defined SSNM extensions

  ASP State Maintenance (ASPSM) Messages

         0        Reserved
         1        ASP Up (UP)
         2        ASP Down (DOWN)         
         3        Heartbeat (BEAT)
         4        ASP Up Ack (UP ACK)
         5        ASP Down Ack (DOWN ACK)
         6        Heatbeat Ack (BEAT ACK)
      7 to 127    Reserved by the IETF
    128 to 255    Reserved for IETF-Defined ASPSM extensions

  ASP Traffic Maintenance (ASPTM) Messages

         0        Reserved
         1        ASP Active (ACTIVE)
         2        ASP Inactive (INACTIVE)
         3        ASP Active Ack (ACTIVE ACK) 
         4        ASP Inactive Ack (INACTIVE ACK)
      5 to 127    Reserved by the IETF
    128 to 255    Reserved for IETF-Defined ASPTM extensions

  Routing Key Management (RKM) Messages

         0        Reserved
         1        Registration Request (REG REQ)
         2        Registration Response (REG RSP)
         3        Deregistration Request (DEREG REQ) 
         4        Deregistration Response (DEREG RSP)
      5 to 127    Reserved by the IETF
    128 to 255    Reserved for IETF-Defined ASPTM extensions

3.1.3  Reserved: 8 bits

   The Reserved field SHOULD be set to all '0's and ignored by the 
   receiver.

Sidebottom et al                                             [Page 31]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

3.1.4  Message Length: 32-bits (unsigned integer)

   The Message Length defines the length of the message in octets, 
   including the Common Header.  For messages with a final parameter 
   containing padding, the parameter padding MUST be included in the 
   Message Length. 

   Note: A receiver SHOULD accept the message whether or not the final 
   parameter padding is included in the message length.  

3.2 Variable-Length Parameter Format

M3UA messages consist of a Common Header followed by zero or more 
variable length parameters, as defined by the message type.  All the 
parameters contained in a message are defined in a Tag-Length-Value 
format as shown below.  

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Parameter Tag        |       Parameter Length        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                       Parameter Value                         /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Where more than one parameter is included in a message, the parameters 
may be in any order, except where explicitly mandated.  A receiver 
SHOULD accept the parameters in any order. 

Parameter Tag: 16 bits (unsigned integer)

   The Tag field is a 16-bit identifier of the type of parameter. It 
   takes a value of 0 to 65534.  The parameter Tags defined are as 
   follows:

         0        Reserved
         1        Network Appearance
         2        Protocol Data 1
         3        Protocol Data 2
         4        Info String
         5        Affected Destinations
         6        Routing Context
         7        Diagnostic Information
         8        Heartbeat Data
         9        User/Cause
        10        Reason
        11        Traffic Mode Type
  

Sidebottom et al                                             [Page 32]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

        12        Error Code
        13        Status Type/ID
        14        Congestion Indications
        15        Concerned Destination
        16        Routing Key
        17        Registration Result
        18        De-registration Result
        19        Local_Routing Key Identifier
        20        Destination Point Code
        21        Service Indicators
        22        Subsystem Numbers
        23        Originating Point Code List
        24        Circuit Range
        25        Registration Results
        26        De-Registration Results
     27 to 65534  Reserved by the IETF

   The value of 65535 is reserved for IETF-defined extensions.  Values 
   other than those defined in specific parameter description are 
   reserved for use by the IETF. 

Parameter Length: 16 bits (unsigned integer)

   The Parameter Length field contains the size of the parameter in 
   bytes, including the Parameter Tag, Parameter Length, and Parameter 
   Value fields. The Parameter Length does not include any padding 
   bytes.

Parameter Value: variable-length.

   The Parameter Value field contains the actual information to be 
   transferred in the parameter. 

   The total length of a parameter (including Tag, Parameter Length and 
   Value fields) MUST be a multiple of 4 bytes. If the length of the 
   parameter is not a multiple of 4 bytes, the sender pads the 
   Parameter at the end (i.e., after the Parameter Value field) with 
   all zero bytes. The length of the padding is NOT included in the 
   parameter length field. A sender SHOULD NEVER pad with more than 3 
   bytes. The receiver MUST ignore the padding bytes.

3.3 Transfer Messages

The following section describes the Transfer messages and parameter 
contents. 

Sidebottom et al                                             [Page 33]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001   

3.3.1 Payload Data Message (DATA)

The DATA message contains the SS7 MTP3-User protocol data, which is an 
MTP-TRANSFER primitive, including the complete MTP3 Routing Label. The 
Data message contains the following variable length parameters:

     Network Appearance       Optional
     Protocol Data 1 or 2     Mandatory

The following format MUST be used for the Data Message:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 1            |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                       Network Appearance*                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 3            |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                        Protocol Data                          /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Network Appearance: 32-bits (unsigned integer)

   The optional Network Appearance parameter identifies the SS7 network 
   context for the message, for the purposes of logically separating 
   the signalling traffic between the SG and the Application Server 
   Process over a common SCTP Association.  An example is where an SG 
   is logically partitioned to appear as an element in four different 
   national SS7 networks.

   In a Data message, the Network Appearance implicitly defines the SS7 
   Point Code format used, the SS7 Network Indicator value, and the 
   MTP3 and possibly the MTP3-User protocol type/variant/version used 
   within the SS7 network partition.  Where an SG operates in the 
   context of a single SS7 network, or individual SCTP associations are 
   dedicated to each SS7 network context, the Network Appearance 
   parameter is not required.

   The Network Appearance parameter value is of local significance 
   only, coordinated between the SG and ASP. Therefore, in the case 
   where an ASP is connected to more than one SG, the same SS7 network 
   context may be identified by different Network Appearances depending 
   over which SG a message is being transmitted/received.

Sidebottom et al                                             [Page 34]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

   Where the optional Network Appearance parameter is present, it must 
   be the first parameter in the message as it defines the format of 
   the Protocol Data field.

Protocol Data 1 or 2: variable length

   One of two possible Protocol Data parameters are included in a DATA 
   message: Protocol Data 1 or Protocol Data 2.  

   The Protocol Data 1 parameter contains the original SS7 MTP3 
   message, including the Service Information Octet and Routing Label. 

   The Protocol Data 1 parameter contains the following fields:

       Service Information Octet. Includes:
            Service Indicator, 
            Network Indicator,
            and Spare/Priority codes

       Routing Label. Includes:
            Destination Point Code,
            Originating Point Code,
            And Signalling Link Selection Code (SLS)

       User Protocol Data.  Includes:
            MTP3-User protocol elements (e.g., ISUP, SCCP, or TUP 
               parameters)
       
   The Protocol Data 2 parameter contains all the information in 
   Protocol Data 1 as described above, plus the MTP2 Length Indicator 
   octet.  The MTP2 Length Indicator (LI) octet appears before the SIO 
   and Routing Label information.  The MTP2 Length Indicator octet is 
   required for some national MTP variants that use the spare bits in 
   the LI to carry additional information of interest to the MTP3 and 
   MTP3-User (e.g., the Japan TTC standard use of LI spare bits to 
   indicate message priority) 

   The Payload Data format is as defined in the relevant MTP standards 
   for the SS7 protocol being transported.  The format is either 
   implicitly known or identified by the Network Appearance parameter.  
   Note: In the SS7 Recommendations, the format of the messages and 
   fields within the messages are based on bit transmission order.  In 
   these recommendations the Least Significant Bit (LSB) of each field 
   is positioned to the right.  For this document the received SS7 
   fields are populated octet by octet as received into the 4-octet 
   word as shown in the examples below.

   For the ANSI protocol example, the Protocol Data field format is 
   shown below:

Sidebottom et al                                             [Page 35]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |      SIO      |  DPC Member  |  DPC Cluster  |  DPC Network   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  OPC Member  |  OPC Cluster  |  OPC Network   |      SLS      | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                        Protocol Data                          /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   |MSB---------------------------------------------------------LSB|

   Within each octet the Least Significant Bit (LSB) per the SS7 
   Recommendations is to the right (e.g., bit 7 of SIO is the LSB).

   For the ITU international protocol example, the Protocol Data field 
   is shown below.

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |      SIO      | DPC     | DPC |OPC| DPC | DPC |   OPC       |@|
    |               | Region *| SP *|SP*|Zone*| reg.|  Region    *| |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |  SLS  | OPC |$|      Protocol                                 |
    |      *| SP *| |        Data                                   |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    * marks LSB of each field;  @ = OPC SP MSB;  $ = OPC region MSB

3.4 SS7 Signalling Network Management (SSNM) Messages

3.4.1 Destination Unavailable (DUNA)

The DUNA message is sent from the SG to all concerned ASPs to indicate 
that the SG has determined that one or more SS7 destinations are 
unreachable.  It is also sent in response to a message from the ASP to 
an unreachable SS7 destination.  As an implementation option the SG may 
suppress the sending of subsequent "response" DUNAs regarding a certain 
unreachable SS7 destination for a certain period in order to give the 
remote side time to react. The MTP3-User at the ASP is expected to stop 
traffic to the affected destination through the SG initiating the DUNA 
as per the defined MTP3-User procedures. 

Sidebottom et al                                             [Page 36]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

The DUNA message contains the following parameters:

     Network Appearance      Optional
     Affected Destinations   Mandatory
     Info String             Optional

The format for DUNA Message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |            Tag = 1            |           Length =8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      Network Appearance*                      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 5            |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Mask      |                 Affected DPC 1                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                              ...                              /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Mask      |                 Affected DPC n                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |             Tag = 4           |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                          INFO String*                         /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Network Appearance: 32-bit unsigned integer

   See Section 3.3.1

Affected Destinations: n x 32-bits

   The Affected Destinations parameter contains up to sixteen Affected 
   Destination Point Code fields, each a three-octet parameter to allow 
   for 14-, 16- and 24-bit binary formatted SS7 Point Codes.  Affected 
   Point Codes that are less than 24-bits, are padded on the left to 
   the 24-bit boundary.  The encoding is shown below for ANSI and ITU 
   Point Code examples.

   

Sidebottom et al                                             [Page 37]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

ANSI 24-bit Point Code:

       0                   1                   2                   3
       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
      |     Mask      |    Network    |    Cluster    |     Member    |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                      |MSB-----------------------------------------LSB|

   ITU 14-bit Point Code:

       0                   1                   2                   3
       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
      |     Mask      |0 0 0 0 0 0 0 0 0 0|Zone |     Region    | SP  |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                                           |MSB--------------------LSB|

   It is optional to send an Affected Destinations parameter with more 
   than one Affected DPC but it is mandatory to receive and process it.  
   All the Affected DPCs included must be within the same Network 
   Appearance.  Including multiple Affected DPCs may be useful when 
   reception of an MTP3 management message or a linkset event 
   simultaneously affects the availability status of a list of 
   destinations at an SG.  

Mask: 8-bits (unsigned integer)

   The Mask field associated with each Affected DPC in the Affected 
   Destinations parameter, used to identify a contiguous range of 
   Affected Destination Point Codes, independent of the point code 
   format.  Identifying a contiguous range of Affected DPCs may be 
   useful when reception of an MTP3 management message or a linkset 
   event simultaneously affects the availability status of a series of 
   destinations at an SG.  For example, if all DPCs in an ANSI cluster 
   are determined to be unavailable due to local linkset 
   unavailability, the DUNA could identify potentially 256 Affected 
   DPCs in a single Affected DPC field. 

   The Mask parameter represents a bit mask that can be applied to the 
   related Affected DPC field.  The bit mask identifies how many bits 
   of the Affected DPC field are significant and which are effectively 
   "wildcarded".  For example, a mask of "8" indicates that the least 
   significant eight bits of the DPC is "wildcarded".  For an ANSI 24-
   bit Affected DPC, this is equivalent to signalling that all DPCs in 
   an ANSI Cluster are unavailable.  A mask of "3" indicates that the 
   least significant three bits of the DPC is "wildcarded".  For a 14-
   bit ITU Affected DPC, this is equivalent to signaling that an ITU 

   
Sidebottom et al                                             [Page 38]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

   Region is unavailable. A mask value equal to the number of bits in 
   the DPC indicates that the entire network appearance is affected û 
   this is used to indicate network isolation to the ASP.

Info String: variable length

   The optional INFO String parameter can carry any 8-bit ASCII 
   character string along with the message.  Length of the INFO 
   String parameter is from 0 to 255 characters.  No procedures are 
   presently identified for its use but the INFO String MAY be used by 
   Operators to identify in text form the location reflected by the 
   Affected DPC for debugging purposes.

3.4.2 Destination Available (DAVA)   

The DAVA message is sent from the SG to all concerned ASPs to indicate 
that the SG has determined that one or more SS7 destinations are now 
reachable (and not restricted), or in response to a DAUD message if 
appropriate. The ASP MTP3-User protocol is allowed to resume traffic to 
the affected destination through the SG initiating the DUNA. 

The DAVA message contains the following parameters:

     Network Appearance       Optional
     Affected Destinations    Mandatory
     Info String              Optional

The format and description of the Network Appearance, Affected 
Destinations and Info String parameters is the same as for the DUNA 
message (See Section 3.4.1.)  

3.4.3 Destination State Audit (DAUD)

The DAUD message can be sent from the ASP to the SG to audit the 
availability/congestion state of SS7 routes to one or more affected 
destinations.  

The DAUD message contains the following parameters:

     Network Appearance      Optional
     Affected Destinations   Mandatory
     Info String             Optional

The format and description of DAUD Message parameters is the same as 
for the DUNA message (See Section 3.4.1.)

3.4.4 SS7 Network Congestion (SCON)

The SCON message can be sent from the SG to all concerned ASPs to 
indicate congestion in the SS7 network to one or more destinations, or 

Sidebottom et al                                             [Page 39]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

to an ASP in response to a DATA or DAUD message as appropriate.  For 
some MTP protocol variants (e.g., ANSI MTP) the SCON may be sent when 
the SS7 congestion level changes.  The SCON message MAY also be sent 
from the M3UA of an ASP to an M3UA peer indicating that the M3UA or the 
ASP is congested.

The SCON message contains the following parameters:

     Network Appearance       Optional
     Affected Destinations    Mandatory
     Concerned Destination    Optional     Congestion Indications   
Optional           
     Info String              Optional

The format for SCON Message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 1            |           Length =8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |                       Network Appearance*                     | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 5            |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |      Mask     |                 Affected DPC 1                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                              ...                              /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |      Mask     |                 Affected DPC n                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 15           |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    reserved   |                 Concerned DPC                 |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 14           |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                   Reserved                    |  Cong. Level* |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 4            |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                         INFO String*                          /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Sidebottom et al                                             [Page 40]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

The format and description of the Network Appearance, Affected 
Destinations, and Info String parameters is the same as for the DUNA 
message (See Section 3.4.1.)

The Affected Destinations parameter can be used to indicate congestion 
of multiple destinations or ranges of destinations.  However, an SCON 
MUST not be delayed in order to "collect" individual congested 
destinations into a single SCON as any delay might affect the timing of 
congestion indications to the M3UA Users.  One use for including a 
range of Congested DPCs is when the SG supports an ANSI cluster route 
set to the SS7 network that becomes congested due to outgoing link set 
congestion. 

Concerned Destination: 32-bits
   
   The optional Concerned Destination parameter is only used if the 
   SCON is sent from an ASP to the SG. It contains the point code of 
   the originator of the message that triggered the SCON. The Concerned 
   Destination parameter contains one Concerned Destination Point Code 
   field, a three-octet parameter to allow for 14-, 16- and 24-bit 
   binary formatted SS7 Point Codes.  A Concerned Point Code that is 
   less than 24-bits, is padded on the left to the 24-bit boundary. The 
   SG sends a Transfer Controlled Message to the Concerned Point Code 
   using the single Affected DPC contained in the SCON to populate the 
   (affected) Destination field of the TFC message. Normally the 
   Affected DPC will be equal to the point code of the ASP.

Congested Indications: 32-bits

   The optional Congestion Indications parameter contains a Congestion 
   Level field.  This optional parameter is used to communicate 
   congestion levels in national MTP networks with multiple congestion 
   thresholds, such as in ANSI MTP3.  For MTP congestion methods 
   without multiple congestion levels (e.g., the ITU international 
   method) the parameter is not included.

Congestion Level field: 8-bits (unsigned integer)

   The Congestion Level field, associated with all of the Affected 
   DPC(s) in the Affected Destinations parameter, contains one of the 
   Following values:

         0     No Congestion or Undefined
         1     Congestion Level 1
         2     Congestion Level 2
         3     Congestion Level 3

   The congestion levels are defined in the congestion method in the 
   appropriate national MTP recommendations [14,15]. 

Sidebottom et al                                             [Page 41]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

3.4.5 Destination User Part Unavailable (DUPU)

The DUPU message is used by an SG to inform an ASP that a remote peer 
MTP3-User Part (e.g., ISUP or SCCP) at an SS7 node is unavailable.

The DUPU message contains the following parameters:

     Network Appearance       Optional
     Affected Destinations    Mandatory
     User/Cause               Mandatory
     Info String              Optional

The format for DUPU Message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 1            |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |                      Network Appearance*                      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 5            |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Mask = 0    |                  Affected DPC                 |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 9            |          Length = 8           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |             Cause             |            User               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 4            |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                          INFO String*                         /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

User/Cause: 32-bits

   The Unavailability Cause and MTP3-User Identity fields, associated 
   with the Affected DPC in the Affected Destinations parameter, are 
   encoded as follows:

Unavailability Cause field: 16-bits (unsigned integer)

   The Unavailability Cause parameter provides the reason for the 
   unavailability of the MTP3-User.  The valid values for the 
   Unavailability Cause parameter are shown in the following table. 
   The values agree with those provided in the SS7 MTP3 User Part 
   Unavailable message.  Depending on the MTP3 protocol used in the 

Sidebottom et al                                             [Page 42]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

   network appearance, additional values may be used - the 
   specification of the relevant MTP3 protocol variant/version 
   recommendation is definitive.

         0         Unknown
         1         Unequipped Remote User
         2         Inaccessible Remote User

MTP3-User Identity field: 16-bits (unsigned integer)

   The MTP3-User Identity describes the specific MTP3-User that is 
   unavailable (e.g., ISUP, SCCP, ...).  Some of the valid values for 
   the MTP3-User Identity are shown below.  The values agree with those 
   provided in the SS7 MTP3 User Part Unavailable message and Service 
   Indicator.  Depending on the MTP3 protocol variant/version used in 
   the network appearance, additional values may be used.  The relevant 
   MTP3 protocol variant/version recommendation is definitive.

       0 to 2       Reserved
          3         SCCP
          4         TUP
          5         ISUP
       6 to 8       Reserved
          9         Broadband ISUP
         10        Satellite ISUP           
 
The format and description of the Affected Destinations parameter is 
the same as for the DUNA message (See Section 3.4.1.) except that the 
Mask field is not used and only a single Affected DPC is included.  
Ranges and lists of Affected DPCs cannot be signaled in a DUPU, but 
this is consistent with UPU operation in the SS7 network. The Affected 
Destinations parameter in an MTP3 User Part Unavailable message (UPU) 
received by an SG from the SS7 network contains only one destination.

The format and description of the Network Appearance and Info String 
parameters is the same as for the DUNA message (See Section 3.4.1.).

3.4.6 Destination Restricted (DRST)   

The DRST message is optionally sent from the SG to all concerned ASPs 
to indicate that the SG has determined that one or more SS7 
destinations are now restricted, or in response to a DAUD message if 
appropriate. The M3UA at the ASP is expected to send traffic to the 
affected destination via an alternate SG of equal priority, but only if 
such an alternate route exists and is available. If the affected 
destination is currently considered unavailable by the ASP, traffic to 
the affected destination through the SG initiating the DRST should be 
resumed.

Sidebottom et al                                             [Page 43]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

This message is optional for the SG to send and optional for the ASP to 
process. It is for use in the "STP" case described in Section 1.4.2.

The DRST message contains the following parameters:

     Network Appearance       Optional
     Affected Destinations    Mandatory
     Info String              Optional

The format and description of the Network Appearance, Affected 
Destinations and Info String parameters is the same as for the DUNA 
message (See Section 3.4.1.)

3.5 Application Server Process Maintenance (ASPM) Messages

3.5.1 ASP Up (ASPUP)

The ASP UP (ASPUP) message is used to indicate to a remote M3UA peer 
that the Adaptation layer is ready to receive SSNM or ASPM management 
messages for all Routing Keys that the ASP is configured to serve.

The ASPUP message contains the following parameters:

     INFO String                   Optional

The format for ASPUP Message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 4            |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                          INFO String*                         /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The format and description of the optional Info String parameter is the 
same as for the DUNA message (See Section 3.4.1.)

3.5.2 ASP Up Ack

The ASP UP Ack message is used to acknowledge an ASP-Up message 
received from a  remote M3UA peer.

Sidebottom et al                                             [Page 44]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

The ASPUP Ack message contains the following parameters:

     INFO String (optional)

The format for ASPUP Ack Message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag =4             |             Length            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                          INFO String*                         /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The format and description of the optional Info String parameter is the 
same as for the DUNA message (See Section 3.4.1.)

3.5.3 ASP Down (ASPDN)

The ASP Down (ASPDN) message is used to indicate to a remote M3UA peer 
that the adaptation layer is NOT ready to receive traffic or 
maintenance messages.

The ASPDN message contains the following parameters:

     Reason         Mandatory
     INFO String    Optional

The format for the ASPDN message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag = 10            |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |                              Reason                           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag =4             |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   \                                                               \
   /                         INFO String*                          /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Sidebottom et al                                             [Page 45]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

The format and description of the optional Info String parameter is the 
same as for the DUNA message (See Section 3.4.1.)

Reason: 32-bit (unsigned integer)

   The Reason parameter indicates the reason that the remote M3UA 
   adaptation layer is unavailable.  The valid values for Reason are 
   shown in the following table.

         0       Unspecified
         1       User Unavailable
         2       Management Blocking

3.5.4 ASP Down Ack

The ASP Down Ack message is used to acknowledge an ASP-Down message 
received from a remote M3UA peer, or to reply to an ASPM message from 
an ASP which is locked out for management reasons.  

The ASP Down Ack message contains the following parameters:

     Reason          Mandatory
     INFO String     Optional

The format for the ASPDN Ack message parameters is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag = 10            |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                              Reason                           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 4            |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   \                                                               \
   /                         INFO String*                          /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The format and description of the optional Info String parameter is the 
same as for the DUNA message (See Section 3.4.1.)

The format of the Reason parameter is the same as for the ASP-Down 
message. (See Section 3.4.3)

3.5.5 Registration Request (REG REQ)

The REG REQ message is sent by an ASP to indicate to a remote M3UA peer
that it wishes to register one or more given Routing Key with the 

Sidebottom et al                                             [Page 46]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

remote peer.  Typically, an ASP would send this message to an SGP, and 
expects to receive a REG RSP in return with an associated Routing 
Context value.

The REG REQ message contains the following parameters:

     Routing Key           Mandatory

The format for the REG REQ message is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 16           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                         Routing Key 1                         /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                              ...                              /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 16           |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                         Routing Key n                         /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Routing Key: variable length

   The Routing Key parameter is mandatory. The sender of this message
   expects that the receiver of this message will create a Routing
   Key entry and assign a unique Routing Context value to it, if the 
   Routing Key entry does not already exist.

   The Routing Key parameter may be present multiple times in the same
   message. This is used to allow the registration of multiple Routing 
   Keys in a single message.

   

Sidebottom et al                                             [Page 47]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

The format of the Routing Key parameter is as follows.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                       Local-RK-Identifier                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                     Destination Point Code                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Network Appearance (optional)                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                       SI (optional)                           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                         SSN (optional)                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |              Origination Point Code List (optional)           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                   Circuit Range List (optional)               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Local-RK-Identifier: 32-bit integer

   The mandatory Local-RK-Identifier field is used to uniquely identify 
   the registration request. The Identifier value is assigned by the 
   ASP, and is used to correlate the response in an REG RSP message 
   with the original registration request. The Identifier value must 
   remain unique until the REG RSP is received.

   The format of the Local-RK-Identifier field is as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag = 19            |         Length = 8            |   
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Local-RK-Identifier value                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Destination Point Code:

   The Destination Point Code parameter is mandatory, and identifies 
   the Destination Point Code of incoming SS7 traffic for which the ASP 
   is registering.  The format is the same as described for the 
   Affected Destination parameter in the DUNA Message (See Section 
   3.4.1). Its format is:

Sidebottom et al                                             [Page 48]

Internet Draft       SS7 MTP3-User Adaptation Layer         Feb 2001

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag = 20            |         Length = 8            |   
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Mask = 0   |            Destination Point Code             |   
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Network Appearance:

   The optional Network Appearance parameter field identifies the SS7 
   Network context for the Routing Key, and has the same format as in 
   the Data message (See Section 3.3.1). Its format is:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            Tag = 1            |         Length = 8            |   
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   
   |                     Network Appearance                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Service Indicators (SI): n X 8-bit integers

   The SI field contains one or more Service Indicators from the values 
   as described in the MTP3-User Identity field of the DUPU Message. 
   The absence of the SI parameter in the Routing Key indicates the use 
   of any SI values, excluding of course MTP management.  Where an SI 
   parameter does not contain a multiple of four SIs, the parameter is 
   padded out to 32-byte alignment.  An SI value of zero is not valid 
   in M3UA.  The SI format is:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Tag = 21            |         Length = var.         |   
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   
   |      SI #1    |     SI #2     |